13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-15, with 167 holding rows worth $255,810,000.
- Accession
- 0000870156-18-000045
- Filer
- CIK 1600435
- Filed
- 2018-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 167 entries on the cover page, a total value of $255,810,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,810,000 with VALUE read as thousands by filing date, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp.
- included managerWakefield Wealth Management, LLLP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 352,113 | $15,238,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 163,042 | $8,177,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 310,361 | $7,979,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 81,217 | $6,503,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 122,052 | $6,225,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 114,017 | $5,920,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 36,479 | $4,747,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 64,599 | $4,589,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,579 | $4,352,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 60,832 | $4,231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 84,183 | $4,230,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,417 | $4,220,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 57,449 | $4,208,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,951 | $4,202,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 42,293 | $4,176,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 53,688 | $4,139,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 80,211 | $4,032,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,293 | $4,027,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6,977 | $4,005,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37,645 | $3,972,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,549 | $3,930,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 57,064 | $3,868,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 35,234 | $3,818,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 37,187 | $3,779,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 41,855 | $3,775,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 55,109 | $3,758,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,875 | $3,756,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 22,269 | $3,723,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 55,622 | $3,715,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 328,380 | $3,698,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,145 | $3,676,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 32,058 | $3,614,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 79,692 | $3,601,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 103,617 | $3,599,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 330,009 | $3,577,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 14,787 | $3,561,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 75,675 | $3,524,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 21,406 | $3,502,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50,382 | $3,454,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 72,833 | $3,449,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 71,626 | $3,387,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 78,514 | $3,382,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 115,178 | $3,163,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 26,638 | $3,004,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 40,147 | $2,811,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 20,008 | $2,752,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,425 | $2,572,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,763 | $2,448,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 68,597 | $2,300,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 153,822 | $2,207,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,739 | $2,158,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,539 | $1,654,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,371 | $1,561,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 50,736 | $1,485,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 115,395 | $1,433,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 107,436 | $1,405,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 121,182 | $1,397,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 129,491 | $1,358,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,990 | $1,298,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 9,821 | $1,294,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,230 | $1,160,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 8,671 | $1,118,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 38,634 | $1,112,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 61,183 | $758,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 102,762 | $754,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 95,880 | $751,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 57,276 | $731,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 107,429 | $697,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 99,531 | $689,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 56,533 | $685,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 19,999 | $548,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,751 | $523,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,510 | $453,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,435 | $440,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,796 | $432,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,625 | $432,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,212 | $426,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,712 | $409,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,347 | $399,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,647 | $391,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,605 | $381,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29,306 | $371,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,708 | $369,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,191 | $369,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,273 | $366,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,183 | $365,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,105 | $363,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,745 | $362,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,666 | $352,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,481 | $345,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,823 | $343,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,648 | $337,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,650 | $335,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,136 | $332,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,724 | $332,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,209 | $332,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,387 | $330,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,059 | $325,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,229 | $305,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 16,134 | $299,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,096 | $296,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 20,530 | $284,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 8,322 | $282,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,497 | $281,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 10,374 | $280,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 8,093 | $278,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,599 | $272,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 13,277 | $271,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 4,784 | $270,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 12,452 | $269,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,319 | $269,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,931 | $267,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 4,406 | $264,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,682 | $259,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,197 | $256,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,020 | $255,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,689 | $253,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 7,131 | $252,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,413 | $250,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,021 | $249,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,659 | $248,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,967 | $247,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,918 | $247,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,263 | $246,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,079 | $243,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 6,448 | $242,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 5,926 | $240,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 13,296 | $240,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,136 | $239,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,926 | $235,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 11,267 | $229,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,595 | $223,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 19,621 | $222,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,022 | $218,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,731 | $218,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,726 | $213,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,578 | $212,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,487 | $210,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,839 | $182,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,477 | $174,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,243 | $172,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 262 | $71,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,188 | $55,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 328 | $49,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,610 | $46,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 282 | $31,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 446 | $30,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 51 | $6,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4 | $2,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108 | $2,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 21 | $2,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 31 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 18 | $2,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 11 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 23 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9 | $2,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 29 | $1,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5 | $1,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 36 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 8 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 86 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 9 | $1,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000870156-18-000045 | this filing | 2018-11-15 | acceptance time not in the bulk data set |