13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2012-12-31, filed 2013-10-10, with 1,484 holding rows worth $25,749,645,000.
- Accession
- 0000873630-13-000006
- Filer
- CIK 873630
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2012
A holdings report, amendment of type restatement, 5,134 entries on the cover page, a total value of $25,749,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,749,645,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KBR INC COM | 48242W106 | Stock | 50,101 | $1,499,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 26,547 | $1,495,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 132,443 | $1,461,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 38,894 | $1,436,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 50,000 | $1,432,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 126,556 | $1,432,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 31,917 | $1,422,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 47,806 | $1,419,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 21,854 | $1,414,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 62,000 | $1,413,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 117,600 | $1,397,000 | thousands by filing date | put |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 20,680 | $1,392,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 80,000 | $1,390,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 34,499 | $1,382,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 69,962 | $1,376,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 43,108 | $1,374,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 35,951 | $1,369,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 66,710 | $1,368,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 37,773 | $1,365,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 26,038 | $1,363,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 131,999 | $1,351,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 30,726 | $1,343,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 24,410 | $1,339,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,000 | $1,334,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 73,398 | $1,330,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 22,023 | $1,327,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 43,126 | $1,320,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 46,047 | $1,317,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 115,672 | $1,316,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 115,646 | $1,315,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 36,401 | $1,314,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 33,780 | $1,311,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,413 | $1,304,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,460 | $1,291,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 45,511 | $1,272,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 78,333 | $1,269,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 52,027 | $1,266,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 47,549 | $1,264,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 198,770 | $1,258,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 13,694 | $1,250,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15,333 | $1,244,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 31,644 | $1,242,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 67,903 | $1,233,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 28,946 | $1,233,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 15,311 | $1,233,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 40,336 | $1,225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 72,394 | $1,204,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 258,200 | $1,201,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,000 | $1,195,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V900 | CALL | 41,200 | $1,188,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 68,287 | $1,185,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 28,600 | $1,183,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 18,273 | $1,157,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 54,246 | $1,152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 24,609 | $1,148,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 32,400 | $1,144,000 | thousands by filing date | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 26,385 | $1,142,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 37,659 | $1,141,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 28,955 | $1,135,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 60,000 | $1,124,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 30,655 | $1,122,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 75,392 | $1,121,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 26,487 | $1,111,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 53,278 | $1,110,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 17,211 | $1,109,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 57,000 | $1,108,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,025 | $1,096,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 26,500 | $1,096,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,900 | $1,089,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 107,494 | $1,088,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 34,695 | $1,084,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 367,450 | $1,084,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 50,626 | $1,083,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 129,748 | $1,074,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 119,537 | $1,071,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 34,149 | $1,060,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,402 | $1,057,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 9,023 | $1,052,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 21,354 | $1,050,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 50,000 | $1,048,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 130,000 | $1,047,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 35,124 | $1,042,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 69,010 | $1,041,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 97,643 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 22,680 | $1,033,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 93,454 | $1,029,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 63,493 | $1,024,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 69,703 | $1,013,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 234,898 | $1,005,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 84,569 | $1,000,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 36,400 | $997,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 20,000 | $996,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 38,672 | $994,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 60,000 | $988,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 42,953 | $987,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 41,476 | $987,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 24,898 | $980,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,862 | $972,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 20,052 | $966,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400,492 | $961,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 23,049 | $954,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 14,563 | $950,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 393,390 | $940,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 36,030 | $938,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 38,971 | $937,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 25,677 | $935,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 76,742 | $928,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,314 | $918,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12,512 | $915,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 15,298 | $914,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 22,808 | $912,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,747 | $906,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 12,139 | $903,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 21,900 | $895,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 18,191 | $894,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 14,000 | $891,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 32,917 | $891,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 32,918 | $882,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 12,340 | $876,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 41,530 | $873,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 80,004 | $869,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 26,596 | $864,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 50,904 | $860,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 30,800 | $858,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 37,000 | $858,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 24,511 | $853,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 16,347 | $853,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 22,645 | $849,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 35,829 | $844,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 37,542 | $838,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 25,200 | $836,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 7,609 | $832,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 18,242 | $830,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 12,838 | $811,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 100,000 | $810,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 18,220 | $804,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 14,000 | $803,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 43,499 | $801,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,555 | $798,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 22,163 | $797,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 35,700 | $794,000 | thousands by filing date | |
