13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,174 holding rows worth $54,383,800,000.
- Accession
- 0000873630-17-000003
- Filer
- CIK 873630
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 6,496 entries on the cover page, a total value of $54,383,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,383,800,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,900 | $226,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,630 | $226,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,267 | $225,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 25,658 | $224,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 12,513 | $223,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 12,379 | $223,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,939 | $222,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,350 | $221,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,714 | $221,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 8,024 | $221,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 5,700 | $220,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 7,343 | $219,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,500 | $218,000 | thousands by filing date | put |
| BRADY CORP | 104674106 | CL A | 6,446 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $218,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 5,639 | $218,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 60,209 | $218,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,600 | $217,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 200,000 | $217,000 | thousands by filing date | principal |
| COTIVITI HLDGS INC | 22164K101 | COM | 5,830 | $217,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,016 | $216,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,020 | $215,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,566 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $214,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,214 | $214,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,272 | $214,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,969 | $214,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 9,538 | $214,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 13,688 | $214,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,555 | $213,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 200,000 | $212,000 | thousands by filing date | principal |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 21,672 | $211,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 5,297 | $209,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 19,058 | $209,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 21,709 | $209,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,496 | $208,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,994 | $208,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 8,647 | $208,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 17,246 | $207,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,542 | $206,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,491 | $205,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,299 | $205,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,344 | $205,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,055 | $205,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 8,464 | $204,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,320 | $204,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,929 | $204,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,689 | $204,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,023 | $204,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 14,191 | $204,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 544 | $203,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,465 | $203,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,951 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,264 | $203,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,443 | $202,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 7,700 | $202,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,333 | $202,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,332 | $201,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,641 | $201,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,469 | $200,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,269 | $200,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10,993 | $197,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,732 | $194,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,000 | $193,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 10,528 | $193,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,944 | $192,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 20,013 | $192,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,900 | $191,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 16,602 | $190,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 25,295 | $190,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,002 | $189,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,273 | $189,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,944 | $188,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 7,500 | $186,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,608 | $185,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 33,332 | $184,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,401 | $180,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,050 | $180,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 47,333 | $179,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,000 | $179,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 18,931 | $177,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 13,387 | $177,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,573 | $176,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,006 | $176,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 20,894 | $175,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 13,158 | $174,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 16,372 | $172,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,400 | $170,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 900 | $169,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 20,172 | $169,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,200 | $168,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 1,900 | $166,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 7,100 | $166,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 5,700 | $166,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,420 | $166,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,000 | $165,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,590 | $164,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 20,000 | $163,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,300 | $162,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,498 | $158,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $157,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,700 | $156,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 19,397 | $150,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,680 | $149,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 10,608 | $146,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,459 | $143,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 15,476 | $143,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 16,547 | $141,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,823 | $138,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 19,028 | $138,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,813 | $137,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,209 | $137,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,200 | $135,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,393 | $134,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,936 | $132,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,400 | $129,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,500 | $129,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,591 | $128,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,900 | $128,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 348,798 | $126,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 700 | $125,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 1,200 | $120,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 18,029 | $119,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,564 | $119,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,788 | $113,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 45,146 | $110,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,000 | $109,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,355 | $106,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,545 | $106,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,000 | $100,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 400 | $97,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 25,743 | $94,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 75,749 | $94,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,000 | $80,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 34,576 | $78,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,409 | $76,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,200 | $75,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,373 | $75,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,265 | $75,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,718 | $74,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,189 | $74,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $66,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,100 | $65,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 800 | $62,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 800 | $57,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 10,723 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,000 | $54,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 900 | $52,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,500 | $49,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,200 | $46,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,208 | $44,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 9,500 | $42,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 8,866 | $39,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 31,302 | $39,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 400 | $37,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 2,100 | $37,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $32,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 400 | $32,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 500 | $29,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $18,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $18,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $18,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 400 | $16,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $13,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $13,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 200 | $11,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $9,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,300 | $9,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 100 | $9,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 100 | $8,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-17-000003 | this filing | 2017-08-14 | acceptance time not in the bulk data set |