13F-HR/A filed by CAXTON ASSOCIATES LP
CAXTON ASSOCIATES LP filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-15, with 180 holding rows worth $2,957,389,000.
- Accession
- 0000872573-16-000031
- Filer
- CIK 872573
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 180 entries on the cover page, a total value of $2,957,389,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,957,389,000 with VALUE read as thousands by filing date, 13F file number 028-02856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,500,000 | $324,450,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,300,000 | $287,958,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,547,500 | $242,167,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,477,315 | $216,885,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,217,530 | $198,491,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,540,000 | $98,169,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 920,500 | $64,997,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 295,000 | $63,809,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500,000 | $59,360,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 470,000 | $58,379,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,745,934 | $57,214,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,684,500 | $41,912,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 167,709 | $36,275,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 950,000 | $35,578,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 650,000 | $35,191,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 584,000 | $33,638,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 246,100 | $30,568,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 900,000 | $26,712,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 215,000 | $23,607,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 609,700 | $22,833,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 250,000 | $22,378,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 500,000 | $22,145,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 160,000 | $20,589,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 200,000 | $20,440,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 875,000 | $20,064,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 240,000 | $18,943,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 725,000 | $18,872,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 345,000 | $18,678,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 960,000 | $17,808,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 240,000 | $17,794,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 175,000 | $16,730,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 123,486 | $15,515,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 300,000 | $14,733,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 100,000 | $14,681,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,308,091 | $13,827,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 125,000 | $13,725,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 515,480 | $13,439,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 350,000 | $13,108,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 128,500 | $12,285,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 110,000 | $12,155,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 450,000 | $12,105,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 150,000 | $12,006,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 350,000 | $11,305,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000,000 | $10,930,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 150,000 | $10,832,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 225,000 | $10,469,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400,000 | $10,412,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 37,500 | $10,375,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 325,000 | $9,646,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200,000 | $9,596,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 70,000 | $9,529,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 120,000 | $9,407,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 350,000 | $9,251,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 170,000 | $8,952,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 175,000 | $8,908,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 112,987 | $8,841,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200,000 | $8,710,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 101,300 | $8,651,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 125,000 | $8,416,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35,000 | $8,329,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 264,765 | $8,237,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 244,454 | $7,920,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 150,000 | $7,898,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 116,100 | $7,817,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 325,000 | $7,638,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 655,823 | $7,483,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200,000 | $7,410,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 110,000 | $7,322,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 200,000 | $7,116,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 300,000 | $7,050,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 35,000 | $7,012,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 60,000 | $6,957,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 85,000 | $6,763,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 250,000 | $6,635,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 250,000 | $6,528,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50,000 | $6,434,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 200,000 | $6,388,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 65,000 | $6,332,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 40,000 | $6,108,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 80,000 | $6,098,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 50,000 | $6,042,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 40,000 | $5,965,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 50,000 | $5,936,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 350,000 | $5,782,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 150,000 | $5,702,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 70,000 | $5,646,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150,000 | $5,558,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 60,000 | $5,449,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 105,000 | $5,447,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 300,000 | $5,409,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 55,000 | $5,347,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 325,000 | $5,288,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 170,000 | $5,224,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50,000 | $5,129,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100,000 | $4,882,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 25,000 | $4,868,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 65,000 | $4,861,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 70,000 | $4,824,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 150,000 | $4,797,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 20,000 | $4,794,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,723,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 250,000 | $4,690,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 50,000 | $4,666,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 150,000 | $4,575,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,600 | $4,507,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 195,200 | $4,441,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 60,000 | $4,428,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 97,322 | $4,387,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,000 | $4,363,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 86,886 | $4,350,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150,000 | $4,241,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 75,400 | $4,185,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 900,000 | $4,167,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 228,200 | $4,057,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,000 | $3,932,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 250,000 | $3,913,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100,000 | $3,889,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,000 | $3,886,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 40,000 | $3,882,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 60,000 | $3,826,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,500 | $3,768,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 20,000 | $3,713,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 150,000 | $3,707,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 70,000 | $3,700,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 150,000 | $3,653,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 40,000 | $3,652,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 60,000 | $3,560,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100,000 | $3,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 82,500 | $3,540,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 100,000 | $3,536,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100,000 | $3,458,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 70,000 | $3,438,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 25,000 | $3,359,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20,000 | $3,330,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 90,625 | $3,057,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 85,000 | $3,038,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 240,000 | $2,974,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 55,000 | $2,892,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,000 | $2,693,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 50,000 | $2,675,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,000 | $2,661,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 50,000 | $2,604,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 110,000 | $2,536,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,000 | $2,441,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 122,583 | $2,438,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 56,225 | $2,265,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50,000 | $2,254,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $2,244,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 50,000 | $2,229,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 175,000 | $2,212,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 100,000 | $2,147,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 40,000 | $2,145,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 80,000 | $1,901,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 67,000 | $1,802,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 200,000 | $1,748,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 10,000 | $1,725,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 70,000 | $1,715,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,000 | $1,624,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50,000 | $1,575,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,600 | $1,497,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 75,000 | $1,484,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 80,000 | $1,432,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 250,000 | $1,405,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 73,071 | $1,388,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 150,000 | $1,383,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 150,000 | $1,338,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 50,000 | $1,323,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 26,500 | $1,283,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 300,000 | $1,179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 48,687 | $1,163,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50,000 | $1,119,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,100 | $1,103,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,000 | $1,082,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 25,000 | $1,078,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,000 | $1,060,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 20,000 | $1,052,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 149,900 | $1,036,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,750 | $903,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 20,000 | $470,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,374 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000872573-16-000030 | superseded | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000872573-16-000031 | this filing | 2016-11-15 | acceptance time not in the bulk data set |