13F-HR filed by Washington Trust Bank

Washington Trust Bank filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-21, with 815 holding rows worth $318,717,000.

Accession: 0000861787-14-000016
Filer: CIK 861787
Filed: 2014-11-21
Accepted by EDGAR: acceptance time not in the bulk data set
Ingested: 2026-10-07 19:26:03 UTC
Source: SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 815 entries on the cover page, a total value of $318,717,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,717,000 with VALUE read as thousands by filing date, 13F file number 028-04807. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filed	CUSIP	Class	Amount	Value	Value read as	Type
KLA CORP	482480100	COM	500	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CENTERPOINT ENERGY INC	15189T107	COM	1,600	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LLOYDS BANKING GROUP PLC SPONSORED ADR	539439109	ADR	7,795	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
M & T BK CORP COM	55261F104	Stock	320	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PETROCHINA CO LTD ADR	71646E100	SPONSORED ADR	300	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
POWERSHARES CHINESE YUAN DIM SUM BOND	73937B753	COM	1,550	$39,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NUCOR CORP COM	670346105	Stock	700	$38,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FIRST INDL RLTY TR INC COM	32054K103	REIT	2,250	$38,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SIX FLAGS ENTERTAINMENT CORP	83001A102	COM	1,105	$38,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DNOW INC	67011P100	COMMON STOCK	1,248	$38,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Schwab US Mid-Cap ETF	808524508	SHS	960	$37,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CMS ENERGY CORP COM	125896100	Stock	1,260	$37,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENERGY TRANSFER L P	29273V100	COM UT LTD PTN	600	$37,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
THE COOPER COMPANIES	216648402	COM NEW	235	$37,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SYNOPSYS INC COM	871607107	Stock	900	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HECLA MNG CO	422704106	COM	14,400	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AMERICAN CAMPUS COMMUNITIES	024835100	COM	975	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NATIONAL PRESTO INDS INC	637215104	COMMON STOCK	599	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SUBURBAN PROPANE PARTNERS L.P.	864482104	COM	800	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HEALTHCARE RLTY TR	421946104	COM	1,500	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AGL RES INC	001204106	COM	700	$36,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Vanguard Intermediate-Term Corporate Bond ETF	92206C870	SHS	410	$35,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NATIONAL FUEL GAS CO COM	636180101	Stock	500	$35,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CENOVUS ENERGY INC	15135U109	COM	1,320	$35,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPROTT PHYSICAL GOLD SILVER	153501101	COM	2,835	$35,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CEPHEID	15670R107	COM	784	$35,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
COHEN & STEERS INFRASTRUCTUR	19248A109	COM	1,449	$34,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TUPPERWARE BRANDS CORP	899896104	COM	489	$34,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NUVEEN SENIOR INCOME FUND	67067Y104	COM	5,000	$33,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
COVANTA HLDG CORP	22282E102	COM	1,555	$33,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
POWERSHARES ETF TRUST	73935X658	DYN EN EX PROD	1,000	$33,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES TR	464288414	NATIONAL MUN ETF	290	$32,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TORCHMARK CORP	891027104	COM	617	$32,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TOLL BROTHERS INC COM	889478103	Stock	1,000	$31,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
RIO TINTO PLC SPONSORED ADR	767204100	ADR	640	$31,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SLM CORP COM	78442P106	Stock	3,471	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
QUEST DIAGNOSTICS INC COM	74834L100	Stock	500	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CHECK POINT SOFTWARE TECH LTD ORD	M22465104	Stock	440	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BXP INC COM	101121101	REIT	262	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MOLSON COORS BEVERAGE CO CL B	60871R209	Stock	400	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WELLS FARGO & CO	949746804	PERP PFD CNV A	25	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Nippon Telegraph Telephone Corp	654624105	Equity	980	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ST JUDE MED INC	790849103	COM	500	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LIBERTY MEDIA CORP DELAWARE	531229102	CL A	640	$30,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INTERNATIONAL FLAVORS&FRAGRANC COM	459506101	Stock	300	$29,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DR PEPPER SNAPPLE GROUP INC	26138E109	COM	450	$29,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PRECISION DRILLING CORP	74022D308	COM 2010	2,675	$29,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SYNGENTA AG ADR	87160A100	SPONS ADR	455	$29,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MARRIOTT INTL INC NEW CL A	571903202	Stock	405	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PRUDENTIAL PLC ADR	74435K204	ADR	620	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TELEFONICA S A SPONSORED ADR	879382208	ADR	1,800	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES TR	464287606	S&P MC 400GR ETF	185	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CREDIT SUISSE GROUP-ADR	225401108	SPONSORED ADR	1,000	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INTERMOUNTAIN COMMUNITY BANCOR NEW	45881M308	COM	1,485	$28,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
