13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 1,689 holding rows worth $38,416,652,000.
- Accession
- 0000873630-14-000001
- Filer
- CIK 873630
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 5,501 entries on the cover page, a total value of $38,416,652,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,416,652,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBC BEARINGS INC COM | 75524B104 | Stock | 5,281 | $374,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $374,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,236 | $373,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,696 | $370,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,895 | $368,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,500 | $367,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 11,086 | $362,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,193 | $361,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,447 | $360,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 3,980 | $358,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,469 | $358,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,844 | $357,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,934 | $356,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,000 | $353,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,600 | $353,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,721 | $351,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 60,000 | $351,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 133,856 | $347,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 15,000 | $344,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,923 | $344,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,200 | $343,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $343,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,323 | $343,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,600 | $340,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 17,696 | $340,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 23,318 | $339,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 9,237 | $338,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 4,258 | $338,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 9,166 | $336,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,106 | $333,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,570 | $331,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 17,153 | $329,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15,800 | $327,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 9,091 | $324,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 6,622 | $318,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 8,304 | $313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,600 | $313,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,222 | $312,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,900 | $312,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 17,646 | $312,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,477 | $311,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,243 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $309,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 8,923 | $308,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 18,500 | $308,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 20,000 | $305,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,728 | $305,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 8,519 | $302,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,200 | $298,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,393 | $295,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,803 | $294,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,000 | $293,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 9,084 | $292,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,194 | $291,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 14,666 | $290,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 6,969 | $285,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,725 | $285,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 24,371 | $285,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,999 | $284,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,946 | $282,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 14,208 | $281,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,947 | $280,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,248 | $280,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 6,913 | $280,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 82,949 | $280,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 26,150 | $278,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,077 | $277,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,260 | $277,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,667 | $276,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,377 | $273,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,882 | $272,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,844 | $270,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,500 | $268,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 32,089 | $268,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,516 | $266,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,800 | $263,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 7,748 | $257,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,652 | $254,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12,376 | $252,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,194 | $248,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,854 | $248,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,048 | $247,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 20,000 | $247,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,846 | $246,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,971 | $246,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,000 | $245,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,727 | $244,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,595 | $244,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,500 | $242,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,468 | $242,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,887 | $241,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 2,532 | $240,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 3,893 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,500 | $239,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,600 | $238,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 3,790 | $238,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,138 | $236,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,331 | $235,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $233,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 5,920 | $232,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 8,670 | $231,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,042 | $231,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,894 | $230,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,729 | $228,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,473 | $228,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,207 | $226,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,709 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,785 | $224,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,688 | $223,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,391 | $222,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,000 | $222,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,401 | $220,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,530 | $218,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 4,513 | $218,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,051 | $218,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,379 | $216,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,939 | $215,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,217 | $214,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,000 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,975 | $212,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,905 | $211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,000 | $210,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,831 | $209,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,788 | $208,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,600 | $208,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 3,014 | $207,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,300 | $206,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,910 | $205,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 5,979 | $205,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,727 | $204,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 16,134 | $204,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 3,423 | $204,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,701 | $203,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,000 | $202,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 8,969 | $201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,650 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 4,000 | $200,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 32,835 | $199,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,711 | $190,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 20,000 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,300 | $181,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 88,468 | $180,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,412 | $170,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 19,771 | $169,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 144,160 | $169,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 13,623 | $167,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,892 | $164,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 13,930 | $164,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,000 | $160,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,266 | $158,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 800 | $155,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,326 | $155,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 46,847 | $150,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 23,700 | $143,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,600 | $138,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 12,720 | $129,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,800 | $128,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 60,000 | $118,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,300 | $114,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,520 | $109,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 19,543 | $106,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $99,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 19,000 | $98,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,300 | $84,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,430 | $82,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 19,923 | $72,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,500 | $70,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,000 | $69,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 26,827 | $69,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,005 | $67,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,636 | $62,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 20,927 | $61,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,500 | $50,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 11,879 | $45,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,468 | $44,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,100 | $36,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,000 | $34,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $33,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,639 | $30,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 3,300 | $29,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000 | $29,000 | thousands by filing date | put |
| IPASS INC | 46261V108 | COM | 18,500 | $29,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 12,158 | $28,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $27,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 14,024 | $19,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,091 | $18,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 400 | $17,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $13,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-14-000001 | this filing | 2014-02-14 | acceptance time not in the bulk data set |