13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 2,707 holding rows worth $62,675,518,000.
- Accession
- 0000873630-20-000008
- Filer
- CIK 873630
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 7,051 entries on the cover page, a total value of $62,675,518,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,675,518,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIUMPH GROUP INC NEW | 896818101 | COM | 26,984 | $180,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 16,607 | $178,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 10,166 | $177,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,900 | $177,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 88,783 | $177,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 12,894 | $176,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,931 | $175,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 15,408 | $175,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,900 | $174,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,331 | $172,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 13,686 | $172,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,855 | $171,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,072 | $170,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 14,132 | $169,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,000 | $168,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 17,323 | $168,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 24,939 | $168,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,111 | $168,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 14,392 | $166,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,000 | $165,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,852 | $165,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 16,143 | $165,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,800 | $164,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,400 | $164,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 46,928 | $164,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 13,105 | $164,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,131 | $164,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 20,922 | $163,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,459 | $163,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 26,648 | $163,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,578 | $162,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 11,935 | $161,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 47,777 | $161,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,000 | $160,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 18,192 | $159,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 19,654 | $158,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 63,462 | $158,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,362 | $158,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 21,028 | $157,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 19,622 | $157,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,915 | $157,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 13,483 | $157,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,700 | $156,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 22,591 | $156,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,485 | $156,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,400 | $155,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 12,921 | $155,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 48,412 | $155,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,449 | $155,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 20,529 | $154,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,295 | $153,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 37,100 | $151,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,727 | $151,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 75,627 | $151,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,888 | $149,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 2,500 | $148,000 | thousands by filing date | put |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 13,803 | $147,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,140 | $146,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,000 | $145,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 40,747 | $144,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,465 | $143,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,273 | $141,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,614 | $141,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 126,258 | $141,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 17,879 | $140,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 16,666 | $138,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 26,246 | $137,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 38,060 | $135,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,000 | $135,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 34,977 | $135,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 12,582 | $135,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 600 | $134,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,110 | $134,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 15,643 | $133,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,442 | $133,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,222 | $132,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 15,500 | $132,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 36,350 | $132,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 88,758 | $131,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 20,943 | $131,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 65,615 | $131,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 23,675 | $130,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,463 | $130,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,676 | $129,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 25,747 | $129,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,372 | $128,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 33,204 | $128,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 153,863 | $125,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 43,977 | $124,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,900 | $123,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 1,000 | $122,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 4,800 | $122,000 | thousands by filing date | call |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 11,506 | $122,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 13,559 | $120,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 48,697 | $120,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 14,447 | $119,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 54,194 | $119,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 28,608 | $118,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 46,607 | $117,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,487 | $115,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,783 | $115,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 44,787 | $114,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 22,569 | $113,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 20,000 | $112,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 23,844 | $112,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 17,976 | $111,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 40,000 | $111,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 11,846 | $111,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,200 | $110,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 27,067 | $109,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 22,050 | $109,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,869 | $109,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 24,537 | $109,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,400 | $108,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 16,117 | $108,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 66,740 | $107,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 11,055 | $107,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 82,590 | $101,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,200 | $100,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,094 | $99,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 11,010 | $98,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 59,412 | $98,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 21,747 | $97,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,465 | $96,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 18,710 | $96,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,703 | $95,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,559 | $95,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,263 | $94,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 27,342 | $94,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 33,560 | $93,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 18,700 | $93,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 15,686 | $92,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 18,197 | $92,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 51,190 | $91,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 10,296 | $91,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,608 | $89,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 58,818 | $89,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,457 | $89,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $88,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,000 | $88,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 10,000 | $88,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,956 | $88,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 41,437 | $85,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,149 | $85,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,787 | $85,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 44,752 | $83,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 97,118 | $81,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 3,000 | $80,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,936 | $80,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,791 | $80,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,600 | $79,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 15,004 | $79,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 18,880 | $77,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,159 | $75,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,661 | $73,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,547 | $72,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 29,099 | $71,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 40,000 | $70,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,461 | $68,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 17,327 | $66,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 18,937 | $65,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 15,701 | $64,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,348 | $63,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 33,945 | $63,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $62,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,815 | $61,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,000 | $61,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,832 | $61,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,183 | $60,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,552 | $59,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 500 | $58,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 153,257 | $55,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,469 | $55,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 12,888 | $52,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 12,102 | $51,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 91,000 | $51,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,781 | $48,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,455 | $43,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,040 | $43,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 600 | $38,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,770 | $38,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,453 | $37,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 15,109 | $36,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 67,760 | $36,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,622 | $34,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,756 | $34,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,598 | $33,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,322 | $29,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,313 | $28,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,611 | $28,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 21,774 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,348 | $26,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $24,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 11,337 | $24,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,959 | $23,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 13,069 | $21,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,280 | $20,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $20,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 100 | $15,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $15,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,500 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 49,287 | $15,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,704 | $10,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,772 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,510 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,099 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-20-000008 | this filing | 2020-11-12 | acceptance time not in the bulk data set |