13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 1,924 holding rows worth $39,685,557,000.
- Accession
- 0000873630-15-000004
- Filer
- CIK 873630
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,657 entries on the cover page, a total value of $39,685,557,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,685,557,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLOOMIN BRANDS INC | 094235108 | COM | 21,542 | $392,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,126 | $391,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 18,194 | $389,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 13,702 | $389,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 33,137 | $387,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 13,396 | $387,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 14,649 | $386,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,027 | $386,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,911 | $386,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25,956 | $385,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 6,200 | $384,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 10,893 | $383,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,841 | $381,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 30,919 | $381,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,971 | $381,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 32,080 | $381,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 25,045 | $379,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 13,925 | $379,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 58,263 | $377,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 7,131 | $376,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 63,026 | $376,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 29,667 | $375,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 17,837 | $374,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,364 | $373,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 58,600 | $373,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,854 | $372,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 7,547 | $371,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 300 | $371,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 29,597 | $371,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 11,554 | $369,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,600 | $367,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,295 | $366,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,803 | $366,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 14,500 | $365,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,387 | $364,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,576 | $362,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 18,120 | $362,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 10,156 | $362,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,000 | $362,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,000 | $360,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 6,060 | $360,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 14,433 | $359,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 8,492 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 8,100 | $358,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 51,915 | $358,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 27,710 | $355,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,765 | $354,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 110,800 | $354,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,852 | $353,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 13,785 | $352,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 23,253 | $349,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,000 | $348,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 6,800 | $347,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 23,368 | $345,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 18,141 | $343,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,345 | $342,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,146 | $340,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 12,679 | $340,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,077 | $340,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,266 | $340,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 587 | $339,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,966 | $338,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 6,592 | $336,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,724 | $335,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,298 | $335,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 18,131 | $334,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 60,204 | $334,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,549 | $333,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,274 | $333,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,370 | $333,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,460 | $332,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,482 | $331,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 6,360 | $331,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,674 | $330,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,986 | $329,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 190,504 | $327,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,000 | $327,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 12,409 | $327,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 24,738 | $327,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,978 | $326,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 6,214 | $325,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 4,719 | $322,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,345 | $321,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 3,847 | $320,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 8,343 | $320,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 7,635 | $319,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 18,972 | $318,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,016 | $318,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 36,639 | $317,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,251 | $317,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,622 | $316,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 24,146 | $316,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 22,118 | $314,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 20,039 | $314,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 14,996 | $313,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,410 | $312,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,122 | $312,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 5,352 | $312,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 7,817 | $312,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 101 | $311,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 12,776 | $311,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,338 | $310,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 5,308 | $309,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,590 | $308,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,400 | $307,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 27,719 | $307,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 13,813 | $307,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,356 | $307,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,035 | $307,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,210 | $304,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 15,395 | $304,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 175,505 | $302,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,520 | $302,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 29,621 | $301,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,341 | $299,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 18,314 | $298,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,658 | $297,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 4,126 | $297,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,092 | $296,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 23,291 | $296,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,246 | $295,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 74,199 | $295,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,423 | $294,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 7,871 | $294,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 8,253 | $293,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,802 | $293,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,538 | $293,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 12,623 | $293,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 29,486 | $293,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,243 | $292,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,955 | $292,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 8,486 | $292,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 11,665 | $291,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 11,068 | $290,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 31,787 | $289,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,027 | $288,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 6,588 | $288,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,264 | $286,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 6,117 | $286,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,710 | $286,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7,091 | $285,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 23,374 | $285,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,415 | $284,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 5,471 | $284,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 11,404 | $284,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 43,729 | $284,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 7,644 | $284,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,256 | $283,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 45,541 | $283,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 789 | $282,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 12,793 | $282,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,058 | $280,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 14,732 | $280,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 2,451 | $280,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,000 | $277,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 8,637 | $276,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 10,425 | $276,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,300 | $275,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 6,860 | $275,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17,324 | $274,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,144 | $274,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,840 | $272,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 9,996 | $272,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 4,264 | $272,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,188 | $271,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,831 | $271,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9,366 | $271,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,004 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 7,600 | $270,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,000 | $269,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 3,679 | $269,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 22,245 | $269,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 34,520 | $268,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,208 | $267,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,667 | $267,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,998 | $267,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 15,832 | $266,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,181 | $265,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 10,910 | $265,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,331 | $265,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 61,601 | $265,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,366 | $264,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 28,592 | $263,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,584 | $263,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,275 | $263,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 23,796 | $262,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,362 | $260,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,842 | $260,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,517 | $259,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 23,759 | $259,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 4,075 | $258,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,765 | $258,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 50,003 | $258,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 24,282 | $256,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 12,531 | $256,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,000 | $256,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 8,821 | $254,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,583 | $254,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,000 | $254,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,329 | $253,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,735 | $251,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 5,013 | $251,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,683 | $249,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,184 | $248,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 8,275 | $248,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 250,000 | $248,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $247,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 