13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2012-06-30, filed 2013-10-11, with 1,455 holding rows worth $22,057,771,000.
- Accession
- 0000873630-13-000008
- Filer
- CIK 873630
- Filed
- 2013-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2012
A holdings report, amendment of type restatement, 5,050 entries on the cover page, a total value of $22,057,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,057,771,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 418,310 | $7,224,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 96,089 | $7,183,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 108,987 | $7,158,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 397,616 | $7,135,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 247,502 | $7,124,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 645,169 | $7,097,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 182,184 | $7,071,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 150,000 | $7,010,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 408,000 | $7,005,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 127,395 | $6,995,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 173,436 | $6,984,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 111,991 | $6,970,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 91,684 | $6,970,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 188,303 | $6,947,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 113,294 | $6,826,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 208,469 | $6,796,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,118,200 | $6,767,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 204,139 | $6,755,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 171,437 | $6,754,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 301,151 | $6,735,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 197,220 | $6,664,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 420,315 | $6,599,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 175,000 | $6,575,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 162,708 | $6,571,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 314,759 | $6,536,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 181,730 | $6,517,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 92,446 | $6,507,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 101,899 | $6,494,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 164,415 | $6,452,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 260,703 | $6,452,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100,000 | $6,447,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 161,993 | $6,433,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 518,910 | $6,429,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 57,594 | $6,402,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 157,626 | $6,390,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 47,711 | $6,367,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 33,161 | $6,345,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 75,494 | $6,340,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 425,000 | $6,320,000 | thousands by filing date | call |
| NEXEN INC | 65334H102 | COM | 357,992 | $6,320,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 231,480 | $6,319,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50,000 | $6,309,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 197,406 | $6,299,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 90,000 | $6,275,000 | thousands by filing date | call |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 205,540 | $6,269,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 116,468 | $6,266,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 680,056 | $6,209,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 208,019 | $6,206,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 36,500 | $6,198,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 280,670 | $6,186,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 322,375 | $6,165,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 100,000 | $6,143,000 | thousands by filing date | call |
| MARKET VECTORS GOLD MINERS | 57060U950 | COM | 135,000 | $6,120,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 119,483 | $6,047,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 218,115 | $6,044,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 203,181 | $6,040,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 295,634 | $6,035,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 163,941 | $6,022,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,865 | $6,017,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 65,472 | $5,989,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 548,210 | $5,975,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 304,696 | $5,963,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 50,561 | $5,962,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 114,637 | $5,953,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 464,350 | $5,948,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150,000 | $5,916,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 86,414 | $5,914,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 291,582 | $5,899,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 162,540 | $5,895,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,867,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 100,000 | $5,850,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 132,739 | $5,770,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 803111103 | COMMON STOCK | 289,612 | $5,767,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 161,310 | $5,758,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 155,337 | $5,710,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 177,796 | $5,705,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 503,653 | $5,681,000 | thousands by filing date | |
| RALCORP HOLDINGS INC | 751028101 | COMMON STOCK | 84,802 | $5,654,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 637,520 | $5,635,000 | thousands by filing date | |
| CITIGROUP INC | 172967954 | PUT | 205,000 | $5,619,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 311,495 | $5,617,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 51,831 | $5,602,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 208,006 | $5,576,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 90,099 | $5,535,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 852,794 | $5,510,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 150,000 | $5,501,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 102,435 | $5,425,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 66,982 | $5,407,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 86,884 | $5,400,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 192,181 | $5,389,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 361,500 | $5,376,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 208,745 | $5,375,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 167,300 | $5,369,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 108,538 | $5,360,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 160,664 | $5,339,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 482,500 | $5,308,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 74,000 | $5,242,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 295,666 | $5,233,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 175,465 | $5,230,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 357,350 | $5,220,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 50,000 | $5,205,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 169,260 | $5,179,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 93,765 | $5,165,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 193,550 | $5,159,000 | thousands by filing date | |
| ISHARES TR | 464287909 | CALL | 80,000 | $5,115,000 | thousands by filing date | call |
| ISHARES TR | 464287959 | PUT | 80,000 | $5,115,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 210,272 | $5,095,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 164,879 | $5,092,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 59,955 | $5,084,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 76,579 | $5,059,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 250,000 | $5,028,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 155,271 | $5,026,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 213,860 | $5,026,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 72,822 | $5,016,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 342,030 | $4,997,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 84,139 | $4,993,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 73,268 | $4,940,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 758,082 | $4,906,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 68,938 | $4,892,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,000 | $4,890,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 167,808 | $4,876,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 310,270 | $4,874,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 51,129 | $4,873,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 145,400 | $4,862,000 | thousands by filing date | put |
