13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-18, with 1,732 holding rows worth $47,787,386,000.
- Accession
- 0000873630-14-000004
- Filer
- CIK 873630
- Filed
- 2014-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 5,784 entries on the cover page, a total value of $47,787,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,787,386,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 10,559 | $440,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 40,542 | $439,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,500 | $423,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 64,097 | $419,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 34,858 | $418,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,742 | $416,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,781 | $416,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $415,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 26,274 | $411,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 9,405 | $411,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 58,600 | $409,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,455 | $408,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 16,000 | $406,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,777 | $404,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 6,514 | $403,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 5,121 | $403,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,500 | $400,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,472 | $397,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 26,285 | $397,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,204 | $394,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,279 | $392,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,200 | $391,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 19,295 | $391,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,924 | $390,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 6,514 | $386,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,233 | $385,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,455 | $384,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 65,003 | $384,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 29,000 | $384,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,565 | $382,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,991 | $381,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,226 | $378,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 11,984 | $378,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,536 | $376,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,367 | $375,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,343 | $373,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,800 | $373,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,917 | $367,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,673 | $366,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,151 | $366,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 9,694 | $365,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,655 | $362,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,985 | $362,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,000 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,000 | $358,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 18,181 | $358,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,028 | $356,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,300 | $356,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,835 | $354,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,186 | $353,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6,089 | $352,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,400 | $351,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 28,038 | $350,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,570 | $350,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 6,184 | $349,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 13,972 | $349,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 4,274 | $345,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 18,994 | $343,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,811 | $343,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $343,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,796 | $341,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,671 | $340,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 53,050 | $340,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,940 | $338,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,873 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $336,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 3,729 | $334,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,213 | $333,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,115 | $333,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,900 | $326,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 6,000 | $324,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,500 | $323,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,600 | $323,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,749 | $322,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 91,773 | $318,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,694 | $317,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,358 | $316,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,558 | $316,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 14,050 | $315,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,668 | $314,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,525 | $314,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,302 | $314,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,720 | $313,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 8,427 | $313,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,964 | $310,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 85,022 | $309,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 6,912 | $307,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,729 | $304,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8,940 | $301,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 472 | $300,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,128 | $300,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,347 | $298,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 8,157 | $291,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 11,137 | $289,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,074 | $289,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,039 | $288,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,437 | $284,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 11,784 | $283,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,572 | $283,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 7,174 | $282,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,775 | $282,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,723 | $282,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,700 | $280,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,000 | $279,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,055 | $279,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 92,663 | $279,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,610 | $278,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12,101 | $276,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,992 | $275,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,277 | $273,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,364 | $271,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,718 | $271,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,725 | $269,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 19,600 | $269,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,500 | $268,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,030 | $268,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $264,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,000 | $262,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,000 | $262,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,700 | $260,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 22,462 | $259,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,000 | $257,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 127,215 | $254,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,676 | $254,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,618 | $254,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 31,222 | $254,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,223 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 15,616 | $252,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 9,571 | $251,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,171 | $240,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 6,148 | $239,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 8,371 | $238,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,479 | $235,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,202 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,019 | $234,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,900 | $233,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 61,185 | $230,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,318 | $228,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,929 | $228,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,189 | $226,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 12,686 | $226,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 21,373 | $224,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,998 | $224,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,176 | $224,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,477 | $221,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 3,987 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,500 | $220,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,600 | $218,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,172 | $218,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,853 | $217,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,381 | $217,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,005 | $216,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,836 | $216,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,004 | $216,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,044 | $216,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,814 | $216,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,566 | $215,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,718 | $215,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,025 | $213,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,408 | $213,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,300 | $213,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,885 | $212,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 11,486 | $211,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,355 | $209,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,368 | $209,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,044 | $209,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,821 | $208,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,000 | $207,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,800 | $206,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,776 | $206,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 82,213 | $204,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $203,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,484 | $202,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 5,680 | $202,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,766 | $201,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 12,345 | $201,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,932 | $201,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 39,278 | $198,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,258 | $194,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 87,390 | $191,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,489 | $189,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,280 | $184,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $178,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,821 | $177,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,014 | $175,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 25,962 | $174,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,091 | $169,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 11,509 | $165,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $160,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 65,368 | $156,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 28,693 | $155,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $150,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 58,525 | $145,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,236 | $140,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 32,256 | $135,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 10,000 | $128,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $121,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,900 | $119,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,005 | $119,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100,370 | $119,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,000 | $106,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 10,722 | $104,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $100,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 12,960 | $93,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 109,374 | $76,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $69,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $65,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $65,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 20,426 | $62,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 500 | $52,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 500 | $47,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 600 | $43,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 470 | $40,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,361 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,700 | $38,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $37,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,653 | $35,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 700 | $34,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 12,831 | $31,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,068 | $30,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 26,827 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 21,911 | $30,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $28,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,269 | $26,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 921 | $25,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 19,114 | $24,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $19,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 400 | $9,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 200 | $8,000 | thousands by filing date | put |
| CERES INC | 156773103 | COM | 14,024 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $5,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 100 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-14-000004 | this filing | 2014-11-18 | acceptance time not in the bulk data set |