13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 1,708 holding rows worth $41,832,578,000.
- Accession
- 0000873630-14-000002
- Filer
- CIK 873630
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 5,851 entries on the cover page, a total value of $41,832,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,832,578,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UGI CORP NEW COM | 902681105 | Stock | 7,513 | $343,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 17,183 | $343,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 8,668 | $341,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,281 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $337,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,100 | $336,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,238 | $333,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,400 | $332,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 7,281 | $331,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,824 | $330,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,209 | $328,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,004 | $328,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 19,575 | $328,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,000 | $324,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 3,300 | $323,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 11,443 | $321,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 8,879 | $320,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 86,476 | $319,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,249 | $319,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 9,904 | $319,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 9,472 | $315,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,070 | $313,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9,945 | $311,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,760 | $310,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,095 | $307,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 7,120 | $306,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,375 | $305,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 29,687 | $304,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,900 | $303,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,668 | $301,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,440 | $300,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,269 | $299,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 8,030 | $298,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,000 | $294,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 6,150 | $292,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,821 | $292,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 3,252 | $291,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,500 | $288,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,700 | $287,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,370 | $287,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,033 | $287,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 6,145 | $285,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,110 | $284,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,494 | $284,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,684 | $284,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,349 | $283,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,915 | $283,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $281,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 7,800 | $280,000 | thousands by filing date | call |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,434 | $278,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,203 | $278,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 4,399 | $278,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 5,497 | $273,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,205 | $272,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 28,566 | $270,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,598 | $269,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,500 | $267,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,262 | $266,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 7,876 | $265,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 32,696 | $264,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,167 | $261,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,906 | $261,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,000 | $260,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,200 | $260,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,937 | $260,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,409 | $259,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,383 | $258,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 14,207 | $258,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,789 | $257,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,000 | $257,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,933 | $254,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,765 | $253,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,557 | $253,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12,373 | $253,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,303 | $252,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,374 | $252,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 4,956 | $250,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 4,283 | $250,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,808 | $249,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,659 | $248,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,374 | $246,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,509 | $245,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,552 | $245,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,065 | $244,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,000 | $243,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,588 | $237,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,693 | $237,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 28,236 | $236,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,214 | $236,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 3,922 | $235,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,650 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,500 | $234,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,965 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,019 | $230,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,814 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,160 | $228,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,253 | $227,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 48,198 | $227,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,163 | $226,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 61,516 | $226,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 7,421 | $225,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,159 | $224,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,427 | $224,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 13,079 | $224,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,821 | $224,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,538 | $223,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,600 | $222,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,233 | $222,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,623 | $222,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,965 | $221,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,899 | $221,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,332 | $220,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $220,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 2,583 | $220,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,051 | $219,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,829 | $219,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,618 | $219,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,583 | $217,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,867 | $217,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,533 | $216,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 8,108 | $216,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,582 | $215,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,872 | $214,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,025 | $213,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 7,729 | $213,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,000 | $213,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 10,000 | $213,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,600 | $212,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,325 | $211,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,741 | $210,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,524 | $208,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,197 | $206,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 3,629 | $206,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,490 | $205,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,210 | $204,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 32,275 | $203,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 144,160 | $203,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,668 | $202,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,518 | $201,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,013 | $201,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,696 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 5,100 | $201,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,461 | $201,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 4,843 | $201,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 22,317 | $194,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 92,761 | $193,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 11,000 | $186,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,500 | $185,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 14,276 | $181,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 58,476 | $180,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,574 | $180,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $178,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 14,290 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,300 | $176,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,892 | $175,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,500 | $175,000 | thousands by filing date | call |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 15,000 | $174,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 21,938 | $173,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,000 | $171,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 36,054 | $169,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,000 | $166,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,000 | $165,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 2,000 | $163,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 92,097 | $162,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 500 | $157,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 14,533 | $157,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,810 | $154,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,200 | $151,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,900 | $149,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 13,000 | $147,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,700 | $140,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,000 | $134,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 28,215 | $129,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,957 | $119,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,005 | $117,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 13,224 | $111,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $109,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 30,180 | $102,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 31,692 | $97,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 15,245 | $94,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 6,000 | $89,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $87,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 11,142 | $86,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 22,828 | $81,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,990 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $73,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,332 | $71,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $68,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $64,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 1,000 | $60,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 600 | $58,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 26,827 | $56,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,468 | $53,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 500 | $49,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 500 | $46,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 12,646 | $38,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $37,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 18,500 | $31,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,655 | $29,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $26,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 662 | $16,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $15,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 300 | $14,000 | thousands by filing date | put |
| CERES INC | 156773103 | COM | 14,024 | $12,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 200 | $7,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $6,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 200 | $6,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-14-000002 | this filing | 2014-05-14 | acceptance time not in the bulk data set |