13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-03, with 510 holding rows worth $4,628,343,000 by the sum of the rows.
- Accession
- 0000869878-14-000008
- Filer
- CIK 869878
- Filed
- 2014-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 755 entries on the cover page, a total value of $4,628,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,628,343,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $4,628,000, about 1/1,000 of the sum of the rows, $4,628,343,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerROCKEFELLER & CO., INC.028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust CO Delaware028-11086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPECTRA ENERGY CORP | 847560109 | COM | 62 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 32 | $1,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 74 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 130 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000869878-14-000008 | this filing | 2014-02-03 | acceptance time not in the bulk data set |