XYLEM INC COM	98419M100	Stock	750	$27,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DOUGLAS EMMETT INC	25960P109	COM	1,053	$27,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PETROLEO BRASILEIRO S A	71654V101	SP ADR NON VTG	1,824	$27,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TWENTY FIRST CENTY FOX INC	90130A101	CL A	788	$27,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HOSPIRA INC	441060100	COM	520	$27,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Lowes Companies,Inc.	548661107	COM	500	$26,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ING GROEP N.V. SPONSORED ADR	456837103	ADR	1,810	$26,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ABERCROMBIE & FITCH CO CL A	002896207	Stock	714	$26,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TRANSCANADA CORP	89353D107	COM	500	$26,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Schwab US REIT ETF	808524847	SHS	744	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPDR Portfolio Emerging Markets ETF	78463X509	SHS	380	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WPP PLC NEW ADR	92937A102	ADR	245	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WATERS CORP COM	941848103	Stock	250	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INTERPUBLIC GROUP COS	460690100	COM	1,351	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DUPONT FABROS TECHNOLOGY INC	26613Q106	COM	925	$25,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPDW	78463X889	COM	846	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Vanguard Value ETF	922908744	SHS	300	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
VERMILION ENERGY INC COM	923725105	Stock	400	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PVH CORPORATION COM	693656100	Stock	200	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SCHNITZER STEEL INDUSTRIES INC	806882106	CL A	1,003	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PRECISION CASTPARTS CORP	740189105	COM	100	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CVR Partners, LP	126633106	LTD	1,779	$24,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BANK NOVA SCOTIA B C COM	064149107	Stock	368	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WESTAMERICA BANCORPORATION COM	957090103	Stock	500	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES TR	464287887	S&P SML 600 GWT	205	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES INC MSCI BRAZIL ETF	464286400	MSCI BRAZIL ETF	537	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NU SKIN ENTERPRISES INC	67018T105	CL A	500	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPDR SERIES TRUST	78464A516	ST INTL BBG ETF	394	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HIGHLAND FDS I	430101774	HI LD IBOXX SRLN	1,184	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
KKR & CO LP	48248M102	COMMON STOCK	1,030	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Vaneck Vectors Gold Miners ETF	57060u100	COM	1,100	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ACE LTD	H0023R105	SHS	218	$23,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LIFECOREBIOMEDICALINC	514766104	STOK	1,800	$22,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BLACKROCK TAX MUNICPAL BD TR	09248X100	SHS	1,050	$22,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MIMEDX GROUP INC	602496101	COM	3,100	$22,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WISDOMTREE TR	97717W133	EMERG CUR STR FD	1,100	$22,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MWI VETERINARY SUPPLY INC	55402X105	COM	150	$22,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MID AMERICA APARTMENT COMMUNITIES INC.	59522J103	Common Stock, par value $0.01 per share	314	$21,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
