13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-20, with 534 holding rows worth $5,251,768,000.
- Accession
- 0000869878-17-000031
- Filer
- CIK 869878
- Filed
- 2017-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 759 entries on the cover page, a total value of $5,251,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,251,768,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO., INC.028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust CO Delaware028-11086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEMIS INC | 081437105 | COM | 261 | $12,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $10,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 253 | $10,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 200 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 180 | $9,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 800 | $8,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 85 | $8,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $8,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 171 | $8,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 72 | $8,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 416 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 150 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 80 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 334 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 100 | $5,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,026 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $3,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 72 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 427 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 23 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 62 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 36 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 15 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 216 | $1,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000869878-17-000031 | this filing | 2017-10-20 | acceptance time not in the bulk data set |