13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,012 holding rows worth $57,560,464,000.
- Accession
- 0000873630-20-000002
- Filer
- CIK 873630
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 7,576 entries on the cover page, a total value of $57,560,464,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,560,509,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERSYS COM | 29275Y102 | Stock | 4,228 | $320,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,584 | $320,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 68,086 | $320,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,238 | $319,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 23,184 | $319,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 217,540 | $318,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,814 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,984 | $317,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,000 | $317,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,180 | $316,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 14,181 | $316,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,262 | $315,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 27,302 | $314,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 16,030 | $314,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,900 | $313,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 13,162 | $313,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 4,523 | $313,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,373 | $313,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,197 | $312,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 19,825 | $311,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 4,004 | $310,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,690 | $310,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 13,636 | $309,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 28,400 | $308,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 13,893 | $308,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 6,158 | $308,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 22,838 | $308,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,665 | $307,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,799 | $307,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 13,412 | $307,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,067 | $305,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 8,049 | $305,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,038 | $305,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,236 | $304,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,905 | $303,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,837 | $303,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 15,281 | $301,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,924 | $301,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,143 | $301,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,927 | $301,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,675 | $301,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,835 | $300,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 44,553 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,374 | $299,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 6,190 | $299,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,481 | $298,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,500 | $298,000 | thousands by filing date | put |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 9,922 | $298,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 32,788 | $298,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 27,783 | $298,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,938 | $297,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 62,274 | $297,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 972 | $296,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,834 | $295,000 | thousands by filing date | |
| INSULET CORP | U45793AA1 | DEBT 0.375% 9/0 | 2,211 | $295,000 | thousands by filing date | |
| AVADEL FIN CAYMAN LTD | 05337YAB4 | NOTE 4.500% 2/0 | 2,211 | $295,000 | thousands by filing date | |
| FLUIDIGM CORP DEL | 34385PAC2 | NOTE 2.750% 2/0 | 2,211 | $295,000 | thousands by filing date | |
| Blackberry LTD | 09228FAF0 | COM | 2,211 | $295,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500TAB7 | NOTE 5.000% 4/0 | 2,211 | $295,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AE2 | DEBT 1/2 | 2,211 | $295,000 | thousands by filing date | |
| UBS AG LONDON BRH | G918JWJK2 | DEBT 8/0 | 2,211 | $295,000 | thousands by filing date | |
| UBS AG LONDON BRH | G918JWJL0 | DEBT 8/0 | 2,211 | $295,000 | thousands by filing date | |
| VIVUS INC | 928551AB6 | NOTE 4.500 5/0 | 2,211 | $295,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 21,216 | $294,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,343 | $293,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 29,258 | $293,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,005 | $293,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 111,512 | $292,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,437 | $292,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,025 | $291,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 9,931 | $290,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,776 | $290,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6,425 | $290,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 21,897 | $290,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,510 | $290,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 29,000 | $289,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 14,556 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $288,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,240 | $288,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20,259 | $288,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 63,959 | $288,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,138 | $287,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 115,840 | $287,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 12,815 | $286,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 31,155 | $286,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 35,925 | $286,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,144 | $285,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,624 | $285,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 23,776 | $285,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,100 | $284,000 | thousands by filing date | put |
| ARCH COAL INC | 039380407 | COMMON STOCK | 3,922 | $284,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 33,867 | $283,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 12,846 | $283,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 50,591 | $283,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,584 | $282,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,331 | $282,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,745 | $282,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,005 | $281,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 937 | $280,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,444 | $280,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,765 | $280,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,407 | $280,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,012 | $280,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 17,071 | $279,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,885 | $279,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,685 | $279,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,197 | $278,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 22,552 | $278,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,698 | $278,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,905 | $278,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 33,992 | $277,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 29,025 | $276,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 11,581 | $276,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 76,199 | $276,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 22,630 | $276,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 7,304 | $276,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,000 | $275,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,463 | $275,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,493 | $273,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 15,535 | $273,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,412 | $272,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,707 | $272,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 32,264 | $272,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 12,389 | $272,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,552 | $272,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,124 | $271,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,101 | $271,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,022 | $271,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,107 | $270,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,529 | $270,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 14,427 | $270,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 14,695 | $270,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 75,468 | $269,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 3,991 | $269,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 9,844 | $269,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 24,302 | $269,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 18,583 | $268,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,579 | $268,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,379 | $268,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,123 | $267,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 9,577 | $267,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 16,058 | $267,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 18,603 | $267,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,119 | $266,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,308 | $266,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 17,707 | $266,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 20,864 | $266,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,273 | $265,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 28,650 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,288 | $265,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,295 | $264,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 9,101 | $264,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 236 | $264,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,178 | $264,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,969 | $264,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,139 | $264,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,060 | $262,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,350 | $262,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,381 | $261,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,029 | $261,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 