UNILEVER PLC	904767704	SPON ADR NEW	500	$21,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NCR VOYIX CORPORATION	62886E108	COM	638	$21,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FEDERAL REALTY INVESTMENT TRUS	313747206	SH BEN INT NEW	176	$21,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DISCOVERY INC	25470F104	COM SER A	550	$21,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HARLEY DAVIDSON INC COM	412822108	Stock	345	$20,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SEALED AIR CORP NEW	81211K100	COM	570	$20,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEUCRIUM COMMODITY TR	88166A102	CORN FD SHS	893	$20,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPECTRUM PHARMACEUTICALS INC	84763A108	COM	2,500	$20,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Progressive Corporation	743315103	COM	770	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Schwab US TIPS ETF	808524870	SHS	345	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HOST HOTELS & RESORTS INC COM	44107P104	REIT	891	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LOEWS CORP COM	540424108	Stock	445	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ELME COMMUNITIES	939653101	SH BEN INT	730	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SELECT SECTOR SPDR TR	81369Y100	SBI MATERIALS	390	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LEGGETT & PLATT INC	524660107	COM	540	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SYNCHRONOSS TECHNOLOGIES INC	87157B103	COM	420	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENERPLUS CORP	292766102	COM	1,000	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WISDOMTREE TR DREYFUS CMM FD	97717X859	COM	1,000	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MONTGOMERY STR INCOME SECS I	614115103	COM	1,175	$19,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CANADIAN IMPERIAL BANK OF COMM COM	136069101	Stock	200	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TOYOTA MOTOR CORP ADS	892331307	ADR	150	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS	881624209	ADR	338	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TRANSDIGM GROUP INC COM	893641100	Stock	100	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FIRST AMERN FINL CORP	31847R102	COM	680	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CST BRANDS INC	12646R105	COM	500	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WESTERN ASSET HIGH INCOM FD	95766J102	COM	2,000	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
iShares Gold Trust	464285105	ISHARES	1,500	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
UIL HOLDINGS CORPORATION	902748102	COMMON STOCK	500	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
JOHNSON CONTROLS INT F	478366107	COM	401	$18,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Energy Select Sector SPDR Fund	81369Y506	SHS	187	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MOODYS CORP COM	615369105	Stock	175	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NEW MEDIA INVT GROUP INC	64704V106	COM	1,000	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WEIGHT WATCHERS INTL INC	948626106	COM	625	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
GREAT PLAINS ENERGY INC	391164100	COM	700	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEEKAY LNG PARTNERS L P	Y8564M105	PRTNRSP UNITS	400	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LIFELOCK INC COM	53224V100	COM	1,200	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
POWERSHARES ACTIVE	73935B805	MNG ETF T S\&P.* DWNHDGE	606	$17,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FISERV INC	337738108	COM	250	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Vanguard FTSE All-World ex-US ETF	922042775	SHS	320	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NEWELL BRANDS INC COM	651229106	Stock	457	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DEVON ENERGY CORP NEW COM	25179M103	Stock	240	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ROYAL DUTCH SHELL PLC SPN ADR	780259107	SPON ADR B	200	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
VARIAN MED SYS INC	92220P105	COM	200	$16,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
C H ROBINSON WORLDWIDE IN COM NEW	12541W209	Stock	225	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CANADIAN NAT RES LTD MED TERM COM	136385101	Stock	390	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DARDEN RESTAURANTS INC COM	237194105	Stock	300	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WESTERN UN CO COM	959802109	Stock	955	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES INC MSCI GERMANY ETF	464286806	MSCI GERMANY ETF	550	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TC PIPELINES LP	87233Q108	UT COM LTD PRT	225	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SL GREEN REALTY CORP	78440X101	COM	149	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ASA GOLD AND PRECIOUS MTLS L	G3156P103	SHS	1,235	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Lineage, Inc.	536020100	COM	500	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INVESTORS REAL ESTATE TRUST	461730103	COMMON STOCK	2,000	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
IRON MTN INC NEW REIT	462846106	COM	462	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TAL INTERNATIONAL GROUP	874083108	COMMON STOCK	365	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
EXCHANGE TRADED CONCEPTS TR	301505103	YORK HIINC MLP	838	$15,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARESAGENCYBONDETF	464288166	STOK	124	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SELECT SECTOR SPDR TR	81369Y308	STATE STREET CON	300	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MANPOWERGROUP INC WIS COM	56418H100	Stock	200	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
EDISON INTL COM	281020107	Stock	252	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CAMDEN PPTY TR SH BEN INT	133131102	REIT	198	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