| COVIDIEN PLC | G2554F113 | SHS | 90,434 | $4,839,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 813,980 | $4,808,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 90,635 | $4,808,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 187,200 | $4,804,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 337,100 | $4,800,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 60,217 | $4,781,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 87,466 | $4,780,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 576,900 | $4,719,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 86,215 | $4,703,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 692,548 | $4,679,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 96,519 | $4,672,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 46,813 | $4,648,000 | thousands by filing date | |
| LIMITED INC | 532716107 | com | 108,905 | $4,630,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 85,143 | $4,607,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100,000 | $4,602,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 429,571 | $4,532,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 516,399 | $4,497,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 306,501 | $4,488,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100,000 | $4,487,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 133,855 | $4,465,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 111,704 | $4,462,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 53,951 | $4,459,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 114,469 | $4,419,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 88,073 | $4,377,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 88,495 | $4,359,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 67,715 | $4,358,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 46,908 | $4,344,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 62,923 | $4,340,000 | thousands by filing date | |
| LINCARE HOLDINGS INC | 532791100 | COM | 127,245 | $4,329,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 51,210 | $4,322,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 45,000 | $4,289,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 38,869 | $4,284,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 768,800 | $4,251,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 94,155 | $4,213,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 523,300 | $4,202,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $4,201,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 122,216 | $4,188,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 58,620 | $4,176,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 84,531 | $4,171,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 92,739 | $4,170,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 138,840 | $4,158,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 20,620 | $4,150,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 121,700 | $4,146,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 63,079 | $4,138,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 74,086 | $4,133,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 93,141 | $4,113,000 | thousands by filing date | |
| BARNES NOBLE INC | 067774909 | COM | 255,000 | $4,106,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 23,325 | $4,097,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 60,000 | $4,086,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 89,158 | $4,083,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 103,769 | $4,071,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 69,126 | $4,055,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 247,668 | $4,042,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 310,632 | $4,017,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 138,472 | $4,007,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $3,949,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 73,429 | $3,937,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 28,588 | $3,887,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 105,700 | $3,857,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 108,108 | $3,853,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 85,709 | $3,848,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 68,975 | $3,848,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 206,575 | $3,842,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 60,861 | $3,841,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 314,918 | $3,811,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 88,991 | $3,801,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 120,434 | $3,789,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 233,330 | $3,782,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 76,396 | $3,765,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 101,662 | $3,729,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 655,061 | $3,714,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 117,335 | $3,705,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 245,189 | $3,704,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 90,000 | $3,699,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 117,842 | $3,694,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 107,442 | $3,683,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 139,552 | $3,599,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 91,112 | $3,598,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 109,814 | $3,539,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 62,972 | $3,538,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,000 | $3,533,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 64,500 | $3,532,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 155,842 | $3,485,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 201,159 | $3,482,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 79,475 | $3,477,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 200,000 | $3,466,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 200,000 | $3,466,000 | thousands by filing date | call |
| Duke Energy | 26441C105 | Common | 150,000 | $3,459,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 25,000 | $3,457,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 69,735 | $3,455,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 115,231 | $3,448,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 553,828 | $3,433,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 34,552 | $3,420,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 129,700 | $3,380,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 56,866 | $3,376,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 105,409 | $3,367,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100,000 | $3,338,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 39,783 | $3,332,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 142,855 | $3,329,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 23,403 | $3,311,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 165,515 | $3,310,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 83,533 | $3,305,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 54,238 | $3,297,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 131,276 | $3,265,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 58,366 | $3,264,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 147,444 | $3,236,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,000 | $3,229,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 140,576 | $3,220,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 39,814 | $3,215,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 125,231 | $3,187,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 93,316 | $3,132,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 50,000 | $3,109,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 400,563 | $3,100,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200,000 | $3,090,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 29,885 | $3,086,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 81,350 | $3,082,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 72,266 | $3,073,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 121,588 | $3,064,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 191,500 | $3,030,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 51,881 | $3,025,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 72,540 | $3,021,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 63,129 | $3,020,000 | thousands by filing date | |
