13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 2,770 holding rows worth $116,034,907,000.
- Accession
- 0000861177-19-000006
- Filer
- CIK 861177
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 12,620 entries on the cover page, a total value of $116,034,907,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,034,907,055 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-10952
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerSAPIENCE INVESTMENTS LLC 028-17843
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerBNY MELLON AMNA (f/k/a STANDISH MELLON ASSET MANAGEMENT COMPANY, LLC) 028-02900
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- reports for this filerNOMURA ASSET MANAGEMENT SINGAPORE LTD 028-13391
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,500 | $119,380 | dollars, detected | |
| ARQULE INC | 04269E107 | COM | 42,684 | $118,235 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,204 | $115,159 | dollars, detected | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,036 | $114,627 | dollars, detected | |
| WILLSCOT CORP | 971375126 | COM | 12,148 | $114,434 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 2,575 | $113,068 | dollars, detected | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,600 | $112,896 | dollars, detected | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 100,000 | $109,794 | dollars, detected | principal |
| MERCER INTL INC | 588056101 | COM | 10,355 | $108,106 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 792 | $106,516 | dollars, detected | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 25,599 | $105,724 | dollars, detected | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 11,200 | $105,616 | dollars, detected | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 3,416 | $105,213 | dollars, detected | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,119 | $101,024 | dollars, detected | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 46,500 | $100,905 | dollars, detected | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,651 | $100,768 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $100,007 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 38,017 | $98,844 | dollars, detected | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 13,972 | $97,804 | dollars, detected | |
| GERON CORP | 374163103 | COM | 96,848 | $96,848 | dollars, detected | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,800 | $96,728 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,884 | $95,508 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,567 | $94,521 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,267 | $93,196 | dollars, detected | |
| MGC | 921910873 | COM | 1,065 | $92,527 | dollars, detected | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,699 | $92,225 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,963 | $91,574 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,603 | $91,391 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,216 | $91,127 | dollars, detected | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 19,030 | $86,016 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,664 | $85,929 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,716 | $85,907 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,149 | $85,096 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 37,500 | $82,125 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 34,053 | $81,728 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,623 | $80,939 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 2,264 | $80,349 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 35,243 | $79,649 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $78,300 | dollars, detected | |
| DERMIRA INC | 24983L104 | COM | 10,864 | $78,112 | dollars, detected | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,398 | $76,415 | dollars, detected | |
| HARMONIC INC | 413160102 | COM | 16,000 | $75,520 | dollars, detected | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 98,651 | $74,984 | dollars, detected | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,226 | $72,390 | dollars, detected | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,700 | $70,488 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 52,396 | $70,211 | dollars, detected | |
| SMART & FINAL STORES INC | 83190B101 | COM | 14,500 | $68,730 | dollars, detected | |
| ECLIPSE RES CORP | 27890G100 | COM | 64,773 | $68,012 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,473 | $64,076 | dollars, detected | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,800 | $64,008 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 700 | $62,517 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 835 | $62,383 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,855 | $60,529 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 3,416 | $59,507 | dollars, detected | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,800 | $57,822 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,110 | $57,147 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 6,550 | $56,834 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 326 | $56,352 | dollars, detected | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 15,600 | $56,160 | dollars, detected | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,805 | $55,450 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 333 | $53,723 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,014 | $53,154 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,974 | $52,903 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,735 | $52,571 | dollars, detected | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,214 | $52,035 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,356 | $52,003 | dollars, detected | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,748 | $50,290 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 245 | $47,626 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 20,300 | $47,502 | dollars, detected | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 276 | $45,947 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,583 | $45,538 | dollars, detected | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,060 | $44,665 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,367 | $44,414 | dollars, detected | |
| WOORI BK | 98105T104 | ADR | 1,050 | $44,226 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 721 | $43,210 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,102 | $43,133 | dollars, detected | |
| TREDEGAR CORP | 894650100 | COM | 2,709 | $42,965 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,025 | $42,925 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,400 | $41,760 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,005 | $41,376 | dollars, detected | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 782 | $41,055 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 359 | $40,039 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,797 | $39,773 | dollars, detected | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 885 | $39,427 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $39,283 | dollars, detected | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 842 | $37,907 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 358 | $37,733 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,930 | $37,693 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 695 | $36,800 | dollars, detected | |
| STANDEX INTL CORP | 854231107 | COM | 545 | $36,613 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,696 | $36,532 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,901 | $36,138 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $35,866 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,147 | $35,404 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 895 | $35,012 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 305 | $34,776 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 281 | $34,611 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 520 | $33,982 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,147 | $33,964 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,232 | $33,904 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 262 | $33,853 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $33,140 | dollars, detected | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 36,201 | $33,052 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 206 | $32,946 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 698 | $32,806 | dollars, detected | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 223 | $32,763 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 241 | $31,776 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,144 | $29,984 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 433 | $29,907 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 7,600 | $29,766 | dollars, detected | principal |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,260 | $29,549 | dollars, detected | |
| KKR & CO INC | 48251W104 | COM | 1,476 | $28,974 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 208 | $28,775 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 872 | $26,474 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,200 | $26,432 | dollars, detected | |
| SCHD | 808524797 | COM | 559 | $26,256 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 776 | $25,755 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 601 | $25,230 | dollars, detected | |
