13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 2,653 holding rows worth $43,050,527,000.
- Accession
- 0000873630-20-000003
- Filer
- CIK 873630
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 7,016 entries on the cover page, a total value of $43,050,527,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,050,525,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPER | 92763M105 | COMMON STOCK | 12,024 | $80,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 31,821 | $79,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 25,835 | $79,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,942 | $79,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 27,403 | $78,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 17,402 | $78,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 25,414 | $78,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 66,445 | $77,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,536 | $74,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,535 | $74,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,624 | $74,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,625 | $73,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,200 | $73,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 13,860 | $73,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 36,407 | $72,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,732 | $72,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,800 | $71,000 | thousands by filing date | call |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 20,549 | $69,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 63,055 | $69,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 49,160 | $68,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 15,096 | $68,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,041 | $67,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 31,498 | $67,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,190 | $67,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 158,170 | $67,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 20,817 | $66,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 21,510 | $66,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,449 | $66,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 133,093 | $66,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 34,147 | $66,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 12,295 | $65,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,142 | $65,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,465 | $64,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,807 | $63,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,165 | $62,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 160,179 | $61,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 10,483 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 15,000 | $60,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,232 | $59,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,081 | $59,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 332,498 | $59,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,615 | $58,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 21,417 | $58,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 27,664 | $57,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,752 | $57,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $56,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,883 | $56,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14,566 | $55,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 25,181 | $54,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 31,659 | $54,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,351 | $54,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,212 | $53,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,014 | $53,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 36,335 | $52,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 21,047 | $51,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,314 | $51,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 15,701 | $51,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 106,067 | $48,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $47,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,552 | $47,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,369 | $47,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,926 | $47,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 19,463 | $46,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 50,465 | $45,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 29,200 | $45,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 60,205 | $45,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,152 | $44,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,715 | $44,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 99,733 | $43,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,749 | $42,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 27,740 | $42,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,598 | $40,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 37,362 | $40,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 700 | $39,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,888 | $39,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,556 | $39,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 58,457 | $39,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 48,414 | $39,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,314 | $39,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,431 | $39,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 400 | $38,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 20,438 | $38,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,797 | $38,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 11,082 | $38,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 144,881 | $38,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,087 | $36,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400 | $36,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 11,262 | $36,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 10,250 | $36,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $35,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 14,769 | $35,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 46,046 | $35,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 76,397 | $34,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,372 | $34,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,752 | $34,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,199 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,100 | $31,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 26,663 | $31,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,979 | $31,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,088 | $30,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 163,011 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,264 | $29,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 51,278 | $29,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,668 | $28,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 300 | $27,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 600 | $27,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $27,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 25,301 | $25,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 28,620 | $25,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $24,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 72,924 | $24,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 27,048 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 94,202 | $24,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,771 | $24,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 50,961 | $24,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 16,666 | $24,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,953 | $23,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,240 | $23,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 12,375 | $22,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 63,959 | $21,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,901 | $20,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,322 | $20,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 26,940 | $20,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $19,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 54,442 | $19,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 39,965 | $18,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,450 | $17,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 20,236 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,788 | $17,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,164 | $17,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 66,959 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,200 | $16,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,243 | $16,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,641 | $16,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $15,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 200 | $14,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 46,705 | $14,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,275 | $14,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200 | $13,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $13,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,761 | $12,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 34,500 | $11,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $10,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $10,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $9,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 100 | $8,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $8,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,510 | $7,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 300 | $6,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,785 | $5,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 15,038 | $5,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 10,727 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,494 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-20-000003 | this filing | 2020-05-15 | acceptance time not in the bulk data set |