13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 2,791 holding rows worth $134,828,928,000.
- Accession
- 0000861177-19-000010
- Filer
- CIK 861177
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 14,066 entries on the cover page, a total value of $134,828,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,828,928,050 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04293
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD PUBLIC SECURITIES GROUP LLC 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-01911
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- reports for this filerNOMURA ASSET MANAGEMENT SINGAPORE LTD. 028-13391
- reports for this filerJACOBS LEVY EQUITY MANAGEMENT, INC. 028-03059
- reports for this filerWELLS CAPITAL MANAGEMENT, INC. 028-04413
- reports for this filerMELLON INVESTMENT CORP 028-02900
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GNC HLDGS INC | 36191G107 | COM CL A | 63,140 | $172,372 | dollars, detected | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 30,400 | $172,064 | dollars, detected | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,828 | $170,585 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,406 | $170,080 | dollars, detected | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 7,170 | $169,069 | dollars, detected | |
| RADNET INC | 750491102 | COM | 13,562 | $168,033 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,573 | $166,738 | dollars, detected | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 11,400 | $165,756 | dollars, detected | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 45,949 | $164,957 | dollars, detected | |
| GERON CORP | 374163103 | COM | 99,170 | $164,622 | dollars, detected | |
| DERMIRA INC | 24983L104 | COM | 12,064 | $163,467 | dollars, detected | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,309 | $161,115 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,789 | $160,981 | dollars, detected | |
| KIMBALL INTL INC | 494274103 | CL B | 11,374 | $160,828 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 18,000 | $158,940 | dollars, detected | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 11,599 | $157,746 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,879 | $156,416 | dollars, detected | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 63,654 | $155,952 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,099 | $155,835 | dollars, detected | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 31,300 | $155,561 | dollars, detected | |
| TAILORED BRANDS INC | 87403A107 | COM | 19,782 | $155,091 | dollars, detected | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,956 | $154,087 | dollars, detected | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,099 | $152,500 | dollars, detected | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 12,900 | $152,091 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 50,084 | $151,755 | dollars, detected | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 273,782 | $150,828 | dollars, detected | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,700 | $150,675 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,349 | $150,125 | dollars, detected | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 4,549 | $147,524 | dollars, detected | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 19,000 | $147,341 | dollars, detected | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,905 | $147,022 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18,200 | $145,964 | dollars, detected | |
| CENTURY ALUM CO | 156431108 | COM | 16,400 | $145,632 | dollars, detected | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,927 | $145,585 | dollars, detected | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 4,211 | $145,237 | dollars, detected | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,763 | $145,221 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 38,017 | $144,084 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,643 | $142,711 | dollars, detected | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 25,700 | $139,551 | dollars, detected | |
| HIGHPOINT RES CORP | 43114K108 | COM | 63,036 | $139,310 | dollars, detected | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,200 | $138,924 | dollars, detected | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 42,579 | $137,955 | dollars, detected | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,134 | $135,946 | dollars, detected | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 25,480 | $131,986 | dollars, detected | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 10,700 | $130,540 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,471 | $130,106 | dollars, detected | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,158 | $126,772 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 289,895 | $124,655 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 801 | $124,539 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 43,544 | $123,230 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,996 | $121,428 | dollars, detected | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,555 | $119,820 | dollars, detected | |
| NIO INC SPON ADS | 62914V106 | ADR | 23,200 | $118,320 | dollars, detected | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,800 | $117,272 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $116,204 | dollars, detected | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,198 | $114,612 | dollars, detected | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 15,774 | $114,362 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 657 | $113,273 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,500 | $113,025 | dollars, detected | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,910 | $110,809 | dollars, detected | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,700 | $106,266 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,849 | $106,207 | dollars, detected | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15,172 | $99,074 | dollars, detected | |
| HARMONIC INC | 413160102 | COM | 18,200 | $98,644 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,396 | $98,620 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,324 | $96,877 | dollars, detected | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,455 | $95,665 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 52,396 | $95,361 | dollars, detected | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 23,588 | $94,116 | dollars, detected | |
| POTBELLY CORP | 73754Y100 | COM | 10,900 | $92,759 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,149 | $92,274 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,216 | $91,229 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,223 | $90,209 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,670 | $88,978 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,472 | $88,473 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $87,000 | dollars, detected | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,226 | $85,812 | dollars, detected | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,776 | $82,155 | dollars, detected | |
| BEST INC | 08653C106 | SPONSORED ADS | 15,500 | $81,065 | dollars, detected | |
| CIVEO CORP CDA | 17878Y108 | COM | 38,469 | $80,785 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,448 | $79,843 | dollars, detected | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,405 | $78,285 | dollars, detected | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 11,747 | $76,238 | dollars, detected | |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,400 | $76,076 | dollars, detected | |