GRUPO TELEVISA S A B	40049J206	SPON ADR REP ORD	405	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WYNDHAM DESTINATIONS INC	98310W108	COM	170	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INVESCO FINANCIAL PREFERRED ETF	73935X229	COM	750	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
GROUPE CGI INC	39945C109	CL A SUB VTG	400	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CHICAGO BRIDGE & IRON CO NV	167250109	N Y REGISTRY SH	250	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NUVEEN INS MUNICIPAL OPP FD	670984103	mf	1,000	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Breitburn Energy Ptnr Lp	106776107	COM UT LTD PTN	700	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Chesapeake Energy Corp PFD Conv	165167842	Pfd Stk	150	$14,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AIR PRODS & CHEMS INC	009158106	COM	100	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CUMMINS INC COM	231021106	Stock	100	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MICROCHIP TECHNOLOGY INC. COM	595017104	Stock	269	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES TR	464288661	3 7 YR TREAS BD	105	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FIRST TR EXCHANGE-TRADED FD	33734X200	DJ GLBL DIVID	482	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MEADWESTVACO CORP	583334107	COM	314	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NORTHWEST NATURAL GAS CO	667655104	COM	300	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
iShares Msci Singapore	464286673	MSCI SINGAPORE	1,000	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NATURAL RESOURCE PARTNERS L	63900P103	COM UNIT L P	1,000	$13,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AKAMAI TECHNOLOGIES INC COM	00971T101	Stock	200	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MEDICAL PROPERTIES TRUST INC COM	58463J304	REIT	1,000	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES TR	464287432	20 YR TR BD ETF	100	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SUMITOMO MITSUI FIN GRP INC	86562M209	SPONSORED ADR	1,440	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Mallinckrodt Plc	G5785G107	SHS	136	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NORTHERN TIER ENERGY LP	665826103	COM UN REPR PART	500	$12,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TRINITY INDS INC	896522109	COM	238	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DIGITAL RLTY TR INC COM	253868103	REIT	182	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AGILENT TECHNOLOGIES INC COM	00846U101	Stock	198	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
B & G FOODS INC	05508R106	COM	400	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WESTERN ASSET GLOBAL HIGH INCO	95766B109	COM	923	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ANSYS INC COM	03662Q105	COM	146	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SENIOR HSG PPTYS TR	81721M109	SH BEN INT	505	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CYPRESS SEMICONDUCTOR CORP	232806109	COM	1,100	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PEPCO HOLDINGS INC	713291102	COM	400	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ITT CORP	450911201	COM	240	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FOREST CITY ENTERPRISES INC	345550107	CL A	550	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SEASPAN CORP	Y75638109	SHS	500	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
POWERSHARES EMERGING INFASTRUC TURE PORT	73937B209	COM	300	$11,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENTEGRIS INC COM	29362U104	Stock	884	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
3D SYSTEMS CORP	88554D205	COMMON STOCK	225	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LAMAR ADVERTISING	512815101	COMMON STOCK	200	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEEKAY OFFSHORE PARTNERS LP	Y8565J101	COMMON STOCK	300	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CAREFUSION CORP	14170T101	COM	228	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
APOLLO GROUP INC	037604105	CL A	400	$10,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Prologis,Inc.	74340W103	COM	250	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HONDA MOTOR CO LTD ADR ECH CNV IN 3	438128308	ADR	275	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HALOZYME THERAPEUTICS INC COM	40637H109	Stock	1,000	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PRINCIPAL FINANCIAL GROUP INC COM	74251V102	Stock	168	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WISDOMTREE TR	97717W760	INTL SMCAP DIV	155	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SK TELECOM LTD	78440P108	SPONSORED ADR	300	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALLEGHANY CORP DEL	017175100	COM	22	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEXTAINER GROUP HOLDINGS LTD	G8766E109	SHS	300	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SOVRAN SELF STORAGE INC	84610H108	COM	126	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MORGAN STANLEY	617480280	SHRT EUR ETN20	200	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BABSON CAP GLB SHT DURHGH YL	05617T100	COM	406	$9,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Vanguard Short-Term Bond ETF	921937827	SHS	100	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NXP SEMICONDUCTORS N V COM	N6596X109	Stock	120	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
