13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 2,610 holding rows worth $54,118,206,000.
- Accession
- 0000873630-19-000001
- Filer
- CIK 873630
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 7,243 entries on the cover page, a total value of $54,118,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,118,206,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CVR Partners, LP | 126633106 | LTD | 49,060 | $167,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,692 | $165,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,100 | $164,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 11,498 | $164,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,000 | $163,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 25,508 | $162,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,223 | $159,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,738 | $157,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 35,757 | $154,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,515 | $153,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 26,403 | $151,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 15,439 | $151,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,500 | $149,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,331 | $148,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,190 | $147,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 37,394 | $146,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $145,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,500 | $145,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 5,100 | $144,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 22,297 | $144,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 2,038,328 | $143,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,450 | $142,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,182 | $140,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,600 | $133,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 17,435 | $133,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,548 | $126,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,265 | $125,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,139 | $125,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 18,141 | $125,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 19,790 | $124,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 19,315 | $122,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 70,624 | $121,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,510 | $120,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,400 | $118,000 | thousands by filing date | put |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 13,000 | $116,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 18,949 | $113,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,493 | $112,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,500 | $107,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 15,837 | $106,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 700 | $104,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 1,200 | $103,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 6,300 | $101,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,100 | $101,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,300 | $99,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 23,407 | $99,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,424 | $95,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,823 | $94,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 22,587 | $94,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,300 | $91,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,100 | $89,000 | thousands by filing date | put |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 12,300 | $89,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 11,895 | $87,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,000 | $86,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,197 | $86,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 300 | $85,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,266 | $84,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 83,665 | $84,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 12,537 | $84,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,037 | $83,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,000 | $83,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 19,955 | $81,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,800 | $79,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 64,770 | $78,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,010 | $76,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 600 | $75,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 500 | $75,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 1,200 | $73,000 | thousands by filing date | put |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 14,649 | $73,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,064 | $72,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 32,136 | $70,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 16,205 | $70,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 500 | $68,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 13,890 | $68,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 18,293 | $67,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,700 | $66,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 1,200 | $63,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,612 | $61,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 2,500 | $59,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,563 | $59,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 2,000 | $58,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,177 | $58,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 300 | $57,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 600 | $57,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 15,345 | $56,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,000 | $52,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 600 | $51,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $48,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 20,000 | $47,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,566 | $40,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 900 | $39,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,100 | $37,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $37,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,110 | $32,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,830 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,500 | $29,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,371 | $27,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,000 | $26,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 500 | $24,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 154 | $24,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,846 | $23,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 41,666 | $22,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,725 | $21,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $20,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 11,092 | $20,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $19,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 400 | $14,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 19,034 | $14,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,500 | $6,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 34 | $1,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-19-000001 | this filing | 2019-02-13 | acceptance time not in the bulk data set |