13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-27, with 156 holding rows worth $240,274,000.
- Accession
- 0000870156-20-000006
- Filer
- CIK 1600435
- Filed
- 2020-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 156 entries on the cover page, a total value of $240,274,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,274,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 334,841 | $14,234,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 265,502 | $14,117,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 376,365 | $9,037,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 295,203 | $8,080,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 118,368 | $5,910,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 99,982 | $5,342,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 54,778 | $4,737,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 59,672 | $4,583,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 312,148 | $3,793,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 327,204 | $3,776,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42,957 | $3,602,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,814 | $3,403,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 24,558 | $3,149,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,993 | $2,888,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,477 | $2,767,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 86,457 | $2,660,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 22,588 | $2,625,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 23,284 | $2,618,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 26,818 | $2,616,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 29,306 | $2,612,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,827 | $2,601,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 25,840 | $2,577,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,414 | $2,550,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,884 | $2,542,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 47,163 | $2,488,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 46,542 | $2,462,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 54,205 | $2,458,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 143,499 | $2,457,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 21,200 | $2,451,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,520 | $2,438,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,907 | $2,433,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,796 | $2,428,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 47,117 | $2,395,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 19,490 | $2,375,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,295 | $2,343,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 44,925 | $2,278,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15,070 | $2,254,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 26,632 | $2,227,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 167,591 | $2,221,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 4,572 | $2,218,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 21,495 | $2,206,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 146,161 | $2,181,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 60,494 | $2,034,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,065 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,356 | $1,878,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 87,086 | $1,733,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 120,702 | $1,687,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 140,206 | $1,589,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 111,807 | $1,576,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 118,475 | $1,574,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 123,001 | $1,546,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 116,195 | $1,544,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 138,786 | $1,500,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 93,835 | $1,500,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 77,820 | $1,496,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11,755 | $1,464,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 172,268 | $1,464,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,090 | $1,449,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 4,293 | $1,418,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 19,729 | $1,364,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,510 | $1,340,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 13,926 | $1,221,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,001 | $1,193,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,689 | $1,187,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,041 | $1,139,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 35,262 | $1,054,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,544 | $1,050,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,591 | $1,028,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 79,667 | $1,026,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,770 | $1,014,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,715 | $975,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,315 | $876,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 12,367 | $850,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 51,778 | $844,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 55,768 | $794,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 55,906 | $788,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 60,005 | $788,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,800 | $755,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25,611 | $750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 31,534 | $747,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,198 | $721,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,546 | $718,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 28,821 | $716,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 10,460 | $706,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 17,918 | $681,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 22,249 | $679,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 19,362 | $659,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 23,451 | $658,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,536 | $651,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 19,535 | $648,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 9,606 | $632,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,442 | $629,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 6,104 | $629,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 10,136 | $627,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,153 | $619,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 24,401 | $614,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 41,270 | $600,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 10,790 | $598,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 31,563 | $594,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 13,367 | $580,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,062 | $577,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 59,680 | $575,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 16,597 | $573,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,696 | $572,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,671 | $571,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 8,816 | $570,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 17,683 | $568,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 11,513 | $567,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,707 | $566,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,104 | $565,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 21,824 | $563,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,458 | $556,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,632 | $555,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 18,736 | $554,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 21,825 | $552,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 13,651 | $545,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 46,351 | $541,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 14,129 | $540,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 9,666 | $539,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 30,257 | $536,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,710 | $535,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,535 | $531,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 37,803 | $530,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,603 | $526,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,574 | $519,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,178 | $515,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,287 | $515,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 15,373 | $514,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,043 | $508,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 16,676 | $499,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,184 | $488,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 6,335 | $481,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 29,471 | $475,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 9,080 | $471,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,061 | $467,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,561 | $341,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,399 | $309,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,605 | $305,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,291 | $289,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,158 | $279,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,370 | $273,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,338 | $266,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,546 | $256,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,828 | $255,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,058 | $245,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,000 | $239,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,713 | $231,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,594 | $230,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 6,189 | $228,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 766 | $225,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,244 | $222,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,730 | $220,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,578 | $216,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 7,873 | $211,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,192 | $209,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,036 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-20-000006 | this filing | 2020-01-27 | acceptance time not in the bulk data set |