20,000 | $247,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 17,584 | $247,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 9,584 | $246,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,379 | $246,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,363 | $246,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,155 | $246,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 14,982 | $246,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,000 | $245,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 328 | $245,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,903 | $244,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,599 | $244,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 14,786 | $244,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,701 | $242,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 8,894 | $242,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 9,896 | $241,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 5,562 | $241,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 6,222 | $240,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,512 | $240,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,262 | $240,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 570 | $239,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 22,410 | $238,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,482 | $238,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,832 | $236,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,235 | $236,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 5,277 | $236,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,492 | $236,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 19,070 | $236,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,935 | $233,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,737 | $232,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 31,900 | $232,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,389 | $231,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 8,989 | $231,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 22,659 | $231,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,786 | $230,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,521 | $230,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,568 | $228,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 6,992 | $228,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 7,400 | $228,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,056 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,000 | $226,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,114 | $226,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,000 | $225,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 8,657 | $225,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 8,018 | $225,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,353 | $224,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,122 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,600 | $224,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 11,904 | $224,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 12,439 | $224,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,257 | $222,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,557 | $222,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,772 | $222,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 6,595 | $222,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,930 | $221,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,543 | $221,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 111,263 | $220,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,374 | $220,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 6,693 | $220,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,431 | $219,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,395 | $219,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 6,172 | $218,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 26,193 | $218,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,174 | $216,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,002 | $216,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,661 | $216,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,567 | $215,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,509 | $215,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,982 | $215,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 83,351 | $215,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 6,291 | $214,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,395 | $212,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,754 | $212,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,211 | $212,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,292 | $211,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,000 | $211,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,206 | $211,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,955 | $209,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,000 | $209,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,786 | $209,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,000 | $208,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,693 | $208,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,829 | $207,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,000 | $207,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,689 | $206,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,553 | $206,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 4,880 | $206,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 17,353 | $206,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 12,530 | $204,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,966 | $204,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,566 | $204,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,142 | $204,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 7,434 | $203,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,617 | $203,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 8,577 | $203,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 17,046 | $202,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 31,592 | $202,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 6,077 | $201,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,781 | $201,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 4,653 | $201,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,651 | $200,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 10,983 | $200,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,760 | $200,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,336 | $195,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 10,138 | $194,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,099 | $193,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,026 | $191,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 11,550 | $191,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 30,449 | $189,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 40,356 | $187,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,280 | $186,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 62,700 | $186,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 31,657 | $185,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,226 | $184,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 17,842 | $184,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 67,298 | $183,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,057 | $179,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,040 | $178,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 26,461 | $175,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 11,299 | $174,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,321 | $173,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 12,952 | $171,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 17,259 | $169,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,194 | $168,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,538 | $166,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 23,385 | $166,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 97,900 | $159,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 10,616 | $159,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $159,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $158,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,833 | $153,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 33,021 | $151,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,166 | $149,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 540,827 | $146,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,392 | $145,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,938 | $145,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 16,201 | $144,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 14,783 | $140,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,027 | $140,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,061 | $138,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,939 | $136,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,123 | $135,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,739 | $133,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,645 | $132,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 13,355 | $131,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 42,237 | $131,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 22,549 | $130,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 12,228 | $128,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,415 | $126,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,646 | $125,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 15,000 | $124,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 47,402 | $123,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,000 | $120,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,678 | $120,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,568 | $118,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $118,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 9,868 | $116,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $116,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,627 | $115,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 15,842 | $115,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 27,470 | $113,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 43,822 | $111,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 33,861 | $110,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 18,054 | $110,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 43,970 | $108,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $108,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,848 | $105,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,449 | $104,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,873 | $101,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 15,870 | $98,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 30,422 | $97,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,103 | $95,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 15,000 | $89,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 38,948 | $88,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,678 | $86,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $82,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 35,489 | $81,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 11,519 | $77,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,000 | $76,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 35,998 | $68,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,512 | $68,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $66,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $65,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 30,501 | $65,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $64,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,464 | $64,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,000 | $63,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 23,845 | $63,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 13,254 | $62,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 65,690 | $61,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,895 | $60,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 10,617 | $59,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,401 | $56,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,126 | $54,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,069 | $54,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 21,759 | $54,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 32,415 | $48,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,203 | $42,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,114 | $40,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 28,200 | $39,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 10,043 | $32,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 11,512 | $31,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,489 | $30,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 41,000 | $29,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,290 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,700 | $27,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,299 | $26,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 35,455 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,000 | $22,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 24,327 | $22,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 500 | $20,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $16,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 12,500 | $12,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 500 | $8,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,157 | $7,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $6,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-15-000004 | this filing | 2015-11-12 | acceptance time not in the bulk data set |