UDR INC COM	902653104	REIT	280	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MCCORMICK & CO INC COM NON VTG	579780206	Stock	125	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CROWN HLDGS INC COM	228368106	Stock	175	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BANK OF AMER CORP	060505682	7.25%CNV PFD L	7	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
EATON VANCE TAX ADVT DIV INC	27828G107	COM	400	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ZWEIG TOTAL RETURN FD INC	989837208	COM	553	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SALIX PHARMACEUTICALS INC	795435106	COM	50	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENBRIDGE ENERGY PARTNERS L P	29250R106	Domestic Common	200	$8,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ISHARES RUSSELL MID-CAP GROWTH ETF	464287481	ETF	79	$7,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
WESTERN ASSET EMERGING MARKETS	95766A101	COM	380	$7,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FS KKR CAPITAL CORP	302635107	COM	650	$7,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NORTHEAST UTILS	664397106	COM	160	$7,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ACHILLION PHARMACEUTICALS IN	00448Q201	COM	750	$7,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LULULEMON ATHLETICA INC	550021109	COM	140	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
VALE S A	91912E105	SPONSORED ADS	500	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENTERGY CORP NEW COM	29364G103	Stock	84	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALNYLAM PHARMACEUTICALS INC COM	02043Q107	Stock	75	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ST JOE CO	790148100	COM	300	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MACERICH CO	554382101	COM	91	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PUMA BIOTECHNOLOGY INC	74587V107	COMMON STOCK	25	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
COMMUNITY HEALTH SYSTEMS INC	203668108	COMMON STOCK	111	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
STONE HBR EMERG MKTS TL INC	86164W100	COM	306	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TEMPLETON GLOBAL INCOME FD	880198106	COM	780	$6,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PACIRA BIOSCIENCES INC COM	695127100	Stock	50	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AVERY DENNISON CORP COM	053611109	Stock	117	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NORTHROP GRUMMAN CORP COM	666807102	Stock	37	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ORIX CORP SPONSORED ADR	686330101	ADR	70	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPROTT PHYSICAL GOLD TR	85207H104	UNIT	500	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LIBERTY PROPERTY TRUST	531172104	SH BEN INT	154	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALLIANCE ONE INTL	018772103	COMMON STOCK	2,600	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NUANCE COMMUNICATIONS INC	67020Y100	COM	300	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BAKER HUGHES INC	057224107	COM	73	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TYCO INTERNATIONAL LTD	H89128104	SHS	116	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
AVON PRODS INC	054303102	COM	400	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
OMNICARE INC	681904108	COM	80	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LIFE TIME FITNESS INC	53217R207	COM	100	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
RAIT FINANCIAL TRUST	749227609	COM NEW	608	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
MEDIVATION INC	58501N101	COM	50	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DYAX CORP	26746E103	COM	500	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DCT INDUSTRIAL TRUST INC	233153105	COM	603	$5,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
EDWARDS LIFESCIENCES CORP COM	28176E108	Stock	40	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TARGA RES CORP COM	87612G101	Stock	28	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
REGENERON PHARMACEUTICALS COM	75886F107	Stock	10	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALEXANDRIA REAL ESTATE EQ INC COM	015271109	REIT	57	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALLEGION PLC	G0176J109	ORD SHS	76	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BIOMARIN PHARMACEUTICAL INC	09061G101	COM	50	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CANADIAN SOLAR INC	136635109	COM	100	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALPS ETF TR	00162Q866	ALERIAN MLP	185	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FLEXSHARES IBOXX 5 YR TARGET D	33939L605	IBOXX 5YR TRGT	172	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
GOVERNMENT PPTYS INCOME TR	38376A103	COM SHS BEN INT	200	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CORECIVIC INC	22025Y407	COM	125	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FRONTIER COMMUNICATIONS CORP	35906A108	COM	659	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HALCON RES CORP	40537Q209	COM NEW	1,000	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TIME INC NEW	887228104	COM	155	$4,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
