13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 2,763 holding rows worth $134,530,803,000.
- Accession
- 0000861177-18-000009
- Filer
- CIK 861177
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 12,671 entries on the cover page, a total value of $134,530,803,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,530,803,006 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPRINCIPAL GLOBAL INVESTORS LLC d/b/a MACRO CURRENCY GROUP 028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,200 | $137,314 | dollars, detected | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 80,394 | $136,670 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 844 | $134,905 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,054 | $134,345 | dollars, detected | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,699 | $132,668 | dollars, detected | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,434 | $130,122 | dollars, detected | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 46,500 | $125,550 | dollars, detected | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,800 | $124,200 | dollars, detected | |
| ACHAOGEN INC | 004449104 | COM | 30,496 | $121,680 | dollars, detected | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 16,398 | $121,673 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,204 | $121,154 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,705 | $120,015 | dollars, detected | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 102,000 | $118,609 | dollars, detected | principal |
| ALTA MESA RES INC | 02133L109 | CL A | 28,100 | $117,458 | dollars, detected | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 82,005 | $117,267 | dollars, detected | |
| COVIA HLDGS CORP | 22305A103 | COM | 13,060 | $117,148 | dollars, detected | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 648 | $116,932 | dollars, detected | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 68,000 | $116,280 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,031 | $115,811 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,110 | $115,321 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 5,500 | $113,905 | dollars, detected | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,300 | $113,565 | dollars, detected | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 70,733 | $113,173 | dollars, detected | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 26,800 | $111,220 | dollars, detected | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 98,651 | $110,489 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,451 | $110,029 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,567 | $109,531 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $104,584 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,831 | $104,407 | dollars, detected | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,778 | $97,758 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,600 | $95,040 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,570 | $92,649 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 400 | $86,572 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,840 | $86,539 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 37,500 | $85,500 | dollars, detected | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 36,201 | $85,072 | dollars, detected | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,100 | $84,420 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $83,300 | dollars, detected | |
| SMART & FINAL STORES INC | 83190B101 | COM | 14,500 | $82,650 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 812 | $81,557 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 796 | $80,531 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,000 | $77,300 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 542 | $77,235 | dollars, detected | |
| ECLIPSE RES CORP | 27890G100 | COM | 64,773 | $77,080 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 748 | $74,620 | dollars, detected | |
| KKR & CO INC | 48251W104 | COM | 2,550 | $69,539 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,855 | $69,340 | dollars, detected | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,214 | $67,655 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,367 | $66,382 | dollars, detected | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,999 | $64,195 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,410 | $63,549 | dollars, detected | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,085 | $62,756 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,735 | $60,170 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,583 | $60,055 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 20,300 | $58,870 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 13,979 | $58,852 | dollars, detected | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 276 | $58,694 | dollars, detected | |
| TREDEGAR CORP | 894650100 | COM | 2,709 | $58,650 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 377 | $57,964 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 245 | $57,754 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 508 | $57,440 | dollars, detected | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 457 | $55,727 | dollars, detected | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 58,466 | $55,543 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,621 | $54,858 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 375 | $52,260 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 684 | $52,100 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 8,000 | $51,600 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 252 | $50,838 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 438 | $49,126 | dollars, detected | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 7,739 | $48,756 | dollars, detected | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 782 | $48,703 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 841 | $47,971 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 911 | $47,445 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,527 | $47,381 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,005 | $46,984 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,673 | $46,643 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 359 | $46,534 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $45,826 | dollars, detected | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,104 | $45,678 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 291 | $44,739 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,400 | $44,575 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $44,277 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,869 | $44,164 | dollars, detected | |
| ANDEAVOR | 03349M105 | COM | 273 | $41,906 | dollars, detected | |
| CAE INC COM | 124765108 | Stock | 2,000 | $40,640 | dollars, detected | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,197 | $40,461 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $40,410 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 206 | $39,968 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 484 | $39,945 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 415 | $38,915 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 305 | $38,284 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 202 | $37,839 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 916 | $36,759 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 218 | $36,478 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,000 | $35,900 | dollars, detected | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 894 | $35,545 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,515 | $34,800 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 433 | $34,670 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 206 | $34,388 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 491 | $33,447 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 544 | $32,809 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 570 | $31,966 | dollars, detected | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,432 | $31,876 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 985 | $31,855 | dollars, detected | |
| SCHD | 808524797 | COM | 599 | $31,747 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 646 | $31,189 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $31,041 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,194 | $29,229 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 255 | $28,754 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 466 | $28,668 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 285 | $28,152 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,200 | $27,888 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,433 | $27,712 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,288 | $27,525 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 2,077 | $27,229 | dollars, detected | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 485 | $26,045 | dollars, detected | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 426 | $25,709 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,538 | $25,456 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 487 | $25,222 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 660 | $25,133 | dollars, detected | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,679 | $24,876 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 808 | $24,587 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $24,294 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 366 | $24,277 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,828 | $23,709 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 589 | $22,759 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $22,319 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 140 | $21,858 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 779 | $21,329 | dollars, detected | |
