13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 2,855 holding rows worth $140,239,863,000.
- Accession
- 0000861177-19-000013
- Filer
- CIK 861177
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A combination report, 14,515 entries on the cover page, a total value of $140,239,863,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,239,863,076 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04293
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-10594
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-10952
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-01911
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE ABERDEEN PLC. 028-18172
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- reports for this filerNOMURA ASSET MANAGEMENT SINGAPORE LTD. 028-13391
- reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC. 028-03059
- reports for this filerWELLS CAPITAL MANAGEMENT, INC. 028-04413
- reports for this filerMELLON INVESTMENT CORP 028-02900
- reports for this filerCALAMOS ADVISORS 028-11166
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRESIDIO INC | 74102M103 | COM | 16,748 | $228,945 | dollars, detected | |
| EXTERRAN CORP | 30227H106 | COM | 16,049 | $228,217 | dollars, detected | |
| CHEFS WHSE INC | 163086101 | COM | 6,486 | $227,464 | dollars, detected | |
| HARBORONE BANCORP INC | 41165F101 | COM | 12,082 | $226,296 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,400 | $223,516 | dollars, detected | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 44,964 | $222,571 | dollars, detected | |
| CHASE CORP | 16150R104 | COM | 2,067 | $222,492 | dollars, detected | |
| CARBON BLACK INC | 14081R103 | COM | 13,300 | $222,376 | dollars, detected | |
| ON DECK CAP INC | 682163100 | COM | 53,570 | $222,315 | dollars, detected | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 8,507 | $221,948 | dollars, detected | |
| HYSTER-YALE INC | 449172105 | CL A | 4,000 | $221,040 | dollars, detected | |
| SVMK INC | 78489X103 | COM | 13,300 | $219,583 | dollars, detected | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,100 | $219,234 | dollars, detected | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 44,833 | $219,234 | dollars, detected | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,701 | $219,186 | dollars, detected | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,737 | $216,786 | dollars, detected | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,100 | $216,432 | dollars, detected | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 82,759 | $216,001 | dollars, detected | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 13,129 | $214,396 | dollars, detected | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,091 | $213,368 | dollars, detected | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,915 | $213,114 | dollars, detected | |
| ONESPAN INC | 68287N100 | COM | 15,017 | $212,791 | dollars, detected | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 27,599 | $212,788 | dollars, detected | |
| MYR GROUP INC | 55405W104 | COM | 5,663 | $211,513 | dollars, detected | |
| VICOR CORP | 925815102 | COM | 6,811 | $211,482 | dollars, detected | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,723 | $210,788 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,587 | $210,769 | dollars, detected | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,200 | $209,880 | dollars, detected | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 51,953 | $207,812 | dollars, detected | |
| EDGIO INC | 53261M104 | COM | 76,900 | $207,630 | dollars, detected | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 15,785 | $207,415 | dollars, detected | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,147 | $206,313 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,421 | $206,304 | dollars, detected | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,600 | $205,458 | dollars, detected | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 10,268 | $205,052 | dollars, detected | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,753 | $204,383 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,948 | $204,253 | dollars, detected | |
| HARMONIC INC | 413160102 | COM | 36,800 | $204,240 | dollars, detected | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,167 | $203,507 | dollars, detected | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 16,300 | $202,446 | dollars, detected | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,578 | $202,300 | dollars, detected | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,200 | $202,058 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 115,142 | $201,499 | dollars, detected | |
| CHEMOCENTRYX INC | 16383L106 | COM | 21,643 | $201,280 | dollars, detected | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,601 | $200,900 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,440 | $200,758 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,923 | $200,147 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,755 | $198,284 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 18,000 | $197,280 | dollars, detected | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,789 | $197,231 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,920 | $196,805 | dollars, detected | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,599 | $195,976 | dollars, detected | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 39,886 | $195,840 | dollars, detected | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 40,900 | $191,003 | dollars, detected | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,437 | $190,078 | dollars, detected | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 115,906 | $188,927 | dollars, detected | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 16,814 | $187,476 | dollars, detected | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 12,438 | $186,570 | dollars, detected | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 17,556 | $185,216 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 384,804 | $184,706 | dollars, detected | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 26,821 | $184,528 | dollars, detected | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 53,945 | $184,493 | dollars, detected | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,400 | $183,040 | dollars, detected | |
| MARINEMAX INC | 567908108 | COM | 11,053 | $181,712 | dollars, detected | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,700 | $180,218 | dollars, detected | |
| CARE COM INC | 141633107 | COM | 16,400 | $180,072 | dollars, detected | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 33,951 | $179,600 | dollars, detected | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 18,509 | $177,131 | dollars, detected | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 135,531 | $176,191 | dollars, detected | |
| HORIZON BANCORP IND | 440407104 | COM | 10,732 | $175,361 | dollars, detected | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 35,404 | $173,126 | dollars, detected | |