202,818 | $261,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,953 | $260,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,829 | $260,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 6,679 | $259,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 18,576 | $259,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,061 | $259,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,876 | $259,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 99,982 | $259,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 42,537 | $258,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 30,410 | $258,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 11,429 | $257,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 7,810 | $257,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,784 | $255,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,668 | $255,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,687 | $255,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,909 | $255,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,666 | $255,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,401 | $254,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 17,790 | $254,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,262 | $253,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 32,999 | $253,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,369 | $252,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,319 | $252,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,875 | $251,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,239 | $251,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 3,187 | $250,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,457 | $250,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,222 | $250,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 6,636 | $249,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 70,722 | $249,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 25,220 | $247,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 8,650 | $247,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,021 | $247,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,673 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,994 | $245,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 11,472 | $245,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,243 | $245,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 29,687 | $244,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,283 | $244,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 20,074 | $243,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 8,244 | $242,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 7,452 | $241,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 11,431 | $240,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,430 | $240,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,145 | $240,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,424 | $240,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,184 | $239,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 7,845 | $239,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,319 | $238,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,479 | $238,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,000 | $237,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,975 | $237,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,450 | $237,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,404 | $237,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,852 | $236,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 28,188 | $236,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,100 | $235,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 13,107 | $234,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,482 | $234,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 11,270 | $234,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 18,032 | $234,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,609 | $233,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,928 | $233,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,833 | $232,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,800 | $231,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,016 | $231,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,007 | $230,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 163,011 | $230,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,752 | $229,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 4,705 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 912 | $228,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,373 | $228,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 6,831 | $227,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,647 | $227,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 87,672 | $227,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,168 | $226,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 21,075 | $226,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 3,138 | $225,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 15,073 | $225,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 7,644 | $225,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,381 | $225,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,500 | $224,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,573 | $224,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,101 | $224,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 14,021 | $224,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,769 | $223,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,169 | $223,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,066 | $223,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 2,501 | $222,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 3,831 | $221,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 31,529 | $221,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,908 | $220,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,457 | $220,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 28,852 | $219,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 12,308 | $219,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,495 | $218,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 9,900 | $218,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,259 | $218,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,457 | $218,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 7,388 | $218,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 7,000 | $218,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 20,880 | $218,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,283 | $217,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 11,798 | $217,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,115 | $216,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 13,034 | $216,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 10,488 | $216,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 22,997 | $215,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 7,130 | $215,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,850 | $215,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,508 | $214,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 17,459 | $214,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,436 | $213,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 25,430 | $213,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,600 | $213,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 6,143 | $212,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,793 | $211,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,470 | $211,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 13,304 | $210,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,444 | $210,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,026 | $210,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,614 | $209,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,000 | $209,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,534 | $208,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,182 | $208,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,700 | $208,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,720 | $207,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,291 | $207,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,000 | $207,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 34,147 | $207,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 6,424 | $206,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,500 | $206,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,942 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,500 | $205,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,097 | $205,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,549 | $204,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 158,170 | $204,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,319 | $203,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,510 | $203,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,520 | $203,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 12,848 | $203,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,800 | $202,000 | thousands by filing date | call |
| ONTO INNOVATION INC COM | 683344105 | Stock | 5,535 | $202,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,374 | $202,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,190 | $202,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,894 | $202,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 32,404 | $202,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 5,652 | $202,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,893 | $202,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 12,719 | $202,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 8,322 | $202,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 12,171 | $201,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,766 | $201,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,222 | $200,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 5,956 | $200,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,384 | $200,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 19,966 | $199,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,000 | $198,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 12,826 | $198,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 10,419 | $198,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 41,277 | $197,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 10,469 | $195,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,346 | $194,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,928 | $193,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 10,371 | $190,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 138,339 | $189,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 80,829 | $188,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 29,968 | $187,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,858 | $187,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 140,937 | $185,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 20,366 | $185,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 13,890 | $184,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,083 | $183,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 36,407 | $182,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,113 | $182,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,067 | $182,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,355 | $181,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 21,307 | $181,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 40,428 | $180,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,200 | $179,000 | thousands by filing date | put |
