13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,215 holding rows worth $41,532,174,000.
- Accession
- 0000873630-16-000006
- Filer
- CIK 873630
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 6,709 entries on the cover page, a total value of $41,532,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,532,174,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC Trustee (Hong Kong) Ltd028-16972
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRINKER INTL INC COM | 109641100 | Stock | 4,800 | $230,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 6,626 | $229,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,489 | $229,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 4,614 | $229,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,115 | $229,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 5,245 | $229,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 12,581 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,000 | $225,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,451 | $225,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 16,764 | $225,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,793 | $225,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 7,435 | $225,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,000 | $224,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,828 | $224,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,529 | $224,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,906 | $224,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,965 | $224,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,616 | $223,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,424 | $223,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,614 | $223,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 22,313 | $222,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 20,162 | $222,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,836 | $221,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,595 | $219,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,000 | $218,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 3,289 | $218,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 5,964 | $218,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,026 | $217,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 26,286 | $217,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,904 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,600 | $216,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 6,026 | $216,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 83,341 | $216,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,789 | $215,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 20,000 | $215,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,434 | $214,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,586 | $214,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,493 | $214,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 4,490 | $213,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,482 | $213,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 91,485 | $213,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,408 | $212,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,691 | $212,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 11,956 | $212,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,000 | $212,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 111,237 | $210,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,000 | $210,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,917 | $210,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 13,105 | $210,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5,016 | $209,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,580 | $209,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,826 | $209,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,565 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,580 | $209,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,136 | $209,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,920 | $209,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,376 | $209,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,325 | $209,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,120 | $208,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,548 | $207,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 285 | $207,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 15,013 | $206,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,209 | $205,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,036 | $205,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,100 | $205,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,000 | $205,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 23,868 | $205,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,954 | $204,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,292 | $203,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 65,989 | $203,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,556 | $202,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,521 | $202,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 5,463 | $202,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,204 | $202,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 51,161 | $201,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 68,600 | $200,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $198,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 18,168 | $197,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,196 | $196,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,000 | $195,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 16,202 | $194,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 95,999 | $194,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 12,501 | $193,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 11,867 | $193,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,302 | $189,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,969 | $188,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,783 | $186,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 11,889 | $186,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,396 | $184,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,066 | $182,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,298 | $181,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 31,586 | $181,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 24,653 | $180,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 35,938 | $179,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,952 | $179,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 11,110 | $178,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,000 | $175,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 28,038 | $175,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,539 | $172,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,100 | $169,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 27,038 | $169,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,639 | $168,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,604 | $168,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 30,444 | $168,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,286 | $166,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,616 | $166,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 12,421 | $166,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,316 | $165,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 30,628 | $161,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $160,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 29,767 | $159,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 10,031 | $159,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,067 | $158,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,633 | $157,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 38,762 | $153,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 24,225 | $152,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 42,223 | $152,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 11,931 | $151,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,549 | $150,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,000 | $149,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,392 | $149,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,878 | $146,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,640 | $145,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,780 | $144,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 13,049 | $142,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,403 | $141,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 21,053 | $137,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,428 | $134,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 71,700 | $133,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,016 | $132,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 83,289 | $131,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,000 | $130,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,599 | $129,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 18,507 | $129,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $128,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 23,689 | $128,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 13,569 | $126,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,106 | $122,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,896 | $120,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,406 | $118,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 16,615 | $118,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $118,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,988 | $117,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,334 | $115,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $113,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,306 | $112,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $110,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 323,407 | $107,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,892 | $107,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,162 | $106,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,393 | $106,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,500 | $106,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 10,708 | $105,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 46,446 | $104,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,459 | $102,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 18,743 | $99,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 30,306 | $98,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,880 | $98,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 68,085 | $97,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,503 | $95,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 28,100 | $95,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $94,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 15,000 | $94,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,434 | $93,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 71,763 | $92,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,000 | $91,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 1,800 | $90,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 10,801 | $90,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 21,027 | $90,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 40,120 | $87,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $86,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 11,799 | $82,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 37,518 | $81,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,100 | $80,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 1,100 | $79,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 77,058 | $79,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 76,508 | $71,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 36,662 | $67,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,297 | $67,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $65,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,493 | $65,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $62,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,199 | $60,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,860 | $57,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 30,073 | $57,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 2,000 | $55,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,620 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,886 | $51,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 10,000 | $51,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,000 | $48,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,393 | $47,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 11,817 | $46,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,024 | $45,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 19,316 | $45,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,628 | $37,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 500 | $35,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 6,588 | $34,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 662 | $34,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 500 | $33,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 24,470 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,500 | $28,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 22,255 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,700 | $25,000 | thousands by filing date | call |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $25,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,500 | $24,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 24,327 | $20,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 200 | $18,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $18,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 200 | $11,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $11,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 100 | $8,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 16,700 | $3,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,684 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 21 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-16-000006 | this filing | 2016-02-12 | acceptance time not in the bulk data set |