13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,054 holding rows worth $53,590,569,000.
- Accession
- 0000873630-19-000004
- Filer
- CIK 873630
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 7,795 entries on the cover page, a total value of $53,590,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,590,590,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| W & T OFFSHORE INC | 92922P106 | COM | 17,644 | $77,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 27,740 | $77,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 16,650 | $75,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 16,932 | $75,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 500 | $70,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,081 | $70,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 34,202 | $70,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,500 | $67,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 30,076 | $66,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,046 | $65,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 49,202 | $62,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,316 | $59,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 32,815 | $56,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,068 | $54,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 15,962 | $52,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,600 | $52,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $51,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,000 | $49,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,618 | $49,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 14,464 | $48,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,501 | $47,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,752 | $46,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 17,322 | $44,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 17,675 | $44,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,416 | $43,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 400 | $41,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 40,000 | $40,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,509 | $38,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,911 | $36,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,670 | $34,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,090 | $33,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,196 | $30,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,686 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,456 | $27,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,378 | $26,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 600 | $26,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 63,604 | $26,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,651 | $25,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $22,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,034 | $21,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 10,727 | $21,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 13,973 | $21,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,494 | $20,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $17,000 | thousands by filing date | call |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 41,666 | $17,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 400 | $16,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $14,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 21,907 | $14,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400 | $13,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 400 | $12,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 14,017 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,540 | $12,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $10,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 200 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-19-000004 | this filing | 2019-11-14 | acceptance time not in the bulk data set |