13F-HR filed by West Financial Advisors, LLC
West Financial Advisors, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-10, with 164 holding rows worth $358,249,157.
- Accession
- 0000870156-23-000002
- Filer
- CIK 1843684
- Filed
- 2023-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 164 entries on the cover page, a total value of $358,249,157 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,249,157 with VALUE read as dollars as filed, 13F file number 028-20531. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 231,548 | $88,550,902 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 500,347 | $35,944,928 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 709,103 | $35,093,507 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 713,902 | $29,962,480 | dollars as filed | |
| IJH | 464287507 | COM | 66,012 | $15,967,643 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 134,535 | $14,027,964 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 181,383 | $13,638,186 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 215,125 | $13,260,305 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 98,658 | $10,501,158 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 63,956 | $9,711,729 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 440,876 | $9,677,228 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 69,477 | $9,230,762 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 108,498 | $8,948,922 | dollars as filed | |
| VWO | 922042858 | SHS | 222,785 | $8,684,166 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 157,702 | $8,066,457 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 21,240 | $7,462,426 | dollars as filed | |
| VTI | 922908769 | COM | 22,597 | $4,320,296 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 11,171 | $2,974,614 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,981 | $2,933,162 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 54,666 | $2,827,350 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 11,788 | $1,828,908 | dollars as filed | |
| Apple Inc | 037833100 | COM | 13,150 | $1,708,601 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,286 | $1,669,053 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,800 | $1,649,928 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,512 | $1,619,245 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 47,135 | $1,612,017 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,758 | $1,227,058 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 16,551 | $1,090,019 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,247 | $1,069,374 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 21,502 | $1,057,660 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 12,600 | $1,049,076 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 10,768 | $594,501 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,605 | $591,440 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,463 | $532,034 | dollars as filed | |
| MGC | 921910873 | COM | 3,875 | $513,050 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 8,013 | $486,169 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,559 | $470,871 | dollars as filed | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,290 | $415,863 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,060 | $405,979 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,558 | $373,749 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,086 | $331,257 | dollars as filed | |
| SCHD | 808524797 | COM | 4,072 | $307,599 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 11,327 | $306,056 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,074 | $282,075 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,500 | $232,125 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 846 | $208,471 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,515 | $206,612 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 520 | $199,789 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,372 | $192,547 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,000 | $191,700 | dollars as filed | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,647 | $185,184 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,000 | $177,460 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,000 | $176,460 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $175,904 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 4,212 | $162,794 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,826 | $153,238 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,801 | $147,214 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,808 | $145,743 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,706 | $144,630 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,286 | $142,682 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 664 | $142,295 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,737 | $120,960 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 975 | $117,332 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,034 | $111,889 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,895 | $94,750 | dollars as filed | |
| Boeing Company | 097023105 | COM | 433 | $82,482 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 261 | $80,623 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $70,206 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,040 | $70,148 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 839 | $67,289 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 343 | $59,805 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 391 | $59,295 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 528 | $58,238 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 256 | $51,005 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 1,112 | $49,573 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 497 | $49,320 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,010 | $47,167 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 378 | $46,562 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 685 | $44,963 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,291 | $41,583 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,250 | $40,812 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 402 | $38,315 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,100 | $35,465 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 190 | $33,098 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 265 | $33,072 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 273 | $32,924 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 124 | $32,678 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 621 | $31,161 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 126 | $30,529 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 591 | $30,283 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 752 | $29,629 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 218 | $29,482 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 131 | $29,422 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 718 | $28,655 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 174 | $27,482 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 320 | $26,880 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 320 | $20,976 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 135 | $20,100 | dollars as filed | |
| OTTER TAIL CORP | 689648103 | COM | 334 | $19,609 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 148 | $19,431 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 804 | $18,982 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 203 | $18,918 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 247 | $18,730 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 249 | $17,089 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 38 | $16,826 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 1,657 | $16,715 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 106 | $16,065 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 189 | $15,538 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 103 | $15,351 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 72 | $14,959 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 307 | $14,518 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 200 | $13,640 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 131 | $13,029 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 249 | $12,547 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 142 | $12,337 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 35 | $11,597 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 120 | $11,394 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 151 | $11,098 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 200 | $10,194 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 262 | $8,955 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 87 | $8,234 | dollars as filed | |
| Deere & Company | 244199105 | COM | 19 | $8,138 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 1,336 | $6,293 | dollars as filed | |
| SPDW | 78463X889 | COM | 200 | $5,938 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 148 | $5,170 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25 | $4,241 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 1,000 | $4,090 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 151 | $3,795 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 117 | $3,583 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 120 | $3,352 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 784 | $2,830 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13 | $2,641 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 100 | $2,590 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 1,000 | $2,100 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 103 | $1,914 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 106 | $1,769 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 64 | $1,521 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $1,415 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 100 | $1,377 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 105 | $1,301 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 100 | $1,179 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 46 | $1,152 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 175 | $1,141 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 112 | $1,140 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 100 | $953 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 50 | $874 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100 | $834 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 73 | $812 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 100 | $784 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 105 | $724 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 17 | $695 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 400 | $500 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 100 | $476 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 13 | $470 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 17 | $459 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3 | $438 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 15 | $432 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4 | $398 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 21 | $372 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 100 | $364 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 200 | $170 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 12 | $107 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 5 | $92 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 1 | $9 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-23-000002 | this filing | 2023-01-10 | acceptance time not in the bulk data set |