13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,940 holding rows worth $74,576,485,000.
- Accession
- 0000873630-21-000001
- Filer
- CIK 873630
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 7,105 entries on the cover page, a total value of $74,576,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,039,186,000 with VALUE read as thousands by filing date, 13F file number 028-03140. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRIFFON CORP | 398433102 | COM | 11,885 | $242,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,174 | $242,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 15,649 | $241,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,970 | $241,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 23,502 | $241,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 9,369 | $241,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 11,631 | $240,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,372 | $238,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 19,201 | $238,000 | thousands by filing date | put |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 20,556 | $237,000 | thousands by filing date | put |
| SPIRE INC | 84857L101 | COM | 3,726 | $237,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,433 | $236,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,401 | $236,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 25,003 | $236,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,507 | $235,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,128 | $234,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,173 | $234,000 | thousands by filing date | put |
| ATHIRA PHARMA INC | 04746L104 | COM | 6,852 | $234,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,366 | $234,000 | thousands by filing date | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 13,201 | $233,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,032 | $233,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 5,347 | $233,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,730 | $232,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,624 | $232,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,560 | $232,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 43,034 | $232,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,867 | $231,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,145 | $231,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,409 | $231,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 12,096 | $230,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,366 | $229,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 75 | $229,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,229 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,015 | $227,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,802 | $227,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,724 | $227,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,200 | $226,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,375 | $226,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,031 | $226,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,330 | $226,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 33,399 | $226,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 7,505 | $225,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 12,994 | $225,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,399 | $224,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,579 | $224,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 14,645 | $224,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 4,062 | $223,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,000 | $223,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 14,154 | $223,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 22,764 | $223,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,154 | $222,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 19,956 | $222,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 31,679 | $222,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,392 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,421 | $221,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,414 | $220,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,968 | $220,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 29,880 | $220,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,892 | $220,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 4,968 | $219,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 21,484 | $219,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,269 | $218,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 14,205 | $217,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 37,100 | $217,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,324 | $217,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,040 | $217,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,019 | $216,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,105 | $216,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 14,847 | $216,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,966 | $216,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 16,054 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,000 | $216,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 118,989 | $216,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,249 | $215,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,765 | $215,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,618 | $215,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,343 | $215,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,075 | $215,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 7,492 | $215,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,363 | $214,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,145 | $214,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,786 | $214,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,119 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,000 | $212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,775 | $212,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,130 | $212,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,921 | $212,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,006 | $212,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,354 | $211,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,593 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,752 | $211,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 58,217 | $211,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,641 | $210,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 9,053 | $209,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,794 | $209,000 | thousands by filing date | put |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,845 | $209,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,828 | $208,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 5,605 | $208,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 18,350 | $208,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,826 | $208,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,849 | $208,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 3,578 | $208,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,399 | $207,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,724 | $207,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,256 | $207,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,332 | $206,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,697 | $206,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 3,837 | $206,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,906 | $205,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,130 | $205,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 38,822 | $204,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,147 | $204,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,610 | $204,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 6,315 | $204,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,484 | $203,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,332 | $203,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 59,967 | $203,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 26,416 | $202,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,739 | $202,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,503 | $201,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 54,311 | $201,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,104 | $201,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 18,975 | $201,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 15,581 | $201,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,151 | $199,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 42,634 | $199,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,673 | $199,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,543 | $199,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 15,878 | $198,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,601 | $197,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 93,780 | $197,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,698 | $196,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 10,293 | $196,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,888 | $196,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,832 | $195,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,003 | $195,000 | thousands by filing date | put |
| PERDOCEO ED CORP | 71363P106 | COM | 15,507 | $195,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 60,843 | $195,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 11,303 | $194,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,393 | $194,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 11,500 | $193,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 15,995 | $193,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,905 | $189,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,478 | $187,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,167 | $185,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,999 | $185,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 14,060 | $185,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,448 | $182,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 2,323 | $182,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 12,677 | $181,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 40,000 | $179,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,651 | $178,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 12,874 | $178,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,836 | $178,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 13,570 | $177,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,177 | $174,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,036 | $174,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 26,754 | $174,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,949 | $173,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 705 | $173,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 11,322 | $173,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,800 | $171,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 21,589 | $171,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 11,914 | $170,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,884 | $170,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,654 | $170,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 11,105 | $168,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,853 | $168,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,947 | $167,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 19,126 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 49,324 | $167,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,235 | $167,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,300 | $167,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,000 | $166,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 21,902 | $166,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 783 | $165,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,755 | $165,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,331 | $165,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 710 | $164,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 61,574 | $164,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,300 | $163,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,765 | $161,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,000 | $161,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 39 | $159,000 | thousands by filing date | put |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,897 | $159,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,370 | $159,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 15,001 | $159,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 3,992 | $158,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 12,512 | $158,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 1,800 | $157,000 | thousands by filing date | call |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,632 | $157,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,541 | $156,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 29,806 | $156,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,101 | $154,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,840 | $154,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 15,166 | $154,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,134 | $153,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,509 | $153,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 2,544 | $153,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,370 | $153,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,382 | $153,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 59,002 | $153,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 36,005 | $152,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,535 | $151,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,582 | $151,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 13,148 | $151,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,901 | $150,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,004 | $150,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,335 | $149,000 | thousands by filing date | put |
| FISKER INC | 33813J106 | CL A COM STK | 10,065 | $149,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,038 | $149,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17,529 | $149,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,153 | $146,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 52,124 | $146,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 20,370 | $146,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,576 | $145,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,528 | $145,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,593 | $145,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 23,328 | $144,000 | thousands by filing date | put |
