13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 157 holding rows worth $265,541,000.
- Accession
- 0000870156-21-000059
- Filer
- CIK 1600435
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 157 entries on the cover page, a total value of $265,541,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,541,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 284,018 | $14,442,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 134,615 | $14,332,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 644,635 | $7,858,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 117,474 | $7,255,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 112,739 | $6,117,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 14,312 | $5,645,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 382,032 | $5,077,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 358,645 | $4,942,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,523 | $3,995,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 129,518 | $3,948,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 104,036 | $3,694,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 70,611 | $3,606,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 42,859 | $3,440,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 20,051 | $3,368,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 43,633 | $3,240,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 7,551 | $3,206,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 87,658 | $3,182,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,764 | $3,142,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 188,106 | $3,124,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 31,226 | $3,040,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 37,153 | $2,991,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 47,426 | $2,928,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 12,018 | $2,917,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 28,551 | $2,865,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 116,168 | $2,858,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25,344 | $2,831,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 46,143 | $2,769,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 39,313 | $2,744,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 44,831 | $2,743,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 175,515 | $2,713,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,035 | $2,700,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,418 | $2,696,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 20,856 | $2,685,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 15,397 | $2,668,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 55,339 | $2,600,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,114 | $2,570,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 43,723 | $2,517,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 23,068 | $2,488,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 32,147 | $2,488,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 160,852 | $2,366,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 13,199 | $2,341,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 63,234 | $2,108,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,897 | $2,070,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 29,834 | $1,994,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 87,407 | $1,935,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 126,166 | $1,932,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 129,120 | $1,929,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,718 | $1,899,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 112,891 | $1,829,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 111,020 | $1,817,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 127,115 | $1,792,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 149,350 | $1,777,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 149,524 | $1,734,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 120,149 | $1,712,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,190 | $1,686,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,267 | $1,577,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 42,846 | $1,571,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,801 | $1,569,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,712 | $1,549,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,002 | $1,532,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,174 | $1,494,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 16,900 | $1,494,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10,658 | $1,465,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 66,514 | $1,365,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 7,882 | $1,361,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 49,860 | $1,261,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,063 | $1,174,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 30,630 | $1,165,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 23,421 | $1,150,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 84,244 | $1,127,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,794 | $1,058,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,577 | $1,056,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 11,716 | $1,041,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 17,345 | $1,013,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 17,105 | $960,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,087 | $958,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 15,438 | $955,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 65,037 | $944,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 55,236 | $942,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 60,882 | $926,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 21,486 | $924,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 15,377 | $917,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 64,631 | $916,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 12,461 | $911,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 22,467 | $906,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,634 | $887,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 28,423 | $886,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,422 | $859,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 71,688 | $856,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 12,743 | $847,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 11,441 | $821,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 8,207 | $817,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 18,966 | $816,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 27,182 | $812,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 15,231 | $809,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 37,201 | $807,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,472 | $804,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 16,072 | $792,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 14,336 | $791,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 33,982 | $789,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 9,357 | $765,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 76,709 | $756,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 30,204 | $755,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,276 | $754,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 13,306 | $748,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 8,318 | $744,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 8,538 | $744,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 52,130 | $742,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 8,880 | $740,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 31,399 | $728,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,670 | $723,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 16,664 | $697,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 19,164 | $696,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 9,397 | $695,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 59,025 | $691,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 71,571 | $668,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 9,399 | $666,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 14,462 | $661,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,083 | $652,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,492 | $651,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 19,448 | $635,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 71,440 | $629,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,798 | $628,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,275 | $623,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,145 | $603,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 16,671 | $603,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 49,966 | $600,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,984 | $594,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 48,034 | $590,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,190 | $586,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 53,476 | $581,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,680 | $485,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 10,999 | $456,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,013 | $426,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,290 | $382,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,121 | $354,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,910 | $330,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,939 | $301,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,015 | $298,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,906 | $285,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,058 | $279,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,443 | $277,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,773 | $263,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,053 | $262,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,251 | $261,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 537 | $260,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,448 | $259,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,744 | $256,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,997 | $254,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,285 | $253,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,210 | $247,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 865 | $244,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,447 | $238,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,372 | $235,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 877 | $232,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,000 | $223,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,683 | $214,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-21-000059 | this filing | 2021-11-12 | acceptance time not in the bulk data set |