13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-23, with 155 holding rows worth $212,523,000.
- Accession
- 0000870156-20-000038
- Filer
- CIK 1600435
- Filed
- 2020-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 155 entries on the cover page, a total value of $212,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,523,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 137,094 | $12,322,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 290,369 | $11,716,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 121,580 | $6,419,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 110,139 | $5,977,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 99,509 | $5,580,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,296 | $4,091,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 322,795 | $3,628,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 125,307 | $3,353,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,138 | $2,781,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 227,665 | $2,773,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 36,240 | $2,741,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 161,390 | $2,671,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,321 | $2,651,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,794 | $2,632,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,744 | $2,605,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,355 | $2,597,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 31,979 | $2,589,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 29,591 | $2,576,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 48,652 | $2,535,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,222 | $2,482,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 24,644 | $2,480,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 21,542 | $2,478,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 23,260 | $2,463,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 89,451 | $2,452,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 22,783 | $2,438,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 40,390 | $2,435,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 21,246 | $2,432,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 115,578 | $2,409,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 58,436 | $2,397,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 39,574 | $2,386,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 27,661 | $2,369,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 11,256 | $2,359,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,050 | $2,319,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,844 | $2,264,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,684 | $2,256,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18,852 | $2,231,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,887 | $2,222,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 56,196 | $2,149,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 22,695 | $2,137,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 153,326 | $2,131,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 130,496 | $2,126,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 124,304 | $1,934,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 15,871 | $1,870,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 125,190 | $1,745,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 121,267 | $1,730,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 131,885 | $1,699,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,950 | $1,640,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 144,936 | $1,606,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 145,738 | $1,591,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,482 | $1,523,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 123,325 | $1,522,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 40,600 | $1,480,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,345 | $1,365,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,886 | $1,259,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 14,339 | $1,190,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,697 | $1,186,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,983 | $1,151,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 9,213 | $1,114,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 53,389 | $1,067,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 12,603 | $1,060,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,909 | $1,010,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21,444 | $946,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 70,908 | $934,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 172,227 | $933,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 61,810 | $888,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 81,379 | $868,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 14,877 | $865,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 63,704 | $854,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,547 | $840,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 7,952 | $829,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 62,952 | $818,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 58,134 | $816,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 60,759 | $812,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 7,040 | $777,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,514 | $765,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 31,843 | $744,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 9,322 | $726,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 19,558 | $722,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 73,576 | $696,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,187 | $695,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 15,536 | $693,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,709 | $692,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 17,897 | $691,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17,196 | $687,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 41,121 | $686,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 5,306 | $681,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,481 | $678,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,880 | $672,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,969 | $641,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11,272 | $612,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,766 | $609,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 31,597 | $602,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 29,327 | $592,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 19,751 | $585,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 26,472 | $580,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 68,321 | $577,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 54,359 | $571,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,715 | $570,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 13,315 | $570,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,709 | $569,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 12,255 | $568,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 23,282 | $561,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 18,001 | $559,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 39,045 | $559,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 62,074 | $557,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 18,561 | $555,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,027 | $549,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,503 | $547,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 16,506 | $531,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,262 | $523,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 28,436 | $522,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 27,838 | $522,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,882 | $515,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 53,060 | $514,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 32,937 | $507,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 38,334 | $507,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 29,078 | $505,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,647 | $502,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 7,961 | $501,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 23,692 | $496,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 35,214 | $494,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 51,608 | $487,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,951 | $479,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 39,301 | $467,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,015 | $460,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 17,081 | $448,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 40,318 | $437,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 41,375 | $434,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 20,628 | $427,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 11,078 | $403,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9,864 | $389,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 20,117 | $388,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 16,120 | $386,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,867 | $386,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,714 | $361,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,008 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,856 | $331,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 15,598 | $331,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,717 | $308,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,772 | $294,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 24,201 | $267,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 719 | $262,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,666 | $238,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,931 | $235,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,509 | $233,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,805 | $231,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,381 | $228,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 72 | $227,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,425 | $225,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,389 | $223,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,069 | $212,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,220 | $211,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,490 | $204,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,721 | $201,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,250 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-20-000038 | this filing | 2020-10-23 | acceptance time not in the bulk data set |