13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 2,536 holding rows worth $163,312,936,000.
- Accession
- 0000861177-20-000005
- Filer
- CIK 861177
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 14,235 entries on the cover page, a total value of $163,312,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,312,936,316 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04293
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD SECURITIES GROUP LLC 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN INVESTMENT ADVISERS LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-10594
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-10952
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-01911
- reports for this filerSAPIENCE INVESTMENTS LLC 028-17843
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDARD LIFE ABERDEEN PLC. 028-18172
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- reports for this filerNOMURA ASSET MANAGEMENT SINGAPORE LTD. 028-13391
- reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC. 028-03059
- reports for this filerWELLS CAPITAL MANAGEMENT, INC. 028-04413
- reports for this filerMELLON INVESTMENTS CORP 028-02900
- reports for this filerCALAMOS ADVISORS 028-11166
- reports for this filerRWC ASSET ADVISORS (US) LLC 028-19400
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 44,833 | $138,983 | dollars, detected | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 80,293 | $134,982 | dollars, detected | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 35,183 | $134,751 | dollars, detected | |
| RYERSON HLDG CORP | 783754104 | COM | 11,285 | $133,501 | dollars, detected | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 15,860 | $127,356 | dollars, detected | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 64,951 | $127,305 | dollars, detected | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 53,327 | $124,786 | dollars, detected | |
| GERON CORP | 374163103 | COM | 91,594 | $124,567 | dollars, detected | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 42,749 | $116,277 | dollars, detected | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 24,348 | $114,435 | dollars, detected | |
| MCDERMOTT INTL INC | 58003770D | NON US EQTY | 156,724 | $106,040 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,900 | $102,410 | dollars, detected | |
| AKORN INC | 009728106 | COM | 68,085 | $102,128 | dollars, detected | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,200 | $101,412 | dollars, detected | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,300 | $97,850 | dollars, detected | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,700 | $97,705 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,500 | $94,875 | dollars, detected | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 27,600 | $94,116 | dollars, detected | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,341 | $93,483 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 34,800 | $88,044 | dollars, detected | |
| STERLING BANCORP INC | 85917W102 | COM | 10,627 | $86,079 | dollars, detected | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,157 | $81,839 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 59,197 | $81,100 | dollars, detected | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 24,300 | $77,955 | dollars, detected | |
| CASA SYS INC | 14713L102 | COM | 18,825 | $76,994 | dollars, detected | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 79,429 | $69,898 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 7,858 | $68,215 | dollars, detected | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,400 | $65,928 | dollars, detected | |
| AMYRIS INC | 03236M200 | COM NEW | 20,065 | $62,001 | dollars, detected | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 16,400 | $55,924 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,200 | $44,240 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $29,051 | dollars, detected | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,700 | $22,042 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,247 | $18,109 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12,381 | $11,014 | dollars, detected | |
| STEARNS HLDGS LLC ESCROW WARRANT | 858ESCAA4 | RT/WT DEV | 3,128,000 | $31 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-20-000005 | this filing | 2020-02-14 | acceptance time not in the bulk data set |