13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-15, with 212 holding rows worth $231,455,000.
- Accession
- 0000870156-19-000010
- Filer
- CIK 1600435
- Filed
- 2019-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 212 entries on the cover page, a total value of $231,455,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,455,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp.
- included managerWakefield Wealth Management, LLLP
- included managerGeoffrey Todd Gervasini
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 339,672 | $12,744,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 197,359 | $10,162,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 312,401 | $7,351,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 138,245 | $6,930,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 80,305 | $5,547,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 49,910 | $5,201,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 112,850 | $5,103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 96,691 | $4,892,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 72,653 | $4,337,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 36,715 | $3,910,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 68,477 | $3,559,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 44,692 | $3,540,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 346,939 | $3,521,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 330,890 | $3,504,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 39,305 | $3,392,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 28,938 | $3,329,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 50,248 | $3,307,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 53,608 | $3,234,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 94,956 | $3,176,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 26,047 | $3,158,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,409 | $3,089,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 33,878 | $3,048,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 37,115 | $3,017,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,291 | $3,013,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 135,042 | $2,978,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 47,899 | $2,974,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 28,432 | $2,942,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 72,207 | $2,863,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 39,510 | $2,714,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 56,055 | $2,297,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 75,232 | $2,133,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,665 | $2,119,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,335 | $2,065,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,684 | $2,012,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 15,311 | $1,992,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 21,629 | $1,973,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 153,281 | $1,956,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,478 | $1,936,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 31,064 | $1,930,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 63,437 | $1,889,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30,895 | $1,887,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 34,827 | $1,879,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 39,027 | $1,871,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 63,800 | $1,834,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 41,676 | $1,829,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,214 | $1,823,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 46,113 | $1,796,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 34,023 | $1,716,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,524 | $1,700,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 134,111 | $1,514,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 145,146 | $1,495,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 118,207 | $1,495,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 43,486 | $1,489,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 124,491 | $1,478,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 121,795 | $1,477,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 202,749 | $1,415,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 33,740 | $1,279,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,038 | $1,234,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 41,574 | $1,221,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 40,818 | $1,214,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,511 | $1,213,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,219 | $1,213,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 36,045 | $1,189,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,212 | $1,128,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,248 | $1,046,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,976 | $1,030,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,992 | $940,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 10,930 | $921,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,705 | $917,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 38,238 | $916,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 14,980 | $912,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,847 | $911,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,889 | $909,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,443 | $897,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10,480 | $893,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 37,297 | $834,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 61,482 | $781,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 97,746 | $745,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 121,344 | $745,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 60,650 | $744,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 110,425 | $742,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 61,348 | $731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,390 | $720,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 23,700 | $712,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,052 | $616,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 44,249 | $585,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,090 | $576,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,770 | $569,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 28,345 | $568,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 20,217 | $534,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,692 | $500,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,561 | $479,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 8,856 | $478,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 10,291 | $472,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,243 | $471,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,837 | $470,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 24,333 | $440,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,532 | $439,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,702 | $432,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 8,111 | $429,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,749 | $426,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 13,115 | $424,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,068 | $422,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,231 | $415,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 23,510 | $412,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,905 | $404,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 52,004 | $400,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,560 | $399,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 24,346 | $398,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,352 | $393,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 15,439 | $381,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,495 | $379,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,508 | $376,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,865 | $376,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,590 | $375,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,893 | $375,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 8,261 | $367,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,635 | $363,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 19,749 | $362,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 12,899 | $360,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,149 | $359,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 22,629 | $359,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 22,361 | $358,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,939 | $354,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 7,103 | $354,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,174 | $351,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,497 | $351,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,761 | $348,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,592 | $346,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 22,740 | $345,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 7,643 | $344,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 60,836 | $343,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,116 | $339,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 22,573 | $333,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,718 | $331,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 21,344 | $327,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,924 | $327,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,440 | $325,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,882 | $325,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,163 | $323,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 18,400 | $314,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,626 | $307,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,327 | $300,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,677 | $300,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,063 | $290,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,427 | $289,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,668 | $289,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 33,311 | $288,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,592 | $286,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,596 | $285,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 13,440 | $283,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,706 | $281,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 15,002 | $264,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,962 | $244,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,371 | $185,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,382 | $147,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,227 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,173 | $143,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,795 | $133,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,811 | $131,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,183 | $119,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,774 | $112,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,179 | $110,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,491 | $102,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $86,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 898 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 4,494 | $79,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 258 | $65,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,079 | $51,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,804 | $51,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,070 | $46,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 952 | $45,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 666 | $42,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 428 | $38,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 855 | $33,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 411 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 904 | $31,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 522 | $30,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 208 | $27,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 230 | $27,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,064 | $27,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 446 | $26,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 279 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 662 | $26,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 421 | $26,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 459 | $26,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 231 | $24,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 273 | $23,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 770 | $17,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 111 | $16,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 278 | $16,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 401 | $12,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 75 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 86 | $11,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 52 | $11,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 399 | $10,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 74 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 52 | $3,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 96 | $3,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 202 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 116 | $2,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 158 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 39 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 107 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 138 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 132 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-19-000010 | this filing | 2019-02-15 | acceptance time not in the bulk data set |