13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 2,779 holding rows worth $130,487,925,000.
- Accession
- 0000861177-18-000008
- Filer
- CIK 861177
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 12,870 entries on the cover page, a total value of $130,487,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,487,925,062 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPRINCIPAL GLOBAL INVESTORS LLC d/b/a MACRO CURRENCY GROUP 028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,063 | $175,204 | dollars, detected | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,733 | $174,929 | dollars, detected | |
| ROCKWELL MED INC | 774374102 | COM | 35,243 | $173,748 | dollars, detected | |
| ACCURAY INC DEL | 004397105 | COM | 41,697 | $170,958 | dollars, detected | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,000 | $170,500 | dollars, detected | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 59,956 | $169,675 | dollars, detected | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,121 | $166,117 | dollars, detected | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 4,608 | $165,888 | dollars, detected | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,203 | $165,886 | dollars, detected | |
| RADNET INC | 750491102 | COM | 11,000 | $165,000 | dollars, detected | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,069 | $162,718 | dollars, detected | |
| HACKETT GROUP INC | 404609109 | COM | 10,079 | $161,970 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,562 | $161,765 | dollars, detected | |
| TRUECAR INC | 89785L107 | COM | 16,000 | $161,440 | dollars, detected | |
| UMH PPTYS INC | 903002103 | COM | 10,512 | $161,360 | dollars, detected | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,098 | $160,559 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,811 | $160,255 | dollars, detected | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 30,456 | $159,894 | dollars, detected | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 86,300 | $159,420 | dollars, detected | |
| QUINSTREET INC | 74874Q100 | COM | 12,300 | $156,210 | dollars, detected | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,200 | $156,058 | dollars, detected | |
| ESSENDANT INC | 296689102 | COM | 11,799 | $155,983 | dollars, detected | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 21,600 | $155,520 | dollars, detected | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 11,800 | $153,636 | dollars, detected | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 10,899 | $153,022 | dollars, detected | |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,700 | $152,675 | dollars, detected | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,699 | $151,926 | dollars, detected | |
| ISHARES TR | 46435G516 | COM | 2,293 | $149,343 | dollars, detected | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 111,306 | $149,150 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,054 | $143,966 | dollars, detected | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,793 | $142,139 | dollars, detected | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,000 | $141,600 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 952 | $139,963 | dollars, detected | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 80,394 | $139,886 | dollars, detected | |
| MOBILEIRON INC | 60739U204 | COM NEW | 31,200 | $138,840 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,567 | $137,928 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,872 | $137,349 | dollars, detected | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,300 | $137,182 | dollars, detected | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,565 | $135,147 | dollars, detected | |
| GLOBALSTAR INC | 378973408 | COM | 271,270 | $132,895 | dollars, detected | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,292 | $132,443 | dollars, detected | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 100,000 | $131,276 | dollars, detected | principal |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 771 | $130,785 | dollars, detected | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,620 | $126,451 | dollars, detected | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 68,000 | $125,120 | dollars, detected | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 26,800 | $123,280 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,204 | $121,837 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 5,500 | $118,580 | dollars, detected | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 70,733 | $115,294 | dollars, detected | |
| KLONDEX MNS LTD | 498696103 | COM | 48,700 | $113,656 | dollars, detected | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,705 | $112,513 | dollars, detected | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 11,300 | $112,153 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,031 | $111,538 | dollars, detected | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 14,197 | $110,027 | dollars, detected | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,045 | $104,375 | dollars, detected | |
| ECLIPSE RES CORP | 27890G100 | COM | 64,773 | $103,637 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $101,800 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,831 | $101,350 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 415,868 | $89,412 | dollars, detected | |
| iShares U.S. Technology ETF | 464287721 | SHS | 495 | $88,244 | dollars, detected | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,000 | $88,100 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,840 | $86,975 | dollars, detected | |
| SMART & FINAL STORES INC | 83190B101 | COM | 14,500 | $80,475 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 6,100 | $80,459 | dollars, detected | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,999 | $80,273 | dollars, detected | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 400 | $76,988 | dollars, detected | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 37,500 | $75,750 | dollars, detected | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,214 | $75,368 | dollars, detected | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 36,201 | $74,574 | dollars, detected | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 812 | $72,950 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 542 | $72,850 | dollars, detected | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 982 | $70,380 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 713 | $69,689 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,855 | $66,149 | dollars, detected | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 58,466 | $66,067 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,516 | $65,173 | dollars, detected | |
| TREDEGAR CORP | 894650100 | COM | 2,709 | $63,662 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,550 | $63,368 | dollars, detected | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,410 | $63,041 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,400 | $60,908 | dollars, detected | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,169 | $59,619 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,735 | $59,233 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 442 | $58,578 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 1,367 | $58,139 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 523 | $57,771 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 911 | $57,402 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,621 | $56,981 | dollars, detected | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 6,014 | $55,088 | dollars, detected | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 276 | $54,792 | dollars, detected | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 245 | $53,624 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 911 | $52,911 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,487 | $52,759 | dollars, detected | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,104 | $51,127 | dollars, detected | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 438 | $50,550 | dollars, detected | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 1,170 | $48,684 | dollars, detected | |
| VEON LTD | 91822M106 | SPONSORED ADR | 20,300 | $48,314 | dollars, detected | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 782 | $48,101 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 352 | $47,798 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 252 | $47,618 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 443 | $47,064 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,527 | $46,244 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,583 | $45,151 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $45,045 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $44,747 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,263 | $44,369 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 291 | $44,368 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 730 | $43,895 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,005 | $43,778 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,979 | $43,083 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 359 | $42,936 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 810 | $41,521 | dollars, detected | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,000 | $41,000 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,722 | $40,157 | dollars, detected | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,955 | $37,516 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $37,228 | dollars, detected | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 305 | $36,216 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 202 | $35,512 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 218 | $35,323 | dollars, detected | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,672 | $35,280 | dollars, detected | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 916 | $35,248 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 673 | $34,555 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 433 | $34,120 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 206 | $33,634 | dollars, detected | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 695 | $32,436 | dollars, detected | |
