13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 2,288 holding rows worth $62,420,553,000.
- Accession
- 0000873630-17-000004
- Filer
- CIK 873630
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 6,708 entries on the cover page, a total value of $62,420,553,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,420,553,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRADY CORP | 104674106 | CL A | 7,059 | $268,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,753 | $267,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,600 | $266,000 | thousands by filing date | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,698 | $265,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,312 | $264,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 43,769 | $262,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 18,367 | $262,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 9,610 | $262,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,724 | $261,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,084 | $260,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,829 | $260,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 16,654 | $260,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,327 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7,076 | $259,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 56,400 | $258,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 5,924 | $257,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,855 | $257,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 11,319 | $256,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,784 | $256,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,000 | $255,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 8,336 | $255,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,428 | $254,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,800 | $254,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,272 | $254,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,651 | $254,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,333 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,671 | $253,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,422 | $253,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,962 | $252,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 17,033 | $252,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 28,011 | $252,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,844 | $251,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,840 | $251,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,630 | $250,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 6,979 | $250,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,213 | $249,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,868 | $249,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,072 | $249,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,679 | $249,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,356 | $249,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,639 | $249,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,044 | $249,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,299 | $248,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,835 | $247,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 9,520 | $247,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 8,717 | $246,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,106 | $246,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,973 | $246,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 39,493 | $245,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 5,839 | $245,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,467 | $245,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,929 | $244,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,174 | $244,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,465 | $244,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,273 | $244,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 6,367 | $243,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,283 | $242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,744 | $242,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,731 | $241,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,090 | $241,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,706 | $240,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 9,455 | $240,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 8,700 | $239,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,826 | $238,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,985 | $238,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,641 | $238,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,415 | $237,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 49,599 | $237,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 17,850 | $236,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,867 | $236,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,040 | $236,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 7,000 | $236,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 6,331 | $235,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,087 | $235,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,313 | $235,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 5,700 | $235,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 13,894 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,888 | $233,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,333 | $233,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 4,529 | $231,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 12,379 | $231,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,888 | $230,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,939 | $230,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,496 | $230,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,128 | $229,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,800 | $229,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 3,306 | $228,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,026 | $227,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 8,418 | $227,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,732 | $226,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,225 | $226,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 20,071 | $226,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,621 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $225,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,160 | $225,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,580 | $224,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,555 | $224,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,337 | $224,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,128 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 12,500 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $223,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,842 | $223,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,700 | $223,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,332 | $222,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 79,286 | $222,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,401 | $222,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,401 | $222,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,196 | $221,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,468 | $221,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 20,172 | $221,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,412 | $221,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,443 | $220,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,522 | $220,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 12,878 | $220,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,547 | $219,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,700 | $219,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,058 | $219,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 21,709 | $219,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,308 | $217,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,259 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,689 | $217,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,023 | $217,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,119 | $216,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,785 | $215,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,702 | $215,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,500 | $214,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 3,278 | $214,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,658 | $214,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 7,500 | $214,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 8,024 | $214,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,000 | $212,000 | thousands by filing date | call |
| Engility Holdings Inc | 29286C107 | COM | 6,087 | $212,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,800 | $211,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 12,513 | $211,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,002 | $211,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,994 | $211,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,703 | $211,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,886 | $210,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,387 | $210,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $210,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,900 | $209,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,423 | $209,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 156,140 | $209,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,669 | $208,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,344 | $208,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 20,013 | $207,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 2,474 | $207,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,033 | $206,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5,266 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,500 | $206,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,757 | $206,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,000 | $205,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,350 | $205,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 7,300 | $205,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,910 | $205,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 544 | $204,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,301 | $204,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,415 | $204,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,993 | $204,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,333 | $204,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 8,647 | $203,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,203 | $202,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,072 | $202,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 9,538 | $202,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,366 | $201,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 7,831 | $201,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,700 | $200,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 20,134 | $197,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,158 | $196,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 16,357 | $196,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 23,471 | $195,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 64,246 | $193,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,000 | $193,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 11,822 | $192,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,250 | $192,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,944 | $191,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 14,172 | $191,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 19,397 | $189,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,500 | $187,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 3,480 | $187,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 20,000 | $187,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 13,688 | $185,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,894 | $183,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,590 | $182,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,332 | $182,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,359 | $179,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,500 | $178,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,813 | $177,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,200 | $176,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,400 | $175,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 17,246 | $175,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,700 | $172,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 16,511 | $172,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 900 | $171,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,700 | $170,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,050 | $170,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 18,005 | $170,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,511 | $170,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,179 | $169,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,160 | $169,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 38,104 | $169,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,781 | $166,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,451 | $163,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,900 | $161,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,420 | $161,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 10,260 | $159,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $157,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,000 | $156,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,400 | $155,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,300 | $152,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 1,900 | $151,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 11,607 | $150,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 10,608 | $148,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,944 | $145,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,446 | $144,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 4,300 | $143,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,500 | $143,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,200 | $137,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,096 | $132,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,400 | $129,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 18,029 | $124,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,564 | $124,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,200 | $123,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,000 | $114,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,400 | $109,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,100 | $108,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 19,214 | $107,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,500 | $105,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,997 | $101,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 15,476 | $100,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,788 | $100,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 41,053 | $94,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,600 | $90,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,400 | $90,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $89,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,000 | $87,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,265 | $86,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,617 | $84,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,600 | $82,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 30,510 | $76,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,307 | $74,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 500 | $72,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,400 | $72,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 73,759 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 200 | $67,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,718 | $65,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,080 | $64,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 500 | $64,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 10,000 | $61,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,300 | $61,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 600 | $59,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 400 | $59,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 900 | $58,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 800 | $54,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 10,723 | $54,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 800 | $54,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 8,300 | $51,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,200 | $46,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 400 | $42,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 300 | $42,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,680 | $42,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 600 | $41,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $39,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,208 | $38,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $37,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 500 | $32,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 400 | $30,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 9,500 | $28,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $26,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 700 | $25,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 8,866 | $25,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 31,302 | $25,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 700 | $24,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 300 | $24,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 1,300 | $21,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,500 | $20,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 1,000 | $17,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,500 | $16,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 259 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,000 | $12,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 100 | $11,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 100 | $10,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $9,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 24,756 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $8,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300 | $5,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 14,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-17-000004 | this filing | 2017-11-14 | acceptance time not in the bulk data set |