| PT INDOSAT-ADR | 744383100 | COM | 24,000 | $794,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22,112 | $793,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 97,130 | $789,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 12,428 | $786,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 69,572 | $779,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 25,000 | $778,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 13,400 | $777,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 13,400 | $777,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 20,257 | $776,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 56,700 | $757,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 11,089 | $747,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 106,440 | $747,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 65,860 | $746,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,923 | $742,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 33,272 | $741,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 13,883 | $728,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 20,852 | $728,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 9,113 | $728,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,500 | $724,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 100,000 | $722,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 71,500 | $716,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 22,300 | $714,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,210 | $710,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 52,500 | $709,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 40,363 | $707,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13,800 | $706,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 47,092 | $703,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 31,697 | $697,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 40,608 | $693,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 13,900 | $678,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 20,000 | $673,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 31,473 | $670,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 8,274 | $666,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 38,005 | $665,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,000 | $664,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 32,173 | $661,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 24,140 | $660,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 16,733 | $657,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 36,019 | $655,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 7,405 | $651,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 31,811 | $644,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 20,228 | $642,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,820 | $642,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,798 | $631,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,935 | $618,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 21,951 | $618,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 86,500 | $617,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 86,600 | $611,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 30,275 | $611,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,674 | $610,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,227 | $607,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,706 | $606,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6,400 | $603,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 14,000 | $601,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 19,270 | $601,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 53,500 | $599,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,700 | $597,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 13,161 | $596,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,910 | $595,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 35,345 | $593,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 77,187 | $582,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 7,265 | $582,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 16,945 | $580,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,112 | $580,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,360 | $578,000 | thousands by filing date | |
| DIAMOND HILL FINL TRNDS FD I | 25264C101 | COM | 50,510 | $578,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 9,000 | $577,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 35,400 | $576,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 7,149 | $570,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 18,870 | $569,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,800 | $564,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,800 | $564,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,400 | $563,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 80,200 | $562,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,341 | $559,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 18,460 | $558,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 24,415 | $552,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 51,480 | $551,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 11,809 | $549,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 67,538 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 6,495 | $546,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 39,700 | $540,000 | thousands by filing date | call |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 9,900 | $538,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 14,091 | $534,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 17,590 | $532,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,795 | $531,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 11,767 | $525,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,507 | $517,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 51,856 | $509,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 9,144 | $503,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,000 | $502,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 32,414 | $494,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 29,883 | $493,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 11,884 | $490,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,482 | $488,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 9,072 | $488,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 25,178 | $486,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,491 | $482,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 35,000 | $476,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 8,425 | $473,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 20,984 | $472,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 55,589 | $469,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 34,769 | $468,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,197 | $467,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,705 | $462,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 12,473 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 13,080 | $461,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,132 | $459,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 42,116 | $458,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 431,733 | $457,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 129,000 | $453,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 10,725 | $439,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 255,000 | $439,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,228 | $438,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 75,381 | $437,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 18,000 | $436,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,988 | $435,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 23,868 | $433,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 137,706 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 20,164 | $427,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,000 | $427,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 14,576 | $426,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,912 | $425,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 12,465 | $421,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,651 | $419,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 87,540 | $418,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 50,903 | $417,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 38,400 | $416,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 8,694 | $416,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 6,249 | $408,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 7,878 | $403,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,986 | $402,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 9,442 | $402,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,000 | $398,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,200 | $395,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 18,879 | $395,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 39,572 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,080 | $390,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 13,214 | $389,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 6,630 | $385,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,226 | $383,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,449 | $374,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,211 | $374,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 26,000 | $371,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 5,565 | $365,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 12,239 | $360,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,723 | $359,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 49,700 | $359,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 8,902 | $359,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 9,053 | $355,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 92,097 | $348,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 10,267 | $338,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,943 | $333,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 4,389 | $332,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,685 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,870 | $328,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,720 | $326,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 24,074 | $325,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 889 | $325,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,716 | $324,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 7,098 | $323,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,478 | $322,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,399 | $321,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 5,569 | $321,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10,283 | $318,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 19,772 | $314,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,365 | $313,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 13,179 | $309,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,800 | $308,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,746 | $307,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,500 | $305,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,000 | $305,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,090 | $301,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,200 | $301,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,691 | $300,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,779 | $293,000 | thousands by filing date | |
| CENTRAL EURO DISTRIBUTION CP | 153435102 | CMN | 134,500 | $292,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,000 | $291,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 4,650 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,030 | $286,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 27,766 | $286,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,710 | $285,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 6,724 | $284,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 240,821 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,300 | $282,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,900 | $280,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 6,251 | $280,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,638 | $280,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,692 | $279,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,924 | $278,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 12,103 | $278,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,291 | $278,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,768 | $278,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 14,060 | $278,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 4,007 | $273,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 22,230 | $272,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,500 | $270,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 9,285 | $270,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,823 | $269,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,556 | $268,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 17,880 | $266,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,221 | $265,000 | thousands by filing date | |
| LIBERTY GLOBAL INC SER A | 530555101 | COM | 4,185 | $264,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,995 | $258,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,089 | $258,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,850 | $258,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 13,600 | $257,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 15,891 | $256,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,738 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 6,020 | $255,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,483 | $253,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 10,383 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,300 | $251,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 11,504 | $250,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,439 | $247,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 8,755 | $247,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 4,901 | $246,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 4,650 | $246,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 21,960 | $243,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 12,313 | $242,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,083 | $241,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,960 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,358 | $240,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 42,675 | $240,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,982 | $239,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 9,961 | $239,000 | thousands by filing date | |
| WPP PLC | 92933H101 | CMN | 3,280 | $239,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,800 | $238,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,390 | $237,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $237,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,716 | $231,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 4,042 | $231,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,924 | $229,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 9,943 | $227,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,409 | $227,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 15,494 | $225,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 10,000 | $225,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,537 | $223,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,500 | $222,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 20,049 | $222,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,127 | $221,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,153 | $221,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 19,868 | $220,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 10,200 | $220,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 5,448 | $220,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,906 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,975 | $217,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,322 | $217,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,199 | $216,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 11,236 | $216,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,150 | $215,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,122 | $215,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 4,575 | $215,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,229 | $214,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,819 | $214,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,742 | $214,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 8,377 | $214,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,276 | $212,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 3,931 | $212,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,534 | $211,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 5,100 | $211,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,020 | $209,000 | thousands by filing date | |
| PLAINS EXPLORATION + PRODUCT | 726505100 | COM | 4,460 | $209,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 93,070 | $208,000 | thousands by filing date | |
| AURIZON MINES LTD | 05155P106 | COM | 59,320 | $206,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 12,230 | $205,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,400 | $205,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,655 | $203,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,000 | $203,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 9,593 | $201,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,000 | $200,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,033 | $195,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,962 | $190,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 17,548 | $185,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,095 | $184,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,650 | $180,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,693 | $180,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 41,576 | $180,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 12,920 | $179,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 39,396 | $173,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,010 | $172,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,159 | $171,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,243 | $170,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,000 | $167,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 18,288 | $165,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,975 | $164,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,000 | $163,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 16,200 | $158,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,000 | $158,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,021 | $148,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,430 | $148,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 24,550 | $140,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 25,715 | $137,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 21,355 | $130,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,974 | $129,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,318 | $125,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 52,077 | $122,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,000 | $115,000 | thousands by filing date | |
| CREDIT SUISSE GRP GUERNSEY I | G25320AQ8 | DEBT 7.875% 2/2 | 100,000 | $106,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 54,145 | $100,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,046 | $93,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,000 | $92,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 19,000 | $85,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,466 | $75,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,000 | $73,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $72,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 15,417 | $72,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,450 | $69,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $67,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $60,000 | thousands by filing date | put |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $58,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,285 | $54,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 12,987 | $52,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 16,928 | $46,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,900 | $42,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $34,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 20,000 | $32,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 19,304 | $29,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $23,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 484 | $18,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 413 | $17,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 488 | $15,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 12,000 | $15,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 429 | $14,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 121 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 586 | $12,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 289 | $11,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 352 | $11,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 518 | $10,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 167 | $10,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 16,109 | $10,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP COM | 74586W106 | COM | 28,800 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 115 | $6,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 85 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 70 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,953 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 136 | $4,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $4,000 | thousands by filing date | |
| GREAT BASIN GOLD COM NPV ISIN #CA3901241057 SEDOL #B1GC868 | 390124105 | Equities | 48,700 | $4,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 83 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 400 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 100 | $2,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000006 | this filing | 2013-10-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000013 | added | 2013-12-23 | acceptance time not in the bulk data set |