| INTERPARFUMS INC COM | 458334109 | Stock | 600 | $32,100 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,194 | $31,056 | dollars, detected | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 985 | $30,929 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $30,841 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 570 | $30,278 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 909 | $30,161 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 285 | $28,412 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,288 | $27,692 | dollars, detected | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,432 | $27,265 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,828 | $26,177 | dollars, detected | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 485 | $25,652 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 466 | $25,593 | dollars, detected | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 412 | $24,712 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 205 | $24,323 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 132 | $24,114 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $23,523 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 834 | $23,485 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $23,438 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 366 | $22,505 | dollars, detected | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 651 | $22,017 | dollars, detected | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 779 | $21,617 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 589 | $21,522 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 660 | $21,232 | dollars, detected | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 562 | $20,187 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 140 | $20,118 | dollars, detected | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 130 | $19,985 | dollars, detected | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 200 | $19,802 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 315 | $19,763 | dollars, detected | |
| MGC | 921910873 | COM | 210 | $19,612 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $19,600 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 187 | $19,392 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 201 | $18,886 | dollars, detected | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 615 | $18,438 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $18,275 | dollars, detected | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 92 | $17,731 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $17,050 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 199 | $16,899 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 156 | $16,346 | dollars, detected | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 160 | $16,302 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,107 | $15,122 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $14,748 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $14,696 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $14,081 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $13,816 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,028 | $13,374 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 400 | $13,010 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 270 | $12,801 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 220 | $11,695 | dollars, detected | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 476 | $11,595 | dollars, detected | |
| UBS GROUP AG SHS | H42097107 | Stock | 730 | $11,198 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 427 | $10,748 | dollars, detected | |
| HYD | 92189F361 | ETF | 341 | $10,731 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $10,468 | dollars, detected | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 196 | $10,363 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $10,081 | dollars, detected | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 211 | $10,039 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 247 | $9,880 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 204 | $9,814 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 225 | $9,720 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 193 | $9,652 | dollars, detected | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 316 | $9,249 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 275 | $9,210 | dollars, detected | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 514 | $8,990 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 251 | $8,760 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 200 | $8,208 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 103 | $8,157 | dollars, detected | |
| GLOBANT S A | L44385109 | COM | 143 | $8,121 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 83 | $7,901 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $7,877 | dollars, detected | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,342 | $7,582 | dollars, detected | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,744 | $7,377 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 250 | $7,365 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 87 | $6,836 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 165 | $6,336 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 414 | $6,028 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 323 | $6,021 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 180 | $5,983 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 150 | $5,750 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 103 | $5,714 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 431 | $5,581 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,275 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 70 | $5,125 | dollars, detected | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 126 | $5,121 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 105 | $5,045 | dollars, detected | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 368 | $4,887 | dollars, detected | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 201 | $4,884 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $4,839 | dollars, detected | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 104 | $4,834 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 108 | $4,794 | dollars, detected | |
| NN INC | 629337106 | COM | 251 | $4,744 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 128 | $4,525 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 39 | $4,307 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 73 | $4,208 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30 | $4,186 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 29 | $3,945 | dollars, detected | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 470 | $3,873 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 230 | $3,834 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 108 | $3,801 | dollars, detected | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 816 | $3,754 | dollars, detected | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 133 | $3,731 | dollars, detected | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 34 | $3,730 | dollars, detected | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 536 | $3,650 | dollars, detected | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 125 | $3,598 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 26 | $3,579 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100 | $3,531 | dollars, detected | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 61 | $3,445 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 64 | $3,404 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 130 | $3,160 | dollars, detected | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 30 | $3,151 | dollars, detected | |
| INNERWORKINGS INC | 45773Y105 | COM | 347 | $3,015 | dollars, detected | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 187 | $3,001 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 54 | $2,895 | dollars, detected | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 453 | $2,827 | dollars, detected | |
| ISHARES TR | 464288687 | COM | 71 | $2,677 | dollars, detected | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 272 | $2,649 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 221 | $2,486 | dollars, detected | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 43 | $2,402 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $2,291 | dollars, detected | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 312 | $2,290 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 600 | $2,267 | dollars, detected | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200 | $2,006 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 67 | $1,984 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $1,919 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215 | $1,901 | dollars, detected | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 129 | $1,882 | dollars, detected | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15 | $1,860 | dollars, detected | |
| WOORI BK | 98105T104 | ADR | 42 | $1,847 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 355 | $1,842 | dollars, detected | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 33 | $1,727 | dollars, detected | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 27 | $1,587 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,539 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 89 | $1,483 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30 | $1,349 | dollars, detected | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2 | $1,199 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $1,104 | dollars, detected | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9 | $1,080 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $1,015 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $972 | dollars, detected | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 74 | $946 | dollars, detected | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $894 | dollars, detected | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 62 | $888 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $886 | dollars, detected | |
| ISHARES TR | 464287192 | US TRSPRTION | 4 | $745 | dollars, detected | |
| FINANCIAL ENGINES INC