13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-25, with 148 holding rows worth $229,635,000.
- Accession
- 0000870156-19-000039
- Filer
- CIK 1600435
- Filed
- 2019-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 148 entries on the cover page, a total value of $229,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,635,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp. 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGeoffrey Todd Gervasini 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 325,594 | $12,910,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 238,841 | $12,721,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 295,607 | $7,429,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 56,629 | $5,761,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 119,542 | $5,663,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 99,090 | $4,997,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 161,517 | $4,480,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 55,544 | $4,472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 82,629 | $4,450,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 59,328 | $4,208,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33,113 | $3,747,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42,872 | $3,620,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 324,704 | $3,598,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 307,744 | $3,567,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 23,515 | $3,266,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 39,187 | $2,888,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 26,835 | $2,869,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,100 | $2,769,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,108 | $2,762,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 82,677 | $2,742,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 29,845 | $2,740,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 13,771 | $2,740,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 24,990 | $2,716,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,835 | $2,708,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 50,886 | $2,682,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26,045 | $2,667,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 19,105 | $2,656,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 61,983 | $2,602,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 26,602 | $2,587,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 106,921 | $2,581,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 98,544 | $2,562,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 29,040 | $2,540,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 43,977 | $2,533,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21,935 | $2,506,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 49,188 | $2,494,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14,451 | $2,463,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 31,117 | $2,404,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 22,825 | $2,364,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 143,680 | $2,125,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 21,629 | $2,065,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 60,251 | $1,920,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,388 | $1,821,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13,797 | $1,700,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,838 | $1,645,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 117,509 | $1,619,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 17,369 | $1,617,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 137,709 | $1,596,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 116,423 | $1,566,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,092 | $1,562,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,851 | $1,556,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 94,930 | $1,551,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 94,579 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 9,412 | $1,522,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 136,319 | $1,491,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 15,822 | $1,392,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,129 | $1,379,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 56,952 | $1,325,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,890 | $1,230,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 94,500 | $1,225,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10,069 | $1,195,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,484 | $1,104,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,012 | $1,098,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7,648 | $1,050,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 25,250 | $1,040,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 8,997 | $1,025,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,804 | $1,020,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,163 | $1,000,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 33,484 | $968,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,868 | $963,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,489 | $941,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,335 | $825,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 57,418 | $815,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 50,394 | $810,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 67,265 | $801,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 58,374 | $790,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 61,773 | $790,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 54,887 | $785,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 54,761 | $777,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 12,389 | $757,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 34,497 | $697,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 18,033 | $682,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 28,821 | $647,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 6,590 | $604,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 19,661 | $597,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 6,168 | $595,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,468 | $585,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 16,547 | $577,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 35,816 | $576,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,521 | $573,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 50,658 | $569,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,544 | $568,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 24,770 | $566,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 19,995 | $565,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 6,714 | $564,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 22,612 | $555,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 9,809 | $553,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,209 | $552,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 23,029 | $550,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 17,908 | $549,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 18,949 | $547,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 18,698 | $545,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 10,855 | $545,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 13,618 | $544,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 23,764 | $544,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 54,422 | $537,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 22,058 | $535,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 16,823 | $533,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,776 | $529,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,925 | $528,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 17,960 | $525,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 29,927 | $524,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 28,670 | $524,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 31,896 | $523,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,122 | $520,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 19,806 | $520,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,118 | $520,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 8,904 | $511,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 10,823 | $509,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19,147 | $504,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 22,033 | $504,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,179 | $502,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 13,818 | $496,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 7,280 | $494,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 17,752 | $493,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 11,697 | $483,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,235 | $471,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 25,065 | $464,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 10,663 | $451,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,221 | $421,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 17,066 | $413,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 18,191 | $402,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 44,287 | $401,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,629 | $373,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,112 | $348,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,296 | $297,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,543 | $246,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,854 | $241,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,413 | $232,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,743 | $226,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,265 | $226,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 8,020 | $220,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,856 | $220,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,779 | $218,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,581 | $217,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,098 | $212,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,315 | $203,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,181 | $202,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,202 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-19-000039 | this filing | 2019-10-25 | acceptance time not in the bulk data set |