13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 1,789 holding rows worth $48,198,778,000.
- Accession
- 0000873630-15-000001
- Filer
- CIK 873630
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 5,768 entries on the cover page, a total value of $48,198,778,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $48,198,778,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLECO CORP NEW | 12561W105 | COM | 8,656 | $472,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 51,239 | $463,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,098 | $462,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,870 | $461,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,765 | $454,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 24,000 | $451,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,026 | $450,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 5,761 | $448,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 28,294 | $445,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 21,900 | $444,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 26,023 | $443,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 18,679 | $443,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,899 | $440,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,043 | $440,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 62,135 | $437,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 14,405 | $432,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 58,600 | $432,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,983 | $430,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,569 | $429,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,500 | $429,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,000 | $427,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 23,594 | $426,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 18,060 | $425,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,235 | $422,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 4,467 | $421,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,200 | $420,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 35,100 | $419,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 16,000 | $418,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $408,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 16,000 | $408,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 9,847 | $407,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 6,328 | $404,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,149 | $403,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,836 | $400,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,800 | $398,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 6,417 | $396,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,564 | $390,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 31,809 | $390,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 13,115 | $388,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,578 | $388,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,600 | $385,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,748 | $384,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,420 | $383,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,062 | $383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,800 | $382,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,687 | $378,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 11,501 | $378,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,946 | $375,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,402 | $374,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,207 | $371,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 29,585 | $369,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,447 | $368,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,300 | $367,000 | thousands by filing date | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,634 | $363,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 35,000 | $363,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,000 | $363,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 59,050 | $362,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,956 | $362,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 84,702 | $360,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 15,200 | $358,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,094 | $355,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 18,849 | $354,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $346,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,400 | $346,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 20,771 | $345,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,315 | $344,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,835 | $344,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,128 | $343,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,803 | $342,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,079 | $341,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 5,219 | $339,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,775 | $338,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 30,847 | $338,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 7,266 | $336,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 8,278 | $334,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,500 | $333,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 13,611 | $332,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 7,209 | $331,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,787 | $330,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 13,572 | $330,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,675 | $329,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,031 | $326,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 474 | $324,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 29,196 | $324,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,098 | $323,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,391 | $323,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 733 | $321,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 18,181 | $321,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,900 | $319,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,025 | $316,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 9,180 | $316,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,800 | $314,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,107 | $310,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,500 | $307,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,950 | $307,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,723 | $306,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,408 | $305,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 59,900 | $305,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,335 | $304,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,779 | $303,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 72,515 | $303,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 5,915 | $303,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 20,000 | $303,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,536 | $300,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 24,189 | $300,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,057 | $299,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 143,066 | $299,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,260 | $298,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 14,600 | $297,000 | thousands by filing date | put |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,074 | $295,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,327 | $294,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,738 | $294,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 3,353 | $293,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,765 | $291,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,346 | $287,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 40,000 | $286,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,256 | $285,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,547 | $284,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 8,314 | $283,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,844 | $283,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,695 | $281,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,000 | $280,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 20,946 | $280,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,218 | $279,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 3,618 | $278,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 23,372 | $278,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 19,030 | $278,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,629 | $277,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,959 | $277,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,409 | $276,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,615 | $276,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,799 | $274,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,396 | $274,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,500 | $271,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 16,870 | $268,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 37,350 | $267,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,493 | $267,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 15,032 | $265,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,059 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,600 | $263,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,917 | $261,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,422 | $258,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,000 | $258,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 144,390 | $258,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,755 | $254,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 14,515 | $254,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,939 | $253,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 36,844 | $253,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 12,694 | $249,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $249,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 7,200 | $249,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,625 | $243,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 13,113 | $243,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 90,552 | $242,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,826 | $241,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,200 | $239,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,539 | $238,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,580 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 15,616 | $237,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 103,900 | $236,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 6,800 | $236,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,176 | $235,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,844 | $233,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 151,368 | $233,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,055 | $230,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,253 | $230,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,290 | $229,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,858 | $229,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,000 | $228,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,390 | $228,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 19,400 | $228,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 12,047 | $227,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,553 | $226,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,246 | $226,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,719 | $225,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,307 | $224,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,379 | $224,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 9,900 | $224,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 13,462 | $223,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,025 | $222,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,793 | $221,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,522 | $220,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,068 | $219,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,000 | $218,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 5,335 | $216,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,531 | $215,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,850 | $215,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $215,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,800 | $214,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,000 | $214,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,288 | $214,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,415 | $213,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,000 | $212,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,500 | $210,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,533 | $210,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 5,822 | $208,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,914 | $207,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,986 | $206,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,688 | $206,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 15,850 | $205,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,692 | $204,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,618 | $203,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,798 | $201,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $201,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 19,261 | $201,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 10,488 | $199,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,444 | $199,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,079 | $196,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 21,492 | $195,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,917 | $195,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 30,000 | $194,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 61,516 | $191,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,280 | $183,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,900 | $182,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,714 | $182,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 11,654 | $182,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 39,610 | $170,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 23,280 | $170,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,530 | $170,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $169,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 60,398 | $168,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $165,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,442 | $161,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,179 | $157,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,201 | $150,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,977 | $145,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 41,592 | $144,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 16,409 | $138,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,500 | $137,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 10,000 | $137,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 700 | $130,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 75,943 | $127,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $119,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,700 | $114,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 21,056 | $114,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 42,097 | $112,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 21,051 | $110,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,985 | $109,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 15,000 | $109,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,050 | $106,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,904 | $105,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,500 | $102,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,500 | $100,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $99,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 6,000 | $98,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,300 | $98,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,000 | $92,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 101,277 | $89,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 17,634 | $78,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,580 | $75,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 68,569 | $67,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 20,527 | $65,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $57,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 800 | $54,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 500 | $50,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $50,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 470 | $45,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 600 | $44,000 | thousands by filing date | put |
| DESWELL INDS INC | 250639101 | COM | 24,390 | $44,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $43,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,500 | $40,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 14,432 | $38,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,805 | $38,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,201 | $38,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 11,737 | $38,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 12,997 | $33,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,500 | $32,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,068 | $32,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,156 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,700 | $25,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 18,500 | $25,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 26,892 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 18,160 | $20,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $20,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,876 | $18,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 25,327 | $17,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,280 | $15,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,229 | $15,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $13,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 7,100 | $13,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 200 | $9,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 300 | $5,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50 | $5,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,500 | $5,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 87 | $3,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 14,024 | $3,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 81 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-15-000001 | this filing | 2015-02-13 | acceptance time not in the bulk data set |