13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-30, with 150 holding rows worth $236,530,053.
- Accession
- 0000870156-23-000007
- Filer
- CIK 1600435
- Filed
- 2023-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 150 entries on the cover page, a total value of $236,530,053 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,530,053 with VALUE read as dollars as filed, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 319,992 | $14,681,233 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 81,694 | $6,842,689 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 113,612 | $5,186,388 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 104,141 | $4,863,385 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 73,554 | $4,828,085 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 29,230 | $4,432,730 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,986 | $4,211,161 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 161,586 | $3,824,741 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 398,843 | $3,641,437 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,487 | $3,384,109 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 223,661 | $3,292,290 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 20,310 | $3,177,296 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 31,520 | $3,126,044 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 92,740 | $3,035,380 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 12,648 | $3,029,955 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 13,179 | $3,011,270 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 176,854 | $2,955,230 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 34,368 | $2,950,493 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 39,541 | $2,869,490 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 39,229 | $2,839,003 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 30,494 | $2,831,395 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 16,810 | $2,825,593 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 29,870 | $2,818,832 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,844 | $2,787,914 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 15,463 | $2,761,383 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 17,758 | $2,745,819 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 8,129 | $2,732,482 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 89,407 | $2,681,311 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,074 | $2,653,908 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,720 | $2,628,539 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 68,249 | $2,598,239 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 22,364 | $2,595,789 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 11,098 | $2,569,964 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 41,640 | $2,566,690 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 77,909 | $2,526,760 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,527 | $2,518,144 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 29,666 | $2,489,571 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 49,773 | $2,433,402 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,572 | $2,425,917 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 11,064 | $2,391,705 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 35,701 | $2,388,375 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 62,573 | $2,371,517 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 19,367 | $2,350,185 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,224 | $2,284,943 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 59,758 | $2,252,877 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,047 | $2,250,037 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 9,316 | $2,020,577 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 33,184 | $1,922,799 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 21,567 | $1,790,061 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 178,088 | $1,764,852 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 146,711 | $1,731,190 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 150,429 | $1,710,378 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 140,445 | $1,696,576 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 139,314 | $1,691,272 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 167,276 | $1,682,797 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 157,031 | $1,622,130 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 14,825 | $1,603,768 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,074 | $1,591,438 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 54,201 | $1,343,052 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,583 | $1,322,172 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,369 | $1,155,477 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 15,522 | $1,092,283 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 102,697 | $1,067,022 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,119 | $987,819 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 68,848 | $937,021 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 30,401 | $935,540 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,677 | $858,640 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 11,552 | $857,043 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 26,396 | $854,439 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,073 | $851,863 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,384 | $850,349 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 98,290 | $846,277 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 21,830 | $844,255 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 25,850 | $839,608 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 24,437 | $835,257 | dollars as filed | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 51,961 | $827,739 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 49,913 | $827,058 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 27,547 | $822,553 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 12,516 | $821,675 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 24,356 | $821,335 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 51,682 | $815,886 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 11,520 | $813,542 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,711 | $813,518 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 23,179 | $809,179 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 15,272 | $802,441 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 12,693 | $802,198 | dollars as filed | |
| HILLTOP HLDGS INC | 432748101 | COM | 26,717 | $801,777 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 10,057 | $798,124 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 8,372 | $792,095 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 44,795 | $790,184 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,646 | $786,162 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 31,663 | $783,659 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 6,088 | $780,603 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 11,080 | $780,475 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,825 | $779,057 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 46,022 | $774,845 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,525 | $766,671 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,639 | $762,611 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 12,076 | $758,856 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 13,756 | $757,956 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 3,566 | $757,454 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 34,163 | $751,928 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 29,679 | $750,879 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 17,354 | $741,363 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 9,593 | $737,606 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 48,875 | $737,035 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 23,975 | $734,594 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 45,836 | $733,834 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,782 | $728,395 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 55,583 | $728,137 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,869 | $722,826 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 24,397 | $718,736 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 34,827 | $700,719 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 20,211 | $698,694 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 13,575 | $697,212 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,489 | $690,300 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 16,694 | $680,781 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 14,894 | $673,209 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 68,509 | $643,985 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 70,014 | $634,327 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 11,039 | $631,896 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 34,031 | $611,197 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 22,413 | $595,513 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,561 | $565,493 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 67,578 | $552,112 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,676 | $544,049 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,972 | $538,084 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,526 | $538,028 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 16,284 | $508,386 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 21,814 | $420,792 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 11,403 | $393,746 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,122 | $388,414 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,509 | $387,111 | dollars as filed | |
| Apple Inc | 037833100 | COM | 2,968 | $385,632 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,566 | $382,859 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 670 | $374,617 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,200 | $360,866 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 12,270 | $352,885 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,549 | $352,061 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,238 | $344,818 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 16,221 | $343,561 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,172 | $341,052 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 3,411 | $332,402 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,166 | $326,661 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,497 | $325,885 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,439 | $319,386 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,338 | $318,928 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,688 | $310,625 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 4,811 | $288,949 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,097 | $272,177 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-23-000007 | this filing | 2023-01-30 | acceptance time not in the bulk data set |