| QUOTIENT LTD | G73268107 | SHS | 18,400 | $172,040 | dollars, detected | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 4,364 | $171,811 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,595 | $171,711 | dollars, detected | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 30,463 | $169,984 | dollars, detected | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 13,032 | $169,025 | dollars, detected | |
| NOODLES & CO | 65540B105 | COM CL A | 21,300 | $167,844 | dollars, detected | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,400 | $165,968 | dollars, detected | |
| DASEKE INC | 23753F107 | COM | 45,932 | $165,355 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,849 | $164,801 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 50,084 | $164,776 | dollars, detected | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 26,430 | $164,659 | dollars, detected | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 26,812 | $164,089 | dollars, detected | |
| BBX CAP CORP NEW | 05491N104 | CL A | 33,405 | $164,019 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,628 | $162,857 | dollars, detected | |
| PRIMO WTR CORP | 74165N105 | COM | 13,228 | $162,704 | dollars, detected | |
| AGNT INC | 30212W100 | COM | 14,600 | $162,498 | dollars, detected | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,372 | $162,165 | dollars, detected | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,522 | $162,144 | dollars, detected | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,300 | $162,019 | dollars, detected | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 26,976 | $161,586 | dollars, detected | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 32,791 | $156,741 | dollars, detected | |
| EVOLUS INC | 30052C107 | COM | 10,700 | $156,434 | dollars, detected | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,495 | $156,387 | dollars, detected | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 57,162 | $156,053 | dollars, detected | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 5,063 | $155,637 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,000 | $155,600 | dollars, detected | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,550 | $154,958 | dollars, detected | |
| FORTUNA MNG CORP F | 349915108 | COM | 54,194 | $154,692 | dollars, detected | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,927 | $153,004 | dollars, detected | |
| WAITR HLDGS INC | 930752100 | COM | 24,300 | $152,847 | dollars, detected | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,237 | $151,587 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 43,544 | $149,356 | dollars, detected | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,763 | $149,313 | dollars, detected | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 26,400 | $148,632 | dollars, detected | |
| REV Group Inc | 749527107 | Common Stock | 10,300 | $148,423 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 140,835 | $146,469 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 52,896 | $141,232 | dollars, detected | |
| GERON CORP | 374163103 | COM | 99,170 | $139,829 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,969 | $137,417 | dollars, detected | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 42,579 | $132,846 | dollars, detected | |
| CIVEO CORP CDA | 17878Y108 | COM | 75,627 | $130,079 | dollars, detected | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 63,654 | $129,854 | dollars, detected | |
| CATO CORP NEW | 149205106 | CL A | 10,496 | $129,310 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,471 | $129,078 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 713 | $127,905 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 38,017 | $127,737 | dollars, detected | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 64,568 | $127,200 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,780 | $125,543 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 772 | $125,265 | dollars, detected | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,158 | $124,943 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 1,205 | $119,970 | dollars, detected | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,847 | $119,873 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,500 | $118,525 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $117,719 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,996 | $117,683 | dollars, detected | |
| COMSCORE INC | 20564W105 | COM | 22,800 | $117,648 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 33,696 | $116,251 | dollars, detected | |
| HIGHPOINT RES CORP | 43114K108 | COM | 63,036 | $114,726 | dollars, detected | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,599 | $114,251 | dollars, detected | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 4,591 | $114,224 | dollars, detected | |
| CASA SYS INC | 14713L102 | COM | 17,500 | $112,525 | dollars, detected | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,847 | $111,948 | dollars, detected | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,134 | $110,226 | dollars, detected | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,700 | $109,996 | dollars, detected | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 79,836 | $108,577 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 52,396 | $108,460 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,849 | $106,133 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 35,243 | $106,081 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 10,800 | $105,948 | dollars, detected | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 12,900 | $102,813 | dollars, detected | |
| NVE CORP COM NEW | 629445206 | Stock | 1,445 | $100,615 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,324 | $99,512 | dollars, detected | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 11,747 | $97,970 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,149 | $96,381 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,225 | $94,991 | dollars, detected | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 3,751 | $94,638 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,193 | $91,536 | dollars, detected | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,402 | $91,158 | dollars, detected | |
| NOVAVAX INC | 670002401 | COM NEW | 15,505 | $90,859 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,670 | $90,765 | dollars, detected | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,862 | $90,679 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,216 | $90,616 | dollars, detected | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 470 | $90,170 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,472 | $89,486 | dollars, detected | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 3,376 | $88,789 | dollars, detected | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,300 | $87,937 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,595 | $87,661 | dollars, detected | |
| RYERSON HLDG CORP | 783754104 | COM | 10,374 | $86,415 | dollars, detected | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,488 | $86,397 | dollars, detected | |
