13F-HR filed by Washington Trust Bank
Washington Trust Bank filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-08, with 868 holding rows worth $491,900,000.
- Accession
- 0000861787-14-000012
- Filer
- CIK 861787
- Filed
- 2014-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 868 entries on the cover page, a total value of $491,900,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $491,900,000 with VALUE read as thousands by filing date, 13F file number 028-04807. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,728 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 1,395 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,320 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM CORP | 111320107 | CL A | 1,150 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 950 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 2,250 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 294 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 500 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,600 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,280 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,100 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 800 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,835 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,300 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 240 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,795 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 900 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 960 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 450 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,612 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGL RES INC | 001204106 | COM | 700 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 970 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,500 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332106 | COM | 1,092 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEPHEID | 15670R107 | COM | 784 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,675 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,550 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 450 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 950 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,800 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 800 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 300 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLA CORP | 482480100 | COM | 500 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 457 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 557 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 410 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC COM | 871607107 | Stock | 900 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 640 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 600 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,449 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 5,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 1,678 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JUDE MED INC | 790849103 | COM | 500 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,639 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 700 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,005 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc | Y0486S104 | Common | 475 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 1,779 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 267 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 290 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 235 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,651 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BXP INC COM | 101121101 | REIT | 262 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 714 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 980 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 465 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 400 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,053 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA ALDRICH CORP | 826552101 | COM | 300 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 3,471 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 500 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 440 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 185 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,824 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,100 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 400 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 620 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 788 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW ADR | 92937A102 | ADR | 245 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPIRA INC | 441060100 | COM | 520 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 500 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERS CORP COM | 941848103 | Stock | 250 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 537 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,003 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 450 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 339 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,810 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 382 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 700 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 368 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 205 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,296 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 925 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 4,500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 300 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 345 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATTERSON COS INC | 703395103 | COM | 600 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 500 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 1,485 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PVH CORPORATION COM | 693656100 | Stock | 200 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 800 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,100 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 555 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACE LTD | H0023R105 | SHS | 218 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,800 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 467 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 638 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496101 | COM | 3,100 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 92 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 160 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 176 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS | 904214103 | COM | 1,155 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 150 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Progressive Corporation | 743315103 | COM | 770 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 891 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 250 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 445 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,175 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 187 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 232 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 240 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 730 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 390 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 865 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,000 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 1,500 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 700 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 500 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT CORP | 450911201 | COM | 390 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 390 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 338 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,235 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,000 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 400 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNS ENERGY CORP | 903119105 | COM | 300 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 614 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 320 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 250 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 285 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 955 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STIFEL FINL CORP | 860630102 | COM | 357 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 265 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CST BRANDS INC | 12646R105 | COM | 500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER CABLE INC | 88732J207 | COM | 113 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHEAST UTILS | 664397106 | COM | 363 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 310 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 250 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 860 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFELOCK INC COM | 53224V100 | COM | 1,200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Prologis,Inc. | 74340W103 | COM | 400 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 330 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 267 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL GREEN REALTY CORP | 78440X101 | COM | 149 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC NEW REIT | 462846106 | COM | 462 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 365 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 838 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 250 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 173 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 175 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 100 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 175 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 258 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WADDELL & REED FINL INC | 930059100 | CL A | 240 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 420 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 150 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 200 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 457 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 225 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 196 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 198 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 405 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 247 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 750 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORILLARD INC | 544147101 | COM | 225 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEADWESTVACO CORP | 583334107 | COM | 314 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 561 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 321 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDW | 78463X889 | COM | 430 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 205 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALMONT INDS INC COM | 920253101 | Stock | 84 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 105 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 400 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 170 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHOLE FOODS MKT INC | 966837106 | COM | 334 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 625 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 131 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 490 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO GROUP INC | 037604105 | CL A | 400 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG GREEN MTN INC | 49271M100 | COM | 101 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 884 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 95 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 209 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,440 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 923 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 155 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 225 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 505 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,100 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITC HLDGS CORP | 465685105 | COM | 342 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP | Y75638109 | SHS | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 261 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 90 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 182 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANSYS INC COM | 03662Q105 | COM | 146 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTREN CORP | 92240G101 | COM | 250 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 154 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O-I GLASS, INC. | 690768403 | COM | 321 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291102 | COM | 400 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,274 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 550 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 300 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 380 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 180 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522109 | COM | 238 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DECKERS OUTDOOR CORP | 243537107 | COM | 116 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIMBLE INC COM | 896239100 | Stock | 278 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 275 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANERA BREAD CO | 69840W108 | CL A | 65 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHANY CORP DEL | 017175100 | COM | 22 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 707 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREFUSION CORP | 14170T101 | COM | 228 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011107 | COM | 466 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 126 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 406 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTA SVCS INC | 74762E102 | COM | 249 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 125 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 175 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 124 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 84 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 705 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 201 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UDR INC COM | 902653104 | REIT | 292 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 168 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 400 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ST JOE CO | 790148100 | COM | 300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 553 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 425 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 500 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 212 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 84 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 84 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 380 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 165 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCANA CORP NEW | 80589M102 | COM | 135 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 2,600 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 79 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 1,200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMUNE INC | 45884X103 | COM | 150 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 125 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 117 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 89 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 70 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACERICH CO | 554382101 | COM | 91 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 129 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 60 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 154 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 258 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 306 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 300 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 780 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 054303102 | COM | 400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 750 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 112 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 75 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 240 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBARELLA INC | G037AX101 | SHS | 160 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 111 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 80 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 057224107 | COM | 73 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 834 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 116 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICARE INC | 681904108 | COM | 80 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E103 | COM | 500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 603 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q209 | COM NEW | 700 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 380 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 198 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 37 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 57 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 172 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 600 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489104 | COM | 167 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 22025Y407 | COM | 126 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIVATION INC | 58501N101 | COM | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 25 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 114 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180105 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNYDERS LANCE INC | 833551104 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 450 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE GAS INC COM | 68235P108 | Stock | 62 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 11 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTGROUP PPTYS INC | 277276101 | COM | 26 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465106 | COM | 66 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEATTLE GENETICS INC | 812578102 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 697 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 57 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375100 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME PROPERTIES INC | 437306103 | COM | 34 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 200 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIS INC | 30162A108 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 51 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 6 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 59 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 51 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 125 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 870 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 438 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| STARZ | 85571Q102 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AOL INC | 00184X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK INC | 193068202 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851104 | SPONSORED ADR | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861787-14-000012 | this filing | 2014-08-08 | acceptance time not in the bulk data set |