| NN INC | 629337106 | COM | 10,000 | $74,900 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,565 | $73,007 | dollars, detected | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,060 | $73,006 | dollars, detected | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 10,528 | $72,327 | dollars, detected | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,200 | $72,016 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 445 | $69,852 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 700 | $68,726 | dollars, detected | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,368 | $68,094 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,110 | $67,071 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,855 | $65,704 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,583 | $64,523 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,542 | $63,006 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 810 | $62,986 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 6,550 | $62,422 | dollars, detected | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 46,519 | $60,940 | dollars, detected | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 98,651 | $60,177 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 333 | $59,427 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 245 | $57,645 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,735 | $57,064 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 282 | $56,282 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,019 | $55,523 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,000 | $55,496 | dollars, detected | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 276 | $55,052 | dollars, detected | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 27,600 | $54,096 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,978 | $50,358 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 2,088 | $49,736 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 721 | $49,064 | dollars, detected | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 2,041 | $48,800 | dollars, detected | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,676 | $48,386 | dollars, detected | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,260 | $47,504 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,005 | $46,873 | dollars, detected | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 782 | $46,177 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,802 | $44,131 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $44,069 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,232 | $43,373 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 960 | $43,142 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 777 | $41,787 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,103 | $40,976 | dollars, detected | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,298 | $40,899 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $40,649 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 766 | $40,414 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 504 | $39,851 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $39,799 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 305 | $39,345 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 520 | $38,906 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 281 | $38,744 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 7,600 | $38,345 | dollars, detected | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,640 | $38,015 | dollars, detected | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 223 | $37,174 | dollars, detected | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,782 | $36,973 | dollars, detected | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,024 | $36,803 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,147 | $35,872 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 241 | $35,557 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,979 | $35,385 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,869 | $35,268 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,624 | $34,835 | dollars, detected | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 428 | $34,501 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 249 | $34,008 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 178 | $33,927 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 433 | $33,536 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 2,430 | $33,315 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,665 | $33,153 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 762 | $33,147 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 759 | $32,933 | dollars, detected | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 450 | $32,400 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,144 | $31,414 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 872 | $31,366 | dollars, detected | |
| CAE INC COM | 124765108 | Stock | 1,348 | $29,858 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 849 | $29,690 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 298 | $29,478 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,200 | $29,232 | dollars, detected | |
| SCHD | 808524797 | COM | 559 | $29,225 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 233 | $29,190 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 321 | $29,063 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 747 | $28,692 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 2,474 | $28,303 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 464 | $28,002 | dollars, detected | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,227 | $27,841 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 208 | $27,830 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $27,086 | dollars, detected | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,358 | $26,805 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,288 | $25,902 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 495 | $25,864 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 430 | $25,284 | dollars, detected | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,691 | $25,111 | dollars, detected | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,999 | $24,478 | dollars, detected | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 662 | $23,534 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 348 | $22,141 | dollars, detected | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 872 | $22,044 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 374 | $21,718 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $21,316 | dollars, detected | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 641 | $20,993 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 346 | $20,058 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 535 | $19,827 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,270 | $19,704 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 618 | $19,121 | dollars, detected | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 92 | $18,667 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $17,979 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $17,385 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 81 | $17,076 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 159 | $16,606 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 299 | $15,793 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 