13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 2,625 holding rows worth $52,800,947,000.
- Accession
- 0000873630-20-000007
- Filer
- CIK 873630
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 7,099 entries on the cover page, a total value of $52,800,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,679,392,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 32,124 | $112,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 45,633 | $112,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,396 | $112,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 15,634 | $111,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 40,045 | $111,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,372 | $110,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 17,414 | $109,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 29,982 | $109,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,712 | $107,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,340 | $107,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 42,579 | $106,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 11,055 | $103,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,324 | $102,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 71,247 | $102,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 46,742 | $102,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,306 | $101,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,559 | $101,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 59,412 | $101,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 40,801 | $100,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,673 | $100,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 19,204 | $99,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,377 | $98,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,232 | $98,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,969 | $98,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,474 | $97,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 31,206 | $95,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,715 | $95,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 23,166 | $91,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,330 | $91,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 33,374 | $91,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 18,380 | $90,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,914 | $89,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 18,751 | $89,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 28,198 | $89,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,500 | $89,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 15,779 | $89,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 15,886 | $88,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 18,937 | $87,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,846 | $86,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 14,423 | $86,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,263 | $85,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 17,294 | $85,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,482 | $83,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 16,113 | $80,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 76,397 | $80,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,281 | $79,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 16,666 | $79,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,714 | $77,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 55,485 | $76,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 11,262 | $76,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,159 | $75,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 54,112 | $75,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 22,046 | $75,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,340 | $75,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 56,756 | $74,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,557 | $69,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,216 | $69,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 13,063 | $69,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 12,709 | $69,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $68,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $68,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 11,147 | $66,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 89,673 | $66,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,235 | $66,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 24,952 | $63,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 57,687 | $63,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 15,707 | $63,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 36,433 | $62,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,797 | $62,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 40,000 | $62,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,837 | $61,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 80,879 | $58,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 15,983 | $56,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 317,218 | $53,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,552 | $50,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 91,813 | $49,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,708 | $49,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 95,845 | $48,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 31,438 | $48,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,921 | $48,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 32,182 | $47,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,100 | $46,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,770 | $46,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 15,379 | $46,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,756 | $45,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,928 | $44,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 16,827 | $43,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,000 | $42,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,491 | $41,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,791 | $41,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 66,940 | $41,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,847 | $39,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 14,287 | $38,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,617 | $38,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,681 | $38,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 28,105 | $36,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,071 | $35,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 26,716 | $33,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 35,695 | $33,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,634 | $32,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 48,561 | $32,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 25,482 | $30,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,067 | $28,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 24,742 | $28,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,492 | $26,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 14,449 | $26,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,797 | $25,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 24,749 | $25,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 11,512 | $25,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,429 | $23,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,260 | $22,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 68,976 | $19,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,906 | $17,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,445 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 44,777 | $15,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 13,432 | $15,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,154 | $14,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,890 | $14,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,757 | $13,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,510 | $11,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,772 | $8,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 10,727 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,494 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-20-000007 | this filing | 2020-08-14 | acceptance time not in the bulk data set |