13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,755 holding rows worth $46,246,604,000.
- Accession
- 0000873630-14-000003
- Filer
- CIK 873630
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 5,924 entries on the cover page, a total value of $46,246,604,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,246,604,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,281 | $437,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,055 | $435,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,070 | $431,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12,135 | $431,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,194 | $430,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,145 | $429,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $429,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,177 | $428,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,677 | $427,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 15,070 | $427,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 33,368 | $426,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 6,243 | $426,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,500 | $423,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,500 | $423,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 10,005 | $422,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 9,000 | $421,000 | thousands by filing date | call |
| STERIS CORP | 859152100 | COMMON STOCK | 7,810 | $418,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,310 | $417,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 12,108 | $417,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,400 | $415,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 10,685 | $415,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 26,728 | $410,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,237 | $409,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 65,281 | $408,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,800 | $405,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 11,664 | $405,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 16,000 | $405,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 19,377 | $404,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 12,169 | $403,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,321 | $402,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,800 | $401,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 32,862 | $400,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 9,441 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,000 | $399,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,699 | $398,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,500 | $394,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 20,686 | $394,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,360 | $393,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 20,000 | $392,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,124 | $391,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,200 | $390,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,000 | $390,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 133,200 | $389,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 13,600 | $388,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 11,560 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 18,498 | $386,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 14,972 | $385,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 14,400 | $380,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 90,784 | $379,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,855 | $379,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,833 | $379,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,200 | $378,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 9,193 | $377,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,110 | $374,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,017 | $373,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,093 | $370,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 8,345 | $369,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,000 | $361,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,156 | $360,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,600 | $360,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,525 | $359,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,900 | $359,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 8,308 | $358,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,800 | $357,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,557 | $355,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,954 | $355,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 95,757 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $354,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,964 | $352,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,100 | $347,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9,722 | $347,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 61,670 | $347,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,437 | $343,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,073 | $343,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,975 | $343,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,140 | $342,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,407 | $342,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,126 | $340,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 91,376 | $340,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,961 | $340,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,000 | $339,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,674 | $338,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,825 | $337,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,440 | $334,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,833 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 16,916 | $331,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 31,505 | $328,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 14,338 | $328,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,400 | $326,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,429 | $323,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,331 | $322,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,635 | $320,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,455 | $318,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,000 | $317,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 11,053 | $316,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,777 | $316,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 151,390 | $312,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,190 | $311,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,690 | $310,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,622 | $309,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,600 | $308,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 5,789 | $306,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,382 | $304,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,900 | $304,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,110 | $300,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 12,275 | $298,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $296,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,500 | $294,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 8,053 | $294,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,700 | $290,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,259 | $290,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,392 | $287,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 8,308 | $286,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,500 | $284,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,500 | $283,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,015 | $283,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 39,148 | $280,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,660 | $280,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 7,477 | $280,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,855 | $279,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,833 | $279,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 3,019 | $279,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,658 | $277,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,357 | $276,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,129 | $274,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,605 | $274,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,511 | $274,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $274,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,858 | $273,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,400 | $273,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,773 | $270,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 3,983 | $270,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,374 | $268,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,767 | $265,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,587 | $265,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,500 | $264,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,640 | $261,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,800 | $258,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,500 | $257,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 5,000 | $257,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 92,097 | $257,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,000 | $256,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,052 | $254,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,651 | $253,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 9,647 | $251,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 37,742 | $250,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,618 | $249,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 96,855 | $249,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,363 | $248,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,793 | $248,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,370 | $248,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,231 | $247,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 23,393 | $245,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,231 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,019 | $242,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,100 | $242,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,503 | $241,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,412 | $241,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,044 | $241,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 14,032 | $241,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,636 | $239,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,686 | $234,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,371 | $231,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 5,980 | $229,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $229,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 20,986 | $228,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,549 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,160 | $226,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,792 | $225,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,426 | $223,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,524 | $223,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,463 | $222,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,561 | $222,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,000 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,500 | $221,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,798 | $221,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,006 | $221,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 2,807 | $220,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 11,829 | $218,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,000 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,821 | $218,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,722 | $217,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,600 | $216,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 8,880 | $212,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,654 | $210,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,429 | $210,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 21,940 | $210,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 4,398 | $210,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,864 | $208,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,559 | $207,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 7,904 | $206,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,800 | $205,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,484 | $205,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 5,674 | $205,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,486 | $201,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,597 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 5,100 | $201,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 58,479 | $201,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 22,991 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,650 | $201,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,746 | $200,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 32,276 | $189,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 14,858 | $185,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $181,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,800 | $180,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 12,100 | $173,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 27,000 | $172,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,600 | $170,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $166,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,900 | $164,000 | thousands by filing date | call |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,000 | $161,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,005 | $154,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $144,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,000 | $117,000 | thousands by filing date | call |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,424 | $117,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $106,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 26,205 | $96,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $93,000 | thousands by filing date | call |
| OI S.A. | 670851203 | SPN ADR REP PFD | 109,260 | $93,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 22,829 | $78,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 7,000 | $75,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,216 | $73,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $73,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,276 | $70,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $68,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 21,233 | $68,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 20,000 | $64,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 26,827 | $59,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,468 | $52,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 500 | $51,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,824 | $49,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,929 | $48,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $46,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,700 | $45,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 1,026 | $45,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,655 | $42,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 470 | $41,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $38,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 700 | $35,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 18,641 | $33,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 11,102 | $31,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 12,647 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,069 | $29,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 700 | $26,000 | thousands by filing date | call |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 19,800 | $23,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $22,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $16,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 200 | $15,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $9,000 | thousands by filing date | call |
| CERES INC | 156773103 | COM | 14,024 | $9,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 200 | $7,000 | thousands by filing date | put |
| THORATEC CORP | 885175307 | COM | 200 | $7,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-14-000003 | this filing | 2014-08-14 | acceptance time not in the bulk data set |