13F-HR/A filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-03-01, with 2,551 holding rows worth $213,426,057,000.
- Accession
- 0000861177-21-000007
- Filer
- CIK 861177
- Filed
- 2021-03-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, amendment of type restatement, 15,010 entries on the cover page, a total value of $213,426,057,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $213,426,057,089 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04293
- reports for this filerBROOKFIELD SECURITIES GROUP LLC 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, LLC 028-11937
- reports for this filerKAYNE ANDERSON UDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN INVESTMENT ADVISERS LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-10594
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-10952
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-01911
- reports for this filerSAPIENCE INVESTMENTS LLC 028-17843
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerWILLIAM BLAIR & COMPANY LLC 028-07022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- reports for this filerNOMURA ASSET MANAGEMENT SINGAPORE LTD. 028-13391
- reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC. 028-03059
- reports for this filerWELLS CAPITAL MANAGEMENT, INC. 028-04413
- reports for this filerMELLON INVESTMENTS CORP. 028-02900
- reports for this filerCALAMOS ADVISORS 028-11166
- reports for this filerRWC ASSET ADVISORS (US) LLC 028-19400
- reports for this filerDLD ASSET MANAGEMENT, L.P. 028-17749
- reports for this filerMAGNETAR ASSET MANAGEMENT, LLC 028-02682
- reports for this filerARGA INVESTMENT MANAGEMENT LP 028-15430
- reports for this filerWELLINGTON MANAGEMENT CO. 028-16899
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD. 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,332 | $204,134 | dollars, detected | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,300 | $203,550 | dollars, detected | |
| GENESCO INC | 371532102 | COM | 6,753 | $203,198 | dollars, detected | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,924 | $203,116 | dollars, detected | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,975 | $202,746 | dollars, detected | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 10,463 | $202,250 | dollars, detected | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 30,970 | $201,615 | dollars, detected | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 19,564 | $198,183 | dollars, detected | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 31,964 | $195,620 | dollars, detected | |
| ZYNEX INC | 98986M103 | COM | 14,300 | $192,478 | dollars, detected | |
| VIRNETX HLDG CORP | 92823T108 | COM | 37,900 | $191,016 | dollars, detected | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 10,728 | $190,314 | dollars, detected | |
| BENEFITFOCUS INC | 08180D106 | COM | 13,124 | $190,036 | dollars, detected | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,342 | $187,190 | dollars, detected | |
| ARDAGH GROUP S A | L0223L101 | COM | 10,602 | $182,460 | dollars, detected | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,600 | $182,002 | dollars, detected | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $181,585 | dollars, detected | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 36,900 | $181,179 | dollars, detected | |
| RPC INC | 749660106 | COMMON STOCK | 57,149 | $180,020 | dollars, detected | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 42,596 | $174,644 | dollars, detected | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,281 | $174,160 | dollars, detected | |
| TREDEGAR CORP | 894650100 | COM | 10,304 | $172,078 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 496,234 | $168,025 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,500 | $163,625 | dollars, detected | |
| NANTKWEST INC | 63016Q102 | COM | 12,200 | $162,626 | dollars, detected | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 11,500 | $160,885 | dollars, detected | |
| THERAPEUTICSMD INC | 88338N107 | COM | 118,555 | $143,452 | dollars, detected | |
| CMB.TECH NV SHS | B38564108 | Stock | 17,898 | $143,184 | dollars, detected | |
| QEP RESOURCES INC | 74733V100 | COM | 59,300 | $141,727 | dollars, detected | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 10,500 | $134,715 | dollars, detected | |
| GREEN PLAINS INC | 393222104 | COM | 10,010 | $131,832 | dollars, detected | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,800 | $116,288 | dollars, detected | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,500 | $110,025 | dollars, detected | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 51,352 | $108,867 | dollars, detected | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 14,009 | $100,165 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,900 | $97,603 | dollars, detected | |
| REV Group Inc | 749527107 | Common Stock | 10,839 | $95,492 | dollars, detected | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 12,000 | $91,080 | dollars, detected | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,200 | $73,386 | dollars, detected | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 12,700 | $68,961 | dollars, detected | |
| FAES FARMA SA RTS | E4866U574 | RT/WT DEV | 294,261 | $60,128 | dollars, detected | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,972 | $57,020 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,800 | $52,548 | dollars, detected | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 10,149 | $31,056 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 302 | $28,605 | dollars, detected | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 418 | $24,658 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,020 | $23,990 | dollars, detected | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 20,768 | $14,332 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 153 | $3,805 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 17 | $610 | dollars, detected | |
| DAQIN RAILWAY CO LTD A RIGHTS | 102922439 | RT/WT EM | 10,327,366 | $17 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-21-000006 | superseded | 2021-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000861177-21-000007 | this filing | 2021-03-01 | acceptance time not in the bulk data set |