| CAE INC COM | 124765108 | Stock | 1,348 | $24,736 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,833 | $24,214 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $24,075 | dollars, detected | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,999 | $23,998 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,032 | $23,700 | dollars, detected | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 662 | $23,693 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,288 | $23,648 | dollars, detected | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,197 | $23,425 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1,470 | $22,873 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 430 | $22,532 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 452 | $21,908 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 220 | $21,564 | dollars, detected | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,358 | $20,785 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 208 | $20,684 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 348 | $20,086 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $19,889 | dollars, detected | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 641 | $18,768 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $18,637 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 250 | $18,635 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 618 | $18,101 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 365 | $18,049 | dollars, detected | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 411 | $17,739 | dollars, detected | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 235 | $17,517 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 201 | $17,286 | dollars, detected | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 239 | $16,747 | dollars, detected | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 485 | $16,733 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 96 | $16,658 | dollars, detected | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 92 | $16,543 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,310 | $16,239 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $15,919 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 534 | $15,919 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $15,890 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $15,397 | dollars, detected | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 195 | $15,389 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,223 | $13,612 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $13,365 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 252 | $13,238 | dollars, detected | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 200 | $12,518 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 446 | $12,443 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,165 | $12,419 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,065 | $12,322 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 376 | $12,220 | dollars, detected | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,444 | $11,985 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 199 | $11,530 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $11,496 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $11,412 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 400 | $11,368 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 1,909 | $11,034 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 364 | $10,964 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 294 | $10,496 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,610 | $10,283 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $10,097 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 370 | $9,787 | dollars, detected | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,000 | $9,500 | dollars, detected | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 288 | $9,423 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 193 | $9,320 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 168 | $8,706 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 275 | $8,564 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 95 | $8,057 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 62 | $7,969 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 319 | $7,911 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,618 | $7,880 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 162 | $7,852 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 200 | $7,640 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 65 | $7,583 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 80 | $7,312 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 483 | $7,124 | dollars, detected | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000 | $7,099 | dollars, detected | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 71 | $6,847 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 208 | $6,781 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 127 | $6,656 | dollars, detected | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,000 | $6,098 | dollars, detected | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $5,473 | dollars, detected | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $5,415 | dollars, detected | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 5,000 | $4,963 | dollars, detected | principal |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 119 | $4,808 | dollars, detected | |
| FARMER BROS CO | 307675108 | COM | 203 | $4,736 | dollars, detected | |
| HEALTHSTREAM INC | 42222N103 | COM | 193 | $4,661 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $4,660 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 202 | $4,650 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 156 | $4,636 | dollars, detected | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 210 | $4,341 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $4,223 | dollars, detected | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 696 | $4,106 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 74 | $4,055 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 79 | $4,050 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 73 | $3,557 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 103 | $3,557 | dollars, detected | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 338 | $3,549 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 254 | $3,439 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 70 | $3,394 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000 | $3,394 | dollars, detected | principal |
| CRH PLC ADS | 12626K203 | ADR | 128 | $3,373 | dollars, detected | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 234 | $3,339 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,000 | $3,338 | dollars, detected | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42 | $3,327 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 816 | $3,060 | dollars, detected | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $2,841 | dollars, detected | principal |
| CAMECO CORP COM | 13321L108 | Stock | 221 | $2,508 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215 | $2,492 | dollars, detected | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 200 | $2,308 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,261 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 22 | $2,205 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,190 | $2,130 | dollars, detected | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 147 | $2,126 | dollars, detected | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 445 | $2,083 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 29 | $2,081 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,069 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $1,983 | dollars, detected | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 251 | $1,965 | dollars, detected | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 144 | $1,950 | dollars, detected | |
| WINMARK CORP | 974250102 | COM | 12 | $1,908 | dollars, detected | |
| CIRCOR INTL INC | 17273K109 | COM | 89 | $1,896 | dollars, detected | |
| MOVADO GROUP INC COM | 624580106 | Stock | 57 | $1,802 | dollars, detected | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 312 | $1,778 | dollars, detected | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 187 | $1,777 | dollars, detected | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15 | $1,754 | dollars, detected | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 57 | $1,630 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 192 | $1,565 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 15 | $1,563 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,533 | dollars, detected | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2 | $1,482 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 27 | $1,433 | dollars, detected | |
| LYDALL INC | 550819106 | COMMON STOCK | 70 | $1,422 | dollars, detected | |
| METHANEX CORP COM | 59151K108 | Stock | 28 | $1,349 | dollars, detected | |
| Allegiance Bancshares | 01748H107 | COM | 41 | $1,327 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 18 | $1,271 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30 | $1,257 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31 | $1,187 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12 | $1,136 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $1,111 | dollars, detected | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 67 | $1,111 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9 | $1,093 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 51 | $1,075 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 24 | $990 | dollars, detected | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 52 | $941 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $903 | dollars, detected | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 84 | $895 | dollars, detected | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 17 | $889 | dollars, detected | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $851 | dollars, detected | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 156 | $825 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $824 | dollars, detected | |
| KELLY SVCS INC | 488152208 | CL A | 39 | $799 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 81 | $794 | dollars, detected | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 31 | $785 | dollars, detected | |
| ASTEC INDS INC | 046224101 | COM | 26 | $785 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $766 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100 | $754 | dollars, detected | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 32 | $727 | dollars, detected | |
| LSB INDS INC | 502160104 | COM | 119 | $657 | dollars, detected | |
| LAKELAND FINL CORP | 511656100 | COM | 15 | $602 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $2 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-19-000006 | this filing | 2019-02-13 | acceptance time not in the bulk data set |