13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-25, with 632 holding rows worth $4,448,788,000 by the sum of the rows.
- Accession
- 0000869878-14-000020
- Filer
- CIK 869878
- Filed
- 2014-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 884 entries on the cover page, a total value of $4,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,448,788,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $4,448,000, about 1/1,000 of the sum of the rows, $4,448,788,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerROCKEFELLER & CO., INC.
- included managerROCKEFELLER TRUST COMPANY, N.A.
- included managerRockefeller Trust CO Delaware
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,205 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 130 | $14,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 199 | $14,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 162 | $14,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 300 | $13,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 113 | $13,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 166 | $13,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 135 | $13,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 334 | $13,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 213 | $13,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 500 | $13,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 506 | $12,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 164 | $11,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 132 | $11,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 63 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167 | $10,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 907 | $10,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 171 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 97 | $9,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 56 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 134 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 140 | $7,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 185 | $7,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,800 | $7,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 316 | $7,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 77 | $6,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 180 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 110 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 420 | $6,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 106 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 275 | $4,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 24 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 61 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 113 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 100 | $4,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 106 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 87 | $4,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 51 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 345 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 76 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 56 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 80 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 250 | $4,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 42 | $4,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 163 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 290 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 34 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 32 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 15 | $3,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 90 | $3,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 30 | $3,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 79 | $3,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 62 | $3,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 46 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 19 | $2,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 21 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 86 | $2,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 45 | $2,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 46 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 53 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 24 | $2,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 31 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 1,350 | $2,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 57 | $2,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 61 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 24 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9 | $1,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 18 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 36 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 115 | $1,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 40 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 44 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 28 | $1,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 22 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 23 | $1,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 57 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 79 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 17 | $1,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 26 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 12 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 15 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12 | $1,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 25 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 58 | $1,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 51 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 90 | $1,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 25 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 22 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 40 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 8 | $1,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 27 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 54 | $1,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 31 | $1,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 91 | $1,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 25 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 37 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 61 | $1,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 47 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 32 | $1,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 16 | $1,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 74 | $1,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 32 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 32 | $1,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 36 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 130 | $1,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 28 | $1,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 62 | $1,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 13 | $1,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 44 | $1,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 67 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 31 | $1,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 81 | $1,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 27 | $1,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 49 | $1,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 99 | $1,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 45 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000869878-14-000020 | this filing | 2014-07-25 | acceptance time not in the bulk data set |