13F-HR filed by West Financial Advisors, LLC
West Financial Advisors, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-02, with 143 holding rows worth $230,323,000.
- Accession
- 0000870156-21-000011
- Filer
- CIK 1843684
- Filed
- 2021-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 143 entries on the cover page, a total value of $230,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,323,000 with VALUE read as dollars, detected, 13F file number 028-20531. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 138,770 | $42,791,000 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 278,875 | $32,182,000 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 320,356 | $28,300,000 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 603,427 | $23,407,000 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 142,489 | $16,697,000 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 51,877 | $12,845,000 | dollars, detected | |
| IJH | 464287507 | COM | 63,078 | $11,217,000 | dollars, detected | |
| VWO | 922042858 | SHS | 237,808 | $9,420,000 | dollars, detected | |
| Vanguard Extended Market ETF | 922908652 | SHS | 59,442 | $7,034,000 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 42,587 | $6,206,000 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 74,887 | $6,190,000 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 48,220 | $5,700,000 | dollars, detected | |
| iShares TIPS Bond ETF | 464287176 | SHS | 44,208 | $5,438,000 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 84,111 | $4,136,000 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 14,583 | $1,579,000 | dollars, detected | |
| Apple Inc | 037833100 | COM | 3,851 | $1,405,000 | dollars, detected | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,590 | $948,000 | dollars, detected | |
| MGC | 921910873 | COM | 7,125 | $780,000 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,555 | $707,000 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 3,424 | $692,000 | dollars, detected | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 14,359 | $691,000 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 2,954 | $601,000 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,713 | $529,000 | dollars, detected | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 9,324 | $526,000 | dollars, detected | |
| SCHD | 808524797 | COM | 9,457 | $489,000 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,855 | $403,000 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,887 | $369,000 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,620 | $368,000 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,672 | $367,000 | dollars, detected | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,047 | $363,000 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 6,475 | $358,000 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,549 | $354,000 | dollars, detected | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,640 | $353,000 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,489 | $335,000 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,370 | $327,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,765 | $324,000 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,979 | $292,000 | dollars, detected | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,306 | $272,000 | dollars, detected | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $267,000 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,240 | $240,000 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 800 | $172,000 | dollars, detected | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,163 | $167,000 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,770 | $167,000 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 520 | $161,000 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,014 | $159,000 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,000 | $149,000 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 500 | $148,000 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 1,221 | $146,000 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $146,000 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 983 | $142,000 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 450 | $133,000 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 550 | $132,000 | dollars, detected | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,720 | $115,000 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 800 | $113,000 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 3,326 | $113,000 | dollars, detected | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $109,000 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 948 | $106,000 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,554 | $102,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,295 | $98,000 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,236 | $96,000 | dollars, detected | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $95,000 | dollars, detected | |
| Medtronic Plc | G5960L103 | COM | 1,000 | $92,000 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 634 | $84,000 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 615 | $83,000 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,179 | $81,000 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 852 | $80,000 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 2,000 | $78,000 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 781 | $78,000 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,388 | $76,000 | dollars, detected | |
| S&P Global,Inc. | 78409V104 | COM | 200 | $66,000 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,203 | $65,000 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 1,200 | $61,000 | dollars, detected | |
| Intel Corp | 458140100 | COM | 1,000 | $60,000 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $59,000 | dollars, detected | |
| CORTEVA INC COM | 22052L104 | Stock | 2,202 | $59,000 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 563 | $51,000 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 662 | $49,000 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 550 | $47,000 | dollars, detected | |
| Raytheon Technologies Corporation | 75513E101 | COM | 733 | $45,000 | dollars, detected | |
| Schwab US TIPS ETF | 808524870 | SHS | 741 | $44,000 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 531 | $42,000 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 762 | $41,000 | dollars, detected | |
| EVERGY INC COM | 30034W106 | Stock | 681 | $40,000 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 813 | $39,000 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 550 | $36,000 | dollars, detected | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,250 | $36,000 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 750 | $34,000 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 225 | $32,000 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 225 | $32,000 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 253 | $30,000 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 402 | $29,000 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 125 | $25,000 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 541 | $24,000 | dollars, detected | |
| BEST BUY INC COM | 086516101 | Stock | 265 | $23,000 | dollars, detected | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 417 | $22,000 | dollars, detected | |
| OTTER TAIL CORP | 689648103 | COM | 572 | $22,000 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 523 | $22,000 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 218 | $21,000 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 373 | $21,000 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 571 | $20,000 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 591 | $19,000 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 146 | $16,000 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 50 | $15,000 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 75 | $13,000 | dollars, detected | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 249 | $13,000 | dollars, detected | |
| LUMOS PHARMA INC | 55028X109 | COM | 784 | $13,000 | dollars, detected | |
| DOW HLDGS INC COM | 260557103 | Stock | 249 | $10,000 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 160 | $10,000 | dollars, detected | |
| Deere & Company | 244199105 | COM | 56 | $9,000 | dollars, detected | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 195 | $7,000 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 71 | $7,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 285 | $7,000 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 120 | $6,000 | dollars, detected | |
| JABIL INC COM | 466313103 | Stock | 200 | $6,000 | dollars, detected | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 200 | $6,000 | dollars, detected | |
| CASEYS GEN STORES INC | 147528103 | COM | 34 | $5,000 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 20 | $4,000 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 57 | $4,000 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 70 | $4,000 | dollars, detected | |
| SPDW | 78463X889 | COM | 111 | $3,000 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 100 | $3,000 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $3,000 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 5 | $2,000 | dollars, detected | |
| ROKU INC COM CL A | 77543R102 | Stock | 18 | $2,000 | dollars, detected | |
| CHEMOURS CO COM | 163851108 | Stock | 117 | $2,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 64 | $2,000 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 11 | $1,000 | dollars, detected | |
| Uber Technologies | 90353T100 | COM | 20 | $1,000 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 19 | $1,000 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 118 | $1,000 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 31 | $1,000 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32 | $1,000 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22 | $1,000 | dollars, detected | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $1,000 | dollars, detected | |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $1,000 | dollars, detected | |
| XILINX INC | 983919101 | COM | 7 | $1,000 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 4 | $1,000 | dollars, detected | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $1,000 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 12 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 154 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-21-000011 | this filing | 2021-02-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000870156-21-000017 | base | 2021-02-22 | acceptance time not in the bulk data set |