| PLAINS EXPLORATION + PRODUCT | 726505100 | COM | 85,772 | $3,018,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 141,831 | $3,008,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 74,623 | $3,007,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 54,315 | $2,983,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 55,211 | $2,982,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 87,665 | $2,961,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 62,756 | $2,935,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 250,000 | $2,928,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 85,081 | $2,922,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 332,670 | $2,912,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 285,045 | $2,903,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50,644 | $2,879,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 175,110 | $2,877,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 505,300 | $2,865,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 37,992 | $2,858,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 251,710 | $2,852,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 131,721 | $2,841,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 41,694 | $2,840,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 34,173 | $2,822,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 222,278 | $2,821,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 42,870 | $2,800,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 71,278 | $2,793,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 137,600 | $2,784,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 68,101 | $2,777,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 214,865 | $2,774,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 115,906 | $2,774,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 61,195 | $2,753,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 88,780 | $2,750,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50,000 | $2,748,000 | thousands by filing date | call |
| BARNES NOBLE INC | 067774959 | COM | 170,200 | $2,740,000 | thousands by filing date | put |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 25,033 | $2,737,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 55,132 | $2,721,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 53,883 | $2,699,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,588 | $2,698,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 106,149 | $2,694,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 70,447 | $2,692,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43,623 | $2,682,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 128,082 | $2,668,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 150,546 | $2,666,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 42,810 | $2,650,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 117,147 | $2,647,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 82,995 | $2,641,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 89,100 | $2,636,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 300,000 | $2,628,000 | thousands by filing date | call |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 803,193 | $2,618,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 125,000 | $2,605,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 57,403 | $2,582,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 35,655 | $2,575,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 81,909 | $2,566,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 74,531 | $2,560,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 72,514 | $2,554,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 70,920 | $2,546,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 58,100 | $2,542,000 | thousands by filing date | |
| Liberty Global Series C | 530555309 | COM | 53,079 | $2,535,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 89,327 | $2,530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 145,981 | $2,515,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 127,851 | $2,504,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 160,950 | $2,485,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 81,800 | $2,478,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 66,134 | $2,475,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 42,091 | $2,463,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 271,717 | $2,462,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 53,769 | $2,459,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 55,950 | $2,456,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 17,440 | $2,442,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 96,851 | $2,439,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 150,000 | $2,432,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 32,058 | $2,421,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 97,460 | $2,414,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 275,000 | $2,406,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 26,750 | $2,386,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 88,050 | $2,383,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 166,574 | $2,377,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 23,950 | $2,361,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 28,078 | $2,359,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 107,931 | $2,358,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 26,460 | $2,355,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 39,267 | $2,352,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 61,989 | $2,344,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 47,205 | $2,340,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 37,580 | $2,326,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 47,225 | $2,319,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 31,330 | $2,316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 44,593 | $2,310,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 100,100 | $2,308,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 40,547 | $2,290,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 85,987 | $2,275,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 21,579 | $2,273,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 66,992 | $2,252,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 154,440 | $2,244,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 30,930 | $2,240,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,000 | $2,240,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 60,000 | $2,238,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 50,155 | $2,238,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 141,942 | $2,236,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 40,000 | $2,234,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 48,848 | $2,234,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 121,580 | $2,229,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 180,828 | $2,227,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 43,120 | $2,223,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 144,268 | $2,222,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 52,351 | $2,215,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 248,300 | $2,210,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 39,828 | $2,209,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 137,814 | $2,202,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 64,882 | $2,196,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,000 | $2,195,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 537,042 | $2,186,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 185,236 | $2,182,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 50,031 | $2,180,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 54,365 | $2,175,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50,000 | $2,173,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 236,169 | $2,168,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 63,560 | $2,161,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 31,289 | $2,160,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 91,493 | $2,152,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 125,418 | $2,151,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 52,073 | $2,147,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 144,413 | $2,135,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 367,450 | $2,128,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 32,000 | $2,127,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 420,324 | $2,123,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 61,897 | $2,121,000 | thousands by filing date | |
| PACIFIC CAP BANCORP NEW | 69404P200 | COM NEW | 46,199 | $2,113,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 49,586 | $2,106,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 30,889 | $2,105,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 59,434 | $2,103,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 972,800 | $2,101,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 126,812 | $2,094,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 109,571 | $2,085,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100,000 | $2,083,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 15,329 | $2,058,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 362,507 | $2,052,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 250,000 | $2,045,000 | thousands by filing date | put |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 123,450 | $2,044,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 105,860 | $2,032,000 | thousands by filing date | |
