13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 149 holding rows worth $186,280,000.
- Accession
- 0000870156-20-000019
- Filer
- CIK 1600435
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 149 entries on the cover page, a total value of $186,280,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,280,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 336,957 | $10,223,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 361,197 | $7,473,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 127,337 | $6,940,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 164,149 | $5,858,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 80,053 | $5,693,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 95,853 | $5,202,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 343,114 | $3,606,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 359,500 | $3,437,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50,865 | $3,115,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 196,491 | $2,735,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 47,633 | $2,655,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,844 | $2,577,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 8,260 | $2,499,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 25,088 | $2,402,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 49,986 | $2,396,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 124,895 | $2,337,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 174,889 | $2,321,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,177 | $2,309,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 28,169 | $2,278,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,593 | $2,265,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 29,719 | $2,228,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,017 | $2,189,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,499 | $2,171,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 8,845 | $2,167,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 25,783 | $2,106,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,451 | $2,092,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 11,839 | $2,048,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,420 | $1,979,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 22,120 | $1,974,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 23,520 | $1,968,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,995 | $1,960,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,720 | $1,949,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 36,351 | $1,936,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,745 | $1,923,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 73,721 | $1,905,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40,099 | $1,837,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 140,005 | $1,831,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 142,188 | $1,813,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,121 | $1,794,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 166,131 | $1,791,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 89,571 | $1,791,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 148,117 | $1,770,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 134,608 | $1,757,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 141,562 | $1,733,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 166,602 | $1,696,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 44,779 | $1,522,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 60,041 | $1,494,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,848 | $1,471,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,238 | $1,387,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,799 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 41,785 | $1,330,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,088 | $1,250,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 88,269 | $1,200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 259,540 | $1,194,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 21,553 | $1,183,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 94,625 | $1,181,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,920 | $1,149,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 49,472 | $1,081,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,637 | $1,065,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,482 | $1,044,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 16,879 | $1,018,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,120 | $1,003,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,042 | $994,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 59,638 | $933,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 70,052 | $907,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 67,311 | $895,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 13,502 | $894,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 72,050 | $891,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 66,355 | $867,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 57,964 | $812,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 89,200 | $805,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,051 | $797,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,891 | $767,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 97,595 | $647,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,056 | $614,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 35,876 | $598,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 12,502 | $581,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 30,428 | $566,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 34,170 | $554,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 20,243 | $552,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 44,439 | $551,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,804 | $541,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 26,868 | $540,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 7,236 | $539,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 11,327 | $531,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 32,715 | $517,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,311 | $506,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,448 | $498,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 6,814 | $495,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,128 | $492,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,407 | $481,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 11,793 | $474,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 21,214 | $472,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,653 | $464,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,809 | $452,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 53,323 | $446,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 16,867 | $442,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 13,164 | $441,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 5,215 | $440,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,587 | $430,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,853 | $429,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 9,808 | $418,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 20,238 | $416,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 5,436 | $414,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 5,842 | $413,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,266 | $409,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 37,678 | $405,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,757 | $397,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 12,081 | $394,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,395 | $386,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 15,256 | $384,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 24,601 | $381,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,572 | $380,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 18,465 | $379,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 31,689 | $376,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 28,047 | $363,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 19,100 | $359,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,511 | $347,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,710 | $333,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 43,564 | $333,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 14,879 | $329,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 18,989 | $329,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 33,353 | $328,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 36,123 | $317,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,659 | $316,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 19,072 | $316,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 13,949 | $311,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,623 | $297,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,679 | $294,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 26,794 | $293,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 27,423 | $291,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 16,205 | $274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,714 | $270,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 17,639 | $259,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,678 | $253,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 13,185 | $253,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,138 | $243,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,886 | $242,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 16,677 | $242,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,645 | $236,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,822 | $234,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,317 | $209,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,145 | $208,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,936 | $207,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,383 | $205,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,043 | $203,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,931 | $198,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,562 | $187,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,318 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-20-000019 | this filing | 2020-05-12 | acceptance time not in the bulk data set |