282 | $15,417 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $15,140 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,165 | $14,143 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 376 | $13,991 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $13,828 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,223 | $13,734 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 183 | $13,564 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,053 | $13,489 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 400 | $12,985 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $12,976 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $12,126 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $10,470 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 370 | $10,053 | dollars, detected | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,000 | $9,927 | dollars, detected | principal |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 275 | $9,739 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 311 | $9,709 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 95 | $9,529 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 62 | $9,410 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 162 | $9,333 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 65 | $9,029 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 253 | $8,602 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 200 | $8,492 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 319 | $8,399 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 208 | $7,993 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 71 | $7,938 | dollars, detected | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000 | $7,088 | dollars, detected | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,814 | $6,603 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,320 | $6,534 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 483 | $6,284 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $6,167 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 54 | $6,122 | dollars, detected | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,000 | $6,118 | dollars, detected | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 111 | $5,974 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 368 | $5,656 | dollars, detected | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $5,532 | dollars, detected | principal |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 154 | $5,430 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 156 | $5,310 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,063 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,000 | $4,982 | dollars, detected | principal |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 202 | $4,949 | dollars, detected | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 153 | $4,798 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 190 | $4,693 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,058 | $4,560 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000 | $4,392 | dollars, detected | principal |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 103 | $4,313 | dollars, detected | |
| ERA GROUP INC | 26885G109 | COM | 359 | $4,143 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 70 | $4,120 | dollars, detected | |
| FARMER BROS CO | 307675108 | COM | 203 | $4,062 | dollars, detected | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 513 | $3,996 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 128 | $3,968 | dollars, detected | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $3,928 | dollars, detected | principal |
| WPP PLC NEW ADR | 92937A102 | ADR | 74 | $3,907 | dollars, detected | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 234 | $3,714 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 85 | $3,686 | dollars, detected | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 66 | $3,681 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 36 | $3,588 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,000 | $3,410 | dollars, detected | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 59 | $2,939 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 63 | $2,797 | dollars, detected | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 134 | $2,700 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22 | $2,468 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,444 | dollars, detected | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 312 | $2,393 | dollars, detected | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 445 | $2,367 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 251 | $2,329 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $2,284 | dollars, detected | |
| WINMARK CORP | 974250102 | COM | 12 | $2,263 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,244 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,085 | dollars, detected | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 556 | $1,996 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 161 | $1,898 | dollars, detected | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 144 | $1,721 | dollars, detected | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 57 | $1,678 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,645 | dollars, detected | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15 | $1,628 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 192 | $1,559 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30 | $1,448 | dollars, detected | |
| Allegiance Bancshares | 01748H107 | COM | 41 | $1,383 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 24 | $1,278 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31 | $1,192 | dollars, detected | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 67 | $1,179 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $1,174 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9 | $1,109 | dollars, detected | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 52 | $1,084 | dollars, detected | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 84 | $1,075 | dollars, detected | |
| ASTEC INDS INC | 046224101 | COM | 26 | $982 | dollars, detected | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 75 | $971 | dollars, detected | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 112 | $958 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $957 | dollars, detected | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $927 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 489 | $919 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $915 | dollars, detected | |
| METHANEX CORP COM | 59151K108 | Stock | 16 | $910 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $853 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 31 | $848 | dollars, detected | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 157 | $842 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100 | $800 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7 | $747 | dollars, detected | |
| LSB INDS INC | 502160104 | COM | 119 | $743 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 9 | $716 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 53 | $666 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 150 | $452 | dollars, detected | |
| VANGUARD STAR FDS | 921909768 | COM | 6 | $311 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4 | $30 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-19-000010 | this filing | 2019-05-14 | acceptance time not in the bulk data set |