NEWS CORP NEW CL A	65249B109	Stock	196	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
STATE STR CORP COM	857477103	Stock	40	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ACADIA RLTY TR	004239109	COM SH BEN INT	114	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
GENOMIC HEALTH, INC.	37244C101	COM	100	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TURQUOISE HILL RESOURCES LTD	900435108	COMMON STOCK-FO	697	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PENGROWTH ENERGY CORP	70706P104	COMMON STOCK-FO	600	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
VERIS RESIDENTIAL INC	554489104	COM	167	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
FTSE RAFI 1000 US Lg Cap	73935X583	COM	39	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
STAPLES INC	855030102	COM	220	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
LinnCo, LLC	535782106	LTD	105	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CELLDEX THERAPEUTICS INC NEW	15117B103	COM	250	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SNYDERS LANCE INC	833551104	COM	100	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ALLIANCEBERNSTEIN INCOME FUN	01881E101	COM	450	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
Washington Prime Group	939647103	COM	170	$3,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PENTAIR PLC SHS	G7S00T104	Stock	27	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
UNITED AIRLS HLDGS INC COM	910047109	Stock	50	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PERRIGO CO PLC SHS	G97822103	Stock	11	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HIGHWOODS PPTYS INC COM	431284108	REIT	45	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
EASTGROUP PPTYS INC	277276101	COM	26	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CERUS CORP	157085101	COM	500	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TANGER INC	875465106	COM	66	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SEATTLE GENETICS INC	812578102	COM	50	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
UMPQUA HOLDINGS	904214103	COM	101	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PROSHARES TR II	74347W569	ULTRASHORT YEN N	30	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PS BUSINESS PKS INC CALIF	69360J107	COM	25	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
URSTADT BIDDLE PROPERTIES	917286205	COMMON STOCK	100	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
THE ADT CORPORATION	00101J106	COM	57	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TECO ENERGY INC	872375100	COM	100	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HOME PROPERTIES INC	437306103	COM	34	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ENBRIDGE ENERGY MANAGEMENT L	29250x103	SHS UNITS LLI	51	$2,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PACKAGING CORP AMER COM	695156109	Stock	20	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
HUNTINGTON INGALLS INDS INC COM	446413106	Stock	6	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ACCO BRANDS CORP COM	00081T108	Stock	100	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BROOKFIELD INFRASTRUCTURE PA	G16252101	LP INT UNIT	14	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
ACTVISION BLIZZARD INC	00507V109	COM	59	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
BROOKFIELD PROPERTY PARTRS L	G16249107	UNIT LTD PARTN	51	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
SPRINT CORP	85207U105	COM SER 1	125	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
INVESCO WATER RESOURCES ETF	73935X575	COM	35	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
TIME WARNER CABLE INC	88732J207	COM	9	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PEABODY ENERGY CORP	704549104	COM	43	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PENN WEST PETE LTD NEW	707887105	COM	200	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
OI S.A.	670851203	SPN ADR REP PFD	963	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
DIANA CONTAINERSHIPS, INC.	Y2069P101	COMMON STOCK	438	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
CTI BIOPHARMA CORP COM NEW	12648L106	Stock	300	$1,000	thousands by filing date	The filing omitted confidential holdings, a later amendment may add them.
PROTHENA CORP PLC SHS	G72800108	Stock	3	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
BROADRIDGE FINL SOLUTIONS INC COM	11133T103	Stock	12	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
PUTNAM MANAGED MUN INCOME TR	746823103	COM	7	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
SMUCKER J M CO	832696405	COM NEW	1	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
IMATION CORP	45245A107	COM	40	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
ALCATEL-LUCENT	013904305	SPONSORED ADR	97	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
AOL INC	00184X105	COM	3	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
FUELCELL ENERGY INC COM	35952H106	COM	200	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.
PACIFIC ETHANOL INC PAR $.001	69423U305	COM	1	$0	thousands by filing date	Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them.

Amendment chain

Filing	Role	Filed	Accepted	Ingested
13F-HR 0000861787-14-000016	this filing	2014-11-21	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC