13F-HR filed by West Financial Advisors, LLC
West Financial Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-20, with 152 holding rows worth $298,230,000.
- Accession
- 0000870156-21-000023
- Filer
- CIK 1843684
- Filed
- 2021-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 152 entries on the cover page, a total value of $298,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $298,230,000 with VALUE read as thousands by filing date, 13F file number 028-20531. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 135,888 | $53,856,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 307,868 | $35,728,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 382,807 | $32,431,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 646,044 | $31,727,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 114,153 | $16,790,000 | thousands by filing date | |
| IJH | 464287507 | COM | 61,864 | $16,102,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 44,548 | $14,217,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 255,440 | $13,296,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 143,710 | $11,856,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 62,725 | $11,097,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 43,457 | $9,303,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 64,287 | $7,318,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 65,381 | $7,049,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 96,493 | $6,050,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 45,868 | $5,756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 13,478 | $2,044,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,350 | $1,875,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,376 | $1,108,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,063 | $990,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,323 | $930,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,451 | $930,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 12,341 | $905,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,759 | $898,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 14,590 | $895,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,074 | $790,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 8,215 | $606,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 10,768 | $583,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,465 | $581,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,570 | $551,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,652 | $547,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,200 | $457,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,530 | $451,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,335 | $445,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,025 | $435,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,669 | $392,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $386,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,150 | $356,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,857 | $354,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,504 | $351,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,557 | $348,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,485 | $340,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,634 | $234,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $212,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $207,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 520 | $207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $206,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,163 | $189,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 864 | $188,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 500 | $178,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,764 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,000 | $174,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 450 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,770 | $164,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,239 | $161,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 580 | $160,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,209 | $160,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 856 | $158,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $151,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 5,000 | $151,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,720 | $142,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,666 | $138,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 550 | $134,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 800 | $131,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,586 | $122,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,119 | $121,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,000 | $118,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 615 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,170 | $116,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 750 | $114,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,000 | $108,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 806 | $106,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,860 | $103,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,202 | $103,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $101,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 350 | $98,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,145 | $97,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 656 | $89,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 625 | $88,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $80,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,200 | $79,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,040 | $77,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 333 | $74,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 664 | $73,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 200 | $71,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,000 | $64,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 733 | $57,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 16 | $50,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 530 | $49,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,250 | $45,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 753 | $44,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 682 | $42,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 225 | $42,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 550 | $41,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 681 | $41,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 750 | $40,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 313 | $37,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 225 | $37,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 599 | $36,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 51 | $34,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 200 | $34,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 285 | $33,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 566 | $32,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 402 | $30,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 218 | $29,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 125 | $27,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 66 | $25,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 200 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 146 | $22,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 591 | $21,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 64 | $21,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 804 | $21,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 103 | $20,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 249 | $19,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 50 | $18,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 85 | $18,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 249 | $16,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 999 | $16,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 334 | $15,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 266 | $14,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 170 | $14,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 131 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 222 | $11,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 200 | $10,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 120 | $10,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 262 | $9,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 784 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 120 | $7,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 200 | $6,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $6,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 130 | $5,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 148 | $4,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 40 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26 | $3,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 30 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 117 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 107 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12 | $2,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 50 | $2,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 30 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 54 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 73 | $2,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 101 | $2,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 100 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 73 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-21-000023 | this filing | 2021-04-20 | acceptance time not in the bulk data set |