13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-10-10, with 1,571 holding rows worth $27,457,728,000.
- Accession
- 0000873630-13-000005
- Filer
- CIK 873630
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A holdings report, amendment of type restatement, 5,295 entries on the cover page, a total value of $27,457,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,457,728,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC Global Asset Management (USA) Inc.028-15528
- included managerHSBC Private Bank (UK) Ltd028-15538
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) Ltd028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHSBC Global Asset Management (Singapore) Ltd028-15531
- included managerHSBC Global Asset Management(Taiwan)Limited028-15529
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHSBC BANK PLC028-15563
- included managerHSBC Bank Bermuda Ltd028-15544
- included managerHSBC Bank Brasil SA - Banco Multiplo028-15543
- included managerHSBC Global Asset Management (International) Ltd028-15548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 22,095 | $195,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,000 | $192,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,050 | $191,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,729 | $189,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 11,461 | $187,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 17,961 | $184,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,874 | $184,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 30,000 | $183,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,202 | $178,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 32,151 | $171,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 44,068 | $169,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,008 | $167,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,740 | $166,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10,315 | $164,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 60,000 | $164,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,319 | $163,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,084 | $161,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 21,355 | $157,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 17,974 | $155,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,114 | $153,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 3,747 | $146,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,871 | $145,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,354 | $144,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 20,685 | $144,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 11,604 | $144,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 25,005 | $144,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 19,543 | $142,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 12,779 | $141,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 14,327 | $140,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,089 | $139,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 10,054 | $136,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,892 | $129,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 30,100 | $129,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 10,033 | $125,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,589 | $124,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,000 | $118,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 10,271 | $118,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,430 | $111,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,043 | $110,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,087 | $103,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 37,008 | $103,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,792 | $94,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 57,376 | $92,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $91,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 50,000 | $88,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 22,294 | $87,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 19,381 | $85,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,247 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 25,000 | $73,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,665 | $69,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 13,251 | $63,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,035 | $62,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,412 | $61,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 11,000 | $52,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,900 | $50,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 25,443 | $48,000 | thousands by filing date | |
| CENTRAL EURO DISTRIBUTION CP | 153435102 | CMN | 134,500 | $45,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 21,000 | $43,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 12,987 | $40,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,060 | $39,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 18,500 | $37,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $34,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 16,254 | $34,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 884 | $28,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 380 | $14,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP COM | 74586W106 | COM | 28,800 | $12,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 12,000 | $8,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 17,304 | $7,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 10,603 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 100 | $2,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0000873630-13-000005 | this filing | 2013-10-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-13-000012 | added | 2013-12-23 | acceptance time not in the bulk data set |