| 38259p508 | COM | 3,500 | $2,030,000 | thousands by filing date | put | |
| EQT CORP COM | 26884L109 | Stock | 37,812 | $2,027,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 235,982 | $2,011,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 60,053 | $2,002,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 18,232 | $1,995,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 31,150 | $1,994,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 132,195 | $1,988,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 25,000 | $1,987,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 65,618 | $1,984,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 96,133 | $1,980,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 55,000 | $1,977,000 | thousands by filing date | call |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 133,825 | $1,960,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 25,819 | $1,954,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 49,199 | $1,953,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 31,400 | $1,950,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 162,600 | $1,941,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 157,559 | $1,933,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 89,010 | $1,930,000 | thousands by filing date | |
| HARRY WINSTON DIAMOND CORP | 41587B100 | COM | 169,659 | $1,911,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 750,000 | $1,905,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 115,370 | $1,905,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 54,948 | $1,904,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 20,900 | $1,881,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 150,000 | $1,877,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 23,508 | $1,869,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 275,824 | $1,856,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 24,921 | $1,844,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 33,600 | $1,841,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 67,930 | $1,835,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 250,000 | $1,833,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 16,974 | $1,832,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 85,231 | $1,831,000 | thousands by filing date | |
| STANDARD MICROSYSTEMS CORP | 853626109 | COM | 49,100 | $1,815,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 306,000 | $1,809,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 87,500 | $1,803,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 52,800 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 85,000 | $1,759,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 200,000 | $1,752,000 | thousands by filing date | put |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 16,823 | $1,751,000 | thousands by filing date | |
| HUMAN GENOME SCIENCES INC | 444903108 | COM | 131,200 | $1,723,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 55,110 | $1,714,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 27,000 | $1,708,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 40,839 | $1,699,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 60,140 | $1,698,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 88,002 | $1,695,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 52,143 | $1,682,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 256,126 | $1,681,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 28,161 | $1,681,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 30,000 | $1,679,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,636 | $1,668,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 16,012 | $1,666,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 165,531 | $1,657,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 73,736 | $1,657,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 23,171 | $1,649,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16,754 | $1,645,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,000 | $1,643,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 17,533 | $1,637,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 62,891 | $1,619,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 28,821 | $1,612,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,853 | $1,610,000 | thousands by filing date | |
| CITIGROUP INC | 172967416 | CONVERTIBLE PREFERRED | 18,805 | $1,609,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 140,285 | $1,604,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 196,321 | $1,600,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 41,856 | $1,570,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 46,051 | $1,567,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 754,797 | $1,563,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 36,571 | $1,560,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 38,613 | $1,558,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 14,492 | $1,557,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 196,869 | $1,554,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 17,000 | $1,554,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 65,025 | $1,548,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 24,744 | $1,546,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 16,715 | $1,532,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 110,005 | $1,526,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 161,354 | $1,525,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 90,329 | $1,520,000 | thousands by filing date | |
| TELUS CORP | 87971M202 | COMMON STOCK-FO | 26,063 | $1,516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 25,544 | $1,510,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 240,114 | $1,503,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 15,457 | $1,497,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 47,739 | $1,490,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 65,538 | $1,486,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 132,924 | $1,486,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 209,200 | $1,485,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 68,375 | $1,478,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 19,935 | $1,452,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 131,773 | $1,449,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $1,420,000 | thousands by filing date | call |
| FOCUS MEDIA HLDG LTD | 34415V109 | SPONSORED ADR | 60,300 | $1,416,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 65,188 | $1,413,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 13,691 | $1,411,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 150,000 | $1,406,000 | thousands by filing date | |
| WPP PLC | 92933H101 | CMN | 22,937 | $1,396,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 85,082 | $1,388,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 59,496 | $1,385,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 55,000 | $1,379,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 16,176 | $1,377,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 36,391 | $1,373,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 20,696 | $1,360,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 53,295 | $1,359,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 49,387 | $1,355,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 113,036 | $1,350,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 88,806 | $1,329,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 62,516 | $1,321,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 81,131 | $1,312,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,000 | $1,309,000 | thousands by filing date | call |
| RESEARCH IN MOTION LTD | 760975102 | COM | 178,469 | $1,309,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 33,758 | $1,308,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 22,199 | $1,307,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 3,493 | $1,306,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 24,671 | $1,302,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 22,035 | $1,299,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 109,872 | $1,298,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 136,409 | $1,295,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 75,439 | $1,288,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 37,044 | $1,282,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 65,399 | $1,280,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000008 | this filing | 2013-10-11 | acceptance time not in the bulk data set |