13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2012-03-31, filed 2013-10-11, with 1,432 holding rows worth $22,792,708,000.
- Accession
- 0000873630-13-000009
- Filer
- CIK 873630
- Filed
- 2013-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2012
A holdings report, amendment of type restatement, 5,078 entries on the cover page, a total value of $22,792,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,792,708,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 28,810 | $1,303,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 33,736 | $1,303,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 100,000 | $1,287,000 | thousands by filing date | put |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 100,000 | $1,287,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 36,561 | $1,275,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 45,039 | $1,258,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 100,000 | $1,249,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 198,770 | $1,248,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 14,123 | $1,248,000 | thousands by filing date | |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 200,000 | $1,248,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 77,737 | $1,247,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 113,790 | $1,246,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 124,194 | $1,246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,000 | $1,231,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 20,635 | $1,231,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 75,000 | $1,229,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 269,000 | $1,227,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 29,525 | $1,226,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 23,516 | $1,212,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 27,646 | $1,210,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 12,600 | $1,207,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 22,170 | $1,203,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 38,036 | $1,202,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 75,380 | $1,197,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 94,082 | $1,185,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 30,068 | $1,165,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,000 | $1,157,000 | thousands by filing date | call |
| WASHINGTON POST CO | 939640108 | CL B | 3,071 | $1,147,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,966 | $1,144,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 69,186 | $1,142,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 104,553 | $1,142,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 30,774 | $1,136,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 28,324 | $1,135,000 | thousands by filing date | |
| COMVERSE TECHNOLOGY INC | 205862402 | CMN | 164,193 | $1,128,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 36,114 | $1,125,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 98,505 | $1,123,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 89,295 | $1,118,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 36,392 | $1,103,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 67,130 | $1,097,000 | thousands by filing date | |
| HUMAN GENOME SCIENCES INC | 444903108 | COM | 133,100 | $1,097,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 42,159 | $1,090,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 13,030 | $1,085,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 111,156 | $1,082,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 25,277 | $1,078,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 15,187 | $1,073,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 16,975 | $1,070,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 35,236 | $1,063,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 18,396 | $1,062,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 25,100 | $1,062,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 11,049 | $1,047,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 14,000 | $1,046,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 40,036 | $1,044,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 29,898 | $1,036,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 69,010 | $1,031,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 123,282 | $1,026,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 272,878 | $1,004,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 46,630 | $1,000,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 44,177 | $997,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 18,220 | $992,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 17,694 | $983,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 26,321 | $977,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 16,283 | $964,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 37,668 | $963,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 75,725 | $960,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 74,685 | $957,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 393,390 | $952,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 184,092 | $944,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 27,181 | $938,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 75,000 | $931,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 21,900 | $921,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,169 | $903,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 7,976 | $896,000 | thousands by filing date | |
| ARRIS GROUP INC | 04269Q100 | COM | 79,000 | $893,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 86,505 | $887,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,689 | $885,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 30,676 | $883,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 37,907 | $878,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 57,696 | $876,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 37,139 | $867,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 31,157 | $864,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,624 | $853,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 72,900 | $853,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 19,947 | $851,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 15,778 | $844,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 107,240 | $841,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 21,906 | $834,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 30,464 | $828,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 197,635 | $824,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13,800 | $818,000 | thousands by filing date | |
| CENTRAL VT PUB SVC CORP | 155771108 | COM | 23,137 | $815,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 48,040 | $810,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 41,020 | $810,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 22,444 | $790,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,183 | $789,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 19,005 | $779,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 217,700 | $777,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,179 | $774,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 28,827 | $774,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 74,891 | $771,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,114 | $770,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,571 | $770,000 | thousands by filing date | |
| PT INDOSAT-ADR | 744383100 | COM | 27,100 | $759,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 88,634 | $754,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 20,466 | $751,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 14,146 | $749,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 35,193 | $745,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 32,454 | $745,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,500 | $743,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 20,061 | $738,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 96,142 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,825 | $719,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 30,194 | $718,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 15,912 | $715,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,900 | $714,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 18,022 | $711,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 21,532 | $709,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 38,648 | $707,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 27,700 | $701,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 46,622 | $699,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 20,400 | $698,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,400 | $697,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,069 | $695,000 | thousands by filing date | |