| MGC | 921910873 | COM | 210 | $21,103 | dollars, detected | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 562 | $20,181 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 96 | $19,677 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 315 | $19,618 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $19,498 | dollars, detected | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 92 | $19,243 | dollars, detected | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $19,220 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 340 | $19,098 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 581 | $19,022 | dollars, detected | |
| KLX INC | 482539103 | COM | 299 | $18,771 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 201 | $18,743 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $18,633 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $18,360 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 348 | $18,037 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $16,946 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $14,703 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $14,644 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,112 | $14,623 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $14,574 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 376 | $14,378 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,270 | $14,051 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $13,544 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 140 | $13,534 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 400 | $13,184 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,028 | $13,014 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 102 | $10,895 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 427 | $10,295 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 252 | $10,196 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 204 | $9,704 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $9,627 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 193 | $9,619 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 275 | $9,593 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 108 | $9,396 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 389 | $9,375 | dollars, detected | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 523 | $9,336 | dollars, detected | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 4,000 | $9,180 | dollars, detected | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 92 | $9,055 | dollars, detected | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 200 | $8,906 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 296 | $8,904 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 61 | $8,634 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 152 | $8,621 | dollars, detected | |
| GLOBANT S A | L44385109 | COM | 143 | $8,436 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 200 | $8,282 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 216 | $8,217 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $8,049 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 250 | $7,725 | dollars, detected | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000 | $7,679 | dollars, detected | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 4,000 | $7,389 | dollars, detected | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,000 | $7,254 | dollars, detected | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,600 | $6,637 | dollars, detected | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 65 | $6,232 | dollars, detected | |
| WOORI BK | 98105T104 | ADR | 137 | $6,210 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 202 | $5,888 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 180 | $5,859 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 55 | $5,760 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 144 | $5,743 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 444 | $5,683 | dollars, detected | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 44 | $5,639 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 108 | $5,552 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 74 | $5,422 | dollars, detected | |
| FARMER BROS CO | 307675108 | COM | 203 | $5,359 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,313 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 103 | $5,255 | dollars, detected | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 60 | $4,802 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 73 | $4,605 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 134 | $4,583 | dollars, detected | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 204 | $4,543 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 305 | $4,529 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $4,368 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 128 | $4,188 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,000 | $4,070 | dollars, detected | principal |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 34 | $4,046 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 816 | $3,941 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 203 | $3,786 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $3,694 | dollars, detected | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,000 | $3,599 | dollars, detected | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,000 | $3,559 | dollars, detected | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100 | $3,558 | dollars, detected | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 272 | $3,482 | dollars, detected | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 383 | $3,374 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42 | $3,305 | dollars, detected | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 103 | $3,297 | dollars, detected | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 50 | $3,268 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 370 | $3,208 | dollars, detected | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 201 | $3,126 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 175 | $3,124 | dollars, detected | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 187 | $3,104 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 190 | $3,019 | dollars, detected | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 95 | $2,932 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 54 | $2,919 | dollars, detected | |
| HESS CORP | 42809H404 | DEP PDF SR A | 36 | $2,861 | dollars, detected | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 312 | $2,858 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 251 | $2,851 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 130 | $2,821 | dollars, detected | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,000 | $2,785 | dollars, detected | principal |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 453 | $2,759 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,596 | dollars, detected | |
| LYDALL INC | 550819106 | COMMON STOCK | 60 | $2,586 | dollars, detected | |
| NUTRIEN LTD COM | 67077M108 | Stock | 44 | $2,539 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 221 | $2,519 | dollars, detected | |
| INNERWORKINGS INC | 45773Y105 | COM | 311 | $2,463 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $2,363 | dollars, detected | |
| LAKELAND FINL CORP | 511656100 | COM | 49 | $2,278 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215 | $2,249 | dollars, detected | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,000 | $2,137 | dollars, detected | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,082 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 47 | $1,967 | dollars, detected | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15 | $1,945 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 184 | $1,877 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 701 | $1,809 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9 | $1,555 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,521 | dollars, detected | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 109 | $1,436 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 89 | $1,429 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31 | $1,417 | dollars, detected | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2 | $1,390 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30 | $1,319 | dollars, detected | |
| LSB INDS INC | 502160104 | COM | 119 | $1,164 | dollars, detected | |
| AVANOS MED INC | 05350V106 | COM | 16 | $1,096 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $1,085 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9 | $1,072 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $1,051 | dollars, detected | |
| CONVERGYS CORP | 212485106 | COM | 43 | $1,021 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $1,000 | dollars, detected | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $962 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100 | $895 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 51 | $893 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $880 | dollars, detected | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 50 | $770 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 45 | $672 | dollars, detected | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 115 | $628 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 142 | $585 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13 | $428 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-18-000009 | this filing | 2018-11-14 | acceptance time not in the bulk data set |