13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 2,103 holding rows worth $47,833,716,000.
- Accession
- 0000873630-17-000002
- Filer
- CIK 873630
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 6,375 entries on the cover page, a total value of $47,833,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,833,716,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 200,000 | $199,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 128,422 | $198,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 11,180 | $198,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,562 | $197,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,608 | $196,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,630 | $193,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $192,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,193 | $184,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,406 | $183,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,944 | $182,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,713 | $180,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 20,000 | $180,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,000 | $178,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 20,251 | $176,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 12,161 | $176,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 29,459 | $175,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,000 | $173,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,451 | $171,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 12,555 | $169,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,600 | $165,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 12,503 | $165,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,400 | $164,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 10,979 | $164,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,245 | $163,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 10,155 | $162,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,166 | $160,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 51,242 | $160,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 45,146 | $154,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 20,503 | $154,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,000 | $152,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,940 | $151,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,000 | $150,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,500 | $148,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,309 | $148,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,117 | $148,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $146,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,322 | $146,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,250 | $146,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,877 | $145,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,065 | $143,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 62,927 | $142,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 13,943 | $142,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 19,649 | $138,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 10,786 | $138,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,633 | $135,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,004 | $135,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 22,142 | $133,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,063 | $131,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 14,806 | $131,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,500 | $130,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 13,589 | $130,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 16,295 | $128,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 49,583 | $128,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 22,429 | $128,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 14,629 | $119,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,591 | $113,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,888 | $112,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 76,464 | $111,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,777 | $110,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,100 | $108,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,870 | $108,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 6,000 | $106,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $103,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,000 | $102,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 17,287 | $95,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 400 | $92,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 10,735 | $87,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,874 | $86,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 32,542 | $86,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,601 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,000 | $81,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 600 | $79,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,998 | $76,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,743 | $73,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,100 | $69,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 13,996 | $67,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 24,289 | $67,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $66,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 11,955 | $63,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,001 | $61,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $60,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 32,802 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,000 | $54,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 800 | $50,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 600 | $48,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 32,085 | $47,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 900 | $45,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 9,448 | $44,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 500 | $42,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 700 | $39,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 2,100 | $38,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,500 | $30,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $25,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 243 | $22,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 800 | $22,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 2,000 | $19,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 400 | $19,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $18,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 500 | $18,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $15,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 38,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set |