| BEST INC | 08653C106 | SPONSORED ADS | 15,500 | $85,405 | dollars, detected | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 55,233 | $85,059 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 459 | $83,758 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,448 | $82,464 | dollars, detected | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 85,525 | $79,008 | dollars, detected | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,540 | $76,538 | dollars, detected | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 15,774 | $75,716 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,565 | $74,776 | dollars, detected | |
| OPTINOSE INC | 68404V100 | COM | 10,207 | $72,266 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 7,858 | $70,015 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,855 | $68,357 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,542 | $67,200 | dollars, detected | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,476 | $63,171 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 245 | $61,625 | dollars, detected | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 10,063 | $61,385 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,438 | $59,780 | dollars, detected | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,260 | $59,713 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,110 | $58,858 | dollars, detected | |
| AMYRIS INC | 03236M200 | COM NEW | 16,100 | $57,316 | dollars, detected | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 92,676 | $56,533 | dollars, detected | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 276 | $56,199 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,735 | $55,850 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 667 | $54,461 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,212 | $53,837 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,993 | $53,751 | dollars, detected | |
| COVIA HLDGS CORP | 22305A103 | COM | 26,841 | $52,607 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,053 | $50,576 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 2,088 | $50,488 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 326 | $50,194 | dollars, detected | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,000 | $47,200 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,601 | $46,861 | dollars, detected | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 264,191 | $46,709 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 305 | $45,601 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,000 | $45,456 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,802 | $44,600 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $44,551 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,807 | $44,109 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,103 | $42,885 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $41,620 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 7,600 | $41,466 | dollars, detected | principal |
| SCHD | 808524797 | COM | 781 | $41,448 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $41,270 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 766 | $40,950 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,773 | $40,885 | dollars, detected | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,358 | $40,496 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,232 | $39,980 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 504 | $39,594 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 520 | $39,234 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 762 | $39,045 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 281 | $38,514 | dollars, detected | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 223 | $38,436 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 2,430 | $38,321 | dollars, detected | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,024 | $37,601 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,869 | $37,436 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,845 | $36,967 | dollars, detected | |
| CAE INC COM | 124765108 | Stock | 1,348 | $36,207 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 241 | $35,817 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 178 | $35,224 | dollars, detected | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 375 | $34,354 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 872 | $33,729 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 208 | $33,575 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,144 | $33,451 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 759 | $33,449 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,665 | $32,966 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 521 | $32,161 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 747 | $30,896 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,898 | $30,210 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 233 | $30,194 | dollars, detected | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 410 | $29,889 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,651 | $29,388 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 445 | $28,369 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,200 | $28,224 | dollars, detected | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,358 | $27,941 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $27,211 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 241 | $26,515 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 495 | $26,171 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 674 | $26,104 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,234 | $26,037 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 348 | $24,606 | dollars, detected | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 662 | $24,189 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 346 | $22,469 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 225 | $22,230 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $21,480 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,411 | $21,265 | dollars, detected | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,296 | $21,216 | dollars, detected | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 641 | $21,159 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 351 | $20,583 | dollars, detected | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 92 | $19,304 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $19,159 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 835 | $18,879 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 215 | $18,858 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 81 | $17,695 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $17,337 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 282 | $16,387 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 257 | $16,021 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 299 | $15,979 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $14,627 