| APTINYX INC | 03836N103 | COM | 41,751 | $142,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 13,274 | $140,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,917 | $139,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,320 | $138,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,223 | $137,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 2,244 | $137,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,057 | $136,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,885 | $136,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 33,917 | $136,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,210 | $134,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 844 | $134,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,398 | $134,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,081 | $134,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 10,762 | $133,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,265 | $133,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 500 | $133,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 7,792 | $133,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 39,029 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 600 | $132,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 9,047 | $130,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 17,395 | $129,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,145 | $128,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,200 | $128,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 950 | $127,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 1,716 | $127,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,633 | $127,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,680 | $126,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 29,546 | $126,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,318 | $126,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,100 | $125,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,500 | $125,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,897 | $125,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 24,017 | $124,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,254 | $123,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,097 | $123,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,603 | $122,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,788 | $122,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 16,277 | $120,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,198 | $120,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 10,781 | $119,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,540 | $119,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,342 | $118,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 15,396 | $118,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,497 | $117,000 | thousands by filing date | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,037 | $117,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 117 | $117,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 14,181 | $117,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 27,138 | $116,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $116,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,392 | $114,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 39,104 | $114,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 334 | $113,000 | thousands by filing date | put |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 18,311 | $113,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,220 | $113,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 55,458 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,249 | $112,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,747 | $112,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,384 | $111,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 34,630 | $111,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 83,280 | $110,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,371 | $109,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 1,482 | $109,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,812 | $109,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,006 | $107,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,425 | $107,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,226 | $107,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,254 | $105,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 5,393 | $105,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,890 | $105,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15,041 | $105,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,228 | $104,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 277 | $103,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,610 | $103,000 | thousands by filing date | put |
| CLIPPER REALTY INC | 18885T306 | COM | 14,535 | $103,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 10,000 | $103,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 42,460 | $102,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 43,479 | $102,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,569 | $102,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 15,361 | $102,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 27,229 | $101,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 31,292 | $101,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,904 | $101,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,764 | $100,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,916 | $100,000 | thousands by filing date | put |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 3,081 | $99,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 755 | $99,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,785 | $98,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,402 | $98,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 29,606 | $98,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,315 | $97,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,354 | $96,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 5,362 | $95,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,819 | $95,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,682 | $94,000 | thousands by filing date | put |
| EQUILLIUM INC | 29446K106 | COM | 16,944 | $94,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,015 | $93,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,535 | $93,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,256 | $93,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 1,505 | $93,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 12,512 | $92,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 22,817 | $92,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,247 | $91,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,084 | $89,000 | thousands by filing date | put |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,732 | $89,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,079 | $89,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 9,335 | $88,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 684 | $87,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,009 | $87,000 | thousands by filing date | put |
| EXICURE INC | 30205M101 | COM | 50,383 | $86,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,953 | $85,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,266 | $85,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,339 | $83,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,791 | $83,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 5,100 | $82,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,950 | $81,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 545 | $79,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 3,291 | $79,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 3,125 | $77,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,467 | $77,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 11,788 | $76,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,740 | $75,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,566 | $75,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,800 | $74,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 2,261 | $72,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7,464 | $70,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,079 | $69,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 921 | $68,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,463 | $68,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,652 | $67,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 21,869 | $67,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,384 | $66,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,537 | $66,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 751 | $65,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,380 | $65,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 524 | $64,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,564 | $64,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 750 | $62,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 18,507 | $62,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 502 | $61,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,171 | $61,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,283 | $61,000 | thousands by filing date | put |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 1,499 | $59,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,545 | $59,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,843 | $59,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 10,690 | $58,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,566 | $57,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 414 | $56,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,661 | $55,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 600 | $54,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 625 | $53,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 12,948 | $53,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 20,000 | $51,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 264 | $50,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 30,314 | $50,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,693 | $50,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,052 | $50,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $49,000 | thousands by filing date | put |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,519 | $46,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 559 | $45,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 13,041 | $45,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 370 | $44,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 28,247 | $43,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 60 | $43,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 13,373 | $43,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 239 | $41,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 262 | $41,000 | thousands by filing date | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 561 | $40,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 563 | $40,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 16,745 | $40,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 12,400 | $40,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,200 | $39,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 287 | $39,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 744 | $39,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 18,512 | $38,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 22,490 | $36,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,765 | $35,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 714 | $34,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 428 | $33,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,537 | $33,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 832 | $32,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,491 | $32,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,978 | $31,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 1,146 | $30,000 | thousands by filing date | put |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 465 | $29,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $28,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 23,047 | $28,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $28,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 55 | $27,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 635 | $27,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,161 | $27,000 | thousands by filing date | put |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 16,565 | $26,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 924 | $24,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 777 | $23,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,746 | $23,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,851 | $23,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,754 | $23,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 593 | $22,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 480 | $22,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 752 | $22,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,000 | $20,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 195 | $19,000 | thousands by filing date | put |
| JAMF HLDG CORP COM | 47074L105 | Stock | 651 | $19,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,772 | $18,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 32 | $18,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $17,000 | thousands by filing date | put |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 250 | $17,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 345 | $17,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 353 | $17,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 683 | $16,000 | thousands by filing date | put |
| HAMILTON LANE INC | 407497106 | CL A | 202 | $16,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 1,395 | $15,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 43,484 | $15,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,395 | $14,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 19,253 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,765 | $12,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 18 | $7,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 302 | $5,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 86 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 33 | $3,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,200 | $2,000 | thousands by filing date | put |
| EQUINOX GOLD CORP | 29446Y502 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-21-000002 | base | 2021-02-25 | acceptance time not in the bulk data set |