13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,036 holding rows worth $40,171,360,000.
- Accession
- 0000873630-16-000009
- Filer
- CIK 873630
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 6,007 entries on the cover page, a total value of $40,171,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,171,360,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,004 | $94,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 13,095 | $94,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,209 | $92,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 14,490 | $90,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,484 | $89,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,037 | $89,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,000 | $85,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,643 | $84,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,735 | $80,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,752 | $79,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,743 | $75,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 20,470 | $69,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,034 | $67,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 16,166 | $66,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 30,893 | $55,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,000 | $49,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $48,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $48,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 500 | $43,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,000 | $42,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 500 | $36,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 1,100 | $33,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,000 | $26,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 1,000 | $23,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $20,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $19,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 2,000 | $17,000 | thousands by filing date | put |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $17,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 700 | $16,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $14,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 300 | $14,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,700 | $11,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 100 | $3,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,684 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-16-000009 | this filing | 2016-11-14 | acceptance time not in the bulk data set |