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $14,580 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,223 | $14,517 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,165 | $13,479 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 93 | $13,375 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 400 | $13,288 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $13,099 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $12,800 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 220 | $12,351 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 173 | $12,001 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 372 | $11,759 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 991 | $11,456 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $10,892 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,549 | $10,505 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 275 | $10,296 | dollars, detected | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,000 | $10,173 | dollars, detected | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 240 | $10,003 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 62 | $9,812 | dollars, detected | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 275 | $9,606 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 162 | $9,360 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 194 | $9,326 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 95 | $9,081 | dollars, detected | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 215 | $8,802 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 80 | $8,624 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 208 | $8,570 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 330 | $8,527 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 200 | $8,422 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 253 | $8,405 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 319 | $8,313 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 71 | $7,746 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 30 | $6,426 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,320 | $6,270 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 121 | $6,204 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $5,943 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 111 | $5,941 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 156 | $5,594 | dollars, detected | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $5,486 | dollars, detected | principal |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 368 | $5,181 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,101 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,000 | $4,983 | dollars, detected | principal |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 153 | $4,708 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 94 | $4,691 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 74 | $4,655 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 103 | $4,423 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 128 | $4,192 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,058 | $4,179 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 190 | $4,129 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 344 | $3,818 | dollars, detected | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 112 | $3,807 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 83 | $3,547 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 85 | $3,426 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 135 | $3,368 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,000 | $3,364 | dollars, detected | principal |
| METHANEX CORP COM | 59151K108 | Stock | 72 | $3,273 | dollars, detected | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 153 | $3,195 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 251 | $3,188 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 53 | $3,138 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 63 | $2,865 | dollars, detected | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 340 | $2,710 | dollars, detected | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 179 | $2,705 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22 | $2,609 | dollars, detected | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 312 | $2,502 | dollars, detected | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 1,189 | $2,485 | dollars, detected | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 58 | $2,317 | dollars, detected | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 445 | $2,225 | dollars, detected | |
| FARMER BROS CO | 307675108 | COM | 133 | $2,177 | dollars, detected | |
| ERA GROUP INC | 26885G109 | COM | 260 | $2,168 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,113 | dollars, detected | |
| WINMARK CORP | 974250102 | COM | 12 | $2,078 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,065 | dollars, detected | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 147 | $2,032 | dollars, detected | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 64 | $1,989 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 47 | $1,856 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,785 | dollars, detected | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 57 | $1,692 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 37 | $1,675 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $1,566 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30 | $1,533 | dollars, detected | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15 | $1,399 | dollars, detected | |
| Allegiance Bancshares | 01748H107 | COM | 41 | $1,367 | dollars, detected | |
| MECHEL PREF SPON ADR | 583840509 | COM | 1,512 | $1,361 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 27 | $1,268 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 36 | $1,155 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9 | $1,132 | dollars, detected | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 67 | $1,112 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 489 | $1,081 | dollars, detected | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 52 | $1,060 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $960 | dollars, detected | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 84 | $916 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 28 | $871 | dollars, detected | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 157 | $860 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 31 | $858 | dollars, detected | |
| ASTEC INDS INC | 046224101 | COM | 26 | $847 | dollars, detected | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 61 | $833 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100 | $761 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29 | $721 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 46 | $494 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 70 | $351 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $5 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-19-000013 | this filing | 2019-08-15 | acceptance time not in the bulk data set |