| CENTRAL EURO DISTRIBUTION CP | 153435102 | CMN | 134,500 | $687,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 14,693 | $682,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 21,855 | $678,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 19,849 | $677,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 14,586 | $675,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 71,500 | $673,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 35,434 | $673,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 12,368 | $671,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,779 | $668,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 12,305 | $665,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 90,486 | $662,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 34,259 | $661,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 45,463 | $660,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 13,884 | $659,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 16,085 | $652,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 33,577 | $646,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 57,642 | $643,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,230 | $639,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 21,000 | $636,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 39,100 | $636,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 68,200 | $623,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 31,765 | $622,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 42,291 | $621,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 42,301 | $618,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 24,942 | $618,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 12,955 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7,417 | $616,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 201,473 | $616,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,535 | $612,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530322106 | COMMON STOCK | 6,908 | $612,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,969 | $609,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,134 | $607,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 19,560 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 10,398 | $599,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 17,907 | $598,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 9,855 | $596,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,248 | $596,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 67,001 | $594,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 22,453 | $593,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 20,249 | $589,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 20,984 | $583,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 20,684 | $581,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13,945 | $575,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 17,281 | $574,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 12,233 | $573,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 32,526 | $571,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 18,946 | $570,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G100 | COMMON STOCK | 107,233 | $569,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,645 | $565,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 17,019 | $563,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 121,400 | $561,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 18,163 | $560,000 | thousands by filing date | |
| SHUFFLE MASTER INC | 825549108 | COM | 31,547 | $556,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,470 | $552,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,388 | $548,000 | thousands by filing date | |
| PATRIOT COAL CORP | 70336T104 | COMMON STOCK | 87,724 | $547,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 16,329 | $546,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 45,063 | $546,000 | thousands by filing date | |
| DIAMOND HILL FINL TRNDS FD I | 25264C101 | COM | 50,510 | $544,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 11,017 | $540,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 32,702 | $537,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 15,558 | $532,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,930 | $529,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 8,300 | $529,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 9,535 | $522,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 165,268 | $522,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 27,173 | $521,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 15,378 | $521,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,400 | $514,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 7,901 | $514,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 22,701 | $514,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 7,000 | $513,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 15,750 | $508,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 220,620 | $504,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,506 | $501,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,971 | $501,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 40,512 | $501,000 | thousands by filing date | |
| LIBERTY GLOBAL INC SER A | 530555101 | COM | 9,969 | $500,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 38,230 | $500,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 17,937 | $497,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 500,000 | $491,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 15,046 | $485,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,000 | $484,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 27,969 | $480,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 10,362 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,620 | $468,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 36,248 | $463,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,400 | $463,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,498 | $462,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 13,000 | $459,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 7,200 | $447,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,080 | $438,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 121,177 | $438,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 9,973 | $438,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 14,001 | $433,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 87,540 | $432,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 34,128 | $431,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 13,486 | $425,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 13,000 | $423,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 56,400 | $421,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37,500 | $420,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 14,700 | $413,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 39,600 | $411,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 5,062 | $409,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,000 | $409,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 13,156 | $405,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,695 | $402,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,062 | $398,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,777 | $398,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,692 | $398,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 25,866 | $397,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,414 | $394,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,021 | $390,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 16,987 | $390,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10,392 | $388,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 5,373 | $385,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,000 | $384,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 43,263 | $383,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17,614 | $379,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,300 | $377,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,836 | $375,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 7,838 | $373,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,580 | $371,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 33,128 | $364,000 | thousands by filing date | |
| COOPER INDUSTRIES PLC | G24140108 | COMMON STOCK-FO | 5,700 | $364,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 8,449 | $363,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,783 | $362,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,970 | $361,000 | thousands by filing date | |
| Pentair Inc | 709631105 | COM | 7,599 | $361,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,999 | $359,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,839 | $358,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 6,386 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,080 | $356,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,565 | $352,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 12,128 | $352,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 5,300 | $351,000 | thousands by filing date | |
| MINEFINDERS CORP LTD | 602900102 | COM | 24,662 | $343,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 56,553 | $341,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 19,657 | $339,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $339,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 9,138 | $336,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 20,475 | $331,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,857 | $326,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 6,184 | $326,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,992 | $325,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 33,549 | $325,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,830 | $324,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,500 | $321,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,933 | $321,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 56,303 | $321,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 19,975 | $318,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 19,000 | $316,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,518 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,780 | $310,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 12,240 | $310,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,109 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 16,200 | $305,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,805 | $303,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 8,064 | $303,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,617 | $299,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,720 | $297,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,291 | $296,000 | thousands by filing date | |
