13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 2,072 holding rows worth $35,496,421,000.
- Accession
- 0000873630-16-000007
- Filer
- CIK 873630
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 6,528 entries on the cover page, a total value of $35,496,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,496,421,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC Trustee (Hong Kong) Ltd028-16972
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 28,038 | $122,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 27,842 | $121,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,340 | $119,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $117,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 800 | $115,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 1,300 | $114,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,611 | $110,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,855 | $110,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 11,038 | $110,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 105,973 | $109,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 36,096 | $108,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,628 | $103,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,997 | $103,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,644 | $101,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 31,040 | $101,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $100,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,921 | $99,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,180 | $97,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 10,253 | $96,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,200 | $95,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 2,500 | $95,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 37,518 | $93,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 15,000 | $93,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $92,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $91,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,450 | $90,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,200 | $89,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 40,317 | $89,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,223 | $86,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 11,949 | $85,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 68,438 | $84,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,746 | $81,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,708 | $80,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 37,041 | $79,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $79,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,970 | $74,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,700 | $71,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 15,307 | $69,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,000 | $66,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $65,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,670 | $63,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 30,893 | $61,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,000 | $54,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 19,512 | $49,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,224 | $47,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 18,825 | $47,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 77,176 | $47,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,000 | $45,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 2,000 | $45,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 500 | $40,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 23,970 | $40,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 600 | $39,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,250 | $33,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 500 | $32,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 77,058 | $28,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 71,463 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $22,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 500 | $22,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,886 | $21,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $19,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,000 | $18,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,000 | $17,000 | thousands by filing date | put |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 21,199 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 15,000 | $15,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,800 | $14,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $13,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,000 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $12,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 13,000 | $8,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $5,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,684 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-16-000007 | this filing | 2016-05-13 | acceptance time not in the bulk data set |