13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-25, with 507 holding rows worth $4,299,312,000.
- Accession
- 0000869878-13-000032
- Filer
- CIK 869878
- Filed
- 2013-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 742 entries on the cover page, a total value of $4,299,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,299,305,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO., INC.
- included managerROCKEFELLER TRUST COMPANY, N.A.
- included managerRockefeller Trust CO Delaware
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNEY J C INC | 708160106 | COM | 130 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 100 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000869878-13-000032 | this filing | 2013-10-25 | acceptance time not in the bulk data set |