| CULP INC | 230215105 | CMN | 13,006 | $177,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 12,729 | $175,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 11,017 | $175,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 19,221 | $174,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 23,585 | $174,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 54,825 | $173,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 14,589 | $173,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 19,697 | $172,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 22,644 | $169,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 10,859 | $168,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25,855 | $168,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $167,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 37,500 | $167,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 25,331 | $167,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,481 | $166,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,734 | $165,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 32,950 | $165,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,067 | $162,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 47,777 | $162,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 32,195 | $161,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,993 | $160,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 19,467 | $160,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 27,927 | $159,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,000 | $158,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 15,132 | $158,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 74,365 | $158,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,585 | $157,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,800 | $156,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 36,394 | $155,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,000 | $154,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,456 | $154,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 36,652 | $154,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,531 | $154,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 39,918 | $153,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 40,779 | $150,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 58,905 | $149,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,352 | $148,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 16,117 | $148,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,601 | $147,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,199 | $147,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 300 | $146,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 4,800 | $146,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 72,924 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,511 | $145,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,254 | $145,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 21,440 | $144,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,917 | $143,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 18,037 | $141,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 11,170 | $140,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,082 | $139,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,100 | $137,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 26,418 | $137,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 12,867 | $137,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,825 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,500 | $134,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,858 | $132,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 60,246 | $132,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 46,046 | $132,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,644 | $129,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 14,384 | $125,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,708 | $125,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,105 | $123,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 17,569 | $123,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,994 | $122,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 94,202 | $122,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 39,965 | $121,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 12,300 | $121,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,778 | $120,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,087 | $117,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,497 | $116,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 27,048 | $115,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,654 | $113,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,693 | $113,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,300 | $110,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 20,787 | $110,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,465 | $109,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 23,254 | $109,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 400 | $108,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,943 | $108,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 25,768 | $106,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 18,534 | $105,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,774 | $105,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,918 | $103,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 27,740 | $102,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,429 | $101,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,100 | $101,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 12,072 | $101,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 144,881 | $101,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 25,526 | $99,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 11,936 | $99,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,691 | $98,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,465 | $98,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 11,705 | $96,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14,566 | $93,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,219 | $92,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,300 | $91,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 29,567 | $91,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,929 | $89,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,123 | $89,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,744 | $87,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,123 | $87,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,834 | $86,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,100 | $85,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 55,381 | $83,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,002 | $82,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 800 | $81,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 500 | $80,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 10,273 | $80,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,300 | $78,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 40,000 | $78,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 17,965 | $77,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,200 | $74,000 | thousands by filing date | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,753 | $73,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,448 | $73,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,924 | $70,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,082 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,700 | $69,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,168 | $67,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 15,701 | $66,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 88,871 | $65,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,600 | $59,000 | thousands by filing date | call |
| OPTION CARE HEALTH INC | 68404L102 | COM | 15,978 | $59,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,381 | $54,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,397 | $54,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,678 | $54,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,648 | $52,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,579 | $50,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 34,430 | $49,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $48,000 | thousands by filing date | call |
| FISERV INC | 337738108 | COM | 400 | $47,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $47,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 41,183 | $47,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,000 | $46,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 700 | $45,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 32,307 | $44,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 33,367 | $43,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,072 | $43,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,752 | $43,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 25,522 | $41,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,750 | $40,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 600 | $38,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,973 | $38,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,848 | $38,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,203 | $37,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,184 | $36,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,156 | $36,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,410 | $36,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 3,100 | $35,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 28,545 | $35,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,749 | $34,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $34,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,423 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 64,073 | $33,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,086 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,682 | $30,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $30,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 11,324 | $30,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 15,038 | $28,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 16,666 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 400 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-20-000002 | this filing | 2020-02-14 | acceptance time not in the bulk data set |