| TITANIUM METALS CORP | 888339207 | COMMON STOCK | 21,762 | $295,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 11,534 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,150 | $294,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,248 | $292,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,390 | $289,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 11,748 | $288,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,239 | $288,000 | thousands by filing date | |
| LINCARE HOLDINGS INC | 532791100 | COM | 11,146 | $288,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 12,000 | $282,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 23,700 | $281,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 26,372 | $280,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,500 | $277,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,039 | $276,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 5,416 | $275,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,626 | $274,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 6,160 | $274,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 4,213 | $273,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,200 | $271,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 8,099 | $269,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 16,292 | $269,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,017 | $267,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,127 | $266,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,598 | $266,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,279 | $266,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,000 | $264,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,500 | $263,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,368 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,300 | $263,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 15,092 | $259,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,516 | $258,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 23,200 | $258,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,641 | $257,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,840 | $257,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,100 | $252,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 3,564 | $250,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,000 | $248,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,000 | $248,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 3,914 | $247,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 34,249 | $246,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 78,160 | $246,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,009 | $245,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,800 | $244,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 26,539 | $244,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,283 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,160 | $238,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 250,000 | $238,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 66,179 | $238,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 530 | $237,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,875 | $236,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 10,162 | $236,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,887 | $235,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,000 | $234,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,900 | $234,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,334 | $233,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,306 | $232,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,101 | $232,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 5,253 | $232,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,123 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,358 | $231,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,262 | $228,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,882 | $227,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,000 | $227,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 10,300 | $227,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 6,000 | $227,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,933 | $226,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,000 | $223,000 | thousands by filing date | |
| ENTERTAINMENT PROPERTIES TR | 29380T105 | COMMON STOCK | 4,794 | $223,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 8,000 | $222,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 9,980 | $222,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,500 | $220,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 10,000 | $219,000 | thousands by filing date | |
| AURIZON MINES LTD | 05155P106 | COM | 45,027 | $218,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 14,459 | $217,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,396 | $216,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,002 | $216,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,887 | $215,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 3,900 | $215,000 | thousands by filing date | |
| PAR PHARMACEUTICAL | 69888P106 | COMMON STOCK | 5,500 | $213,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 6,937 | $212,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,191 | $211,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,325 | $208,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,000 | $207,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690309 | COMMON STOCK | 5,500 | $207,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,100 | $205,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 57,766 | $205,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 30,100 | $204,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 10,000 | $203,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 14,200 | $203,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,446 | $202,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 21,355 | $198,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,650 | $196,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,248 | $196,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,100 | $184,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 93,070 | $181,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 10,000 | $178,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 22,582 | $172,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 11,700 | $171,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,211 | $170,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,700 | $167,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,000 | $165,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,660 | $159,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,000 | $154,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 14,400 | $153,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 12,197 | $151,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 16,008 | $148,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,041 | $144,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,131 | $144,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 14,015 | $136,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,057 | $134,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 94,171 | $132,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 17,200 | $122,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 11,813 | $116,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,400 | $104,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 15,000 | $102,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,300 | $99,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 23,223 | $99,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,131 | $98,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 20,180 | $95,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 19,000 | $95,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $95,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,200 | $92,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 24,700 | $92,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 30,844 | $87,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 20,000 | $81,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,000 | $80,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,160 | $79,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 34,000 | $79,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,285 | $74,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $73,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP COM | 74586W106 | COM | 28,800 | $72,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,162 | $64,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 12,300 | $62,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,926 | $60,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 2,000 | $60,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 31,900 | $60,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $48,000 | thousands by filing date | |
| POPULAR INC COM | 733174106 | COM | 22,700 | $46,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,277 | $44,000 | thousands by filing date | |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 58,700 | $40,000 | thousands by filing date | |
| GENON ENERGY INC | 37244E107 | COMMON STOCK | 17,100 | $36,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,067 | $32,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 12,000 | $24,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 12,046 | $12,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 16,109 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100 | $4,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 100 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 100 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 700 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000009 | this filing | 2013-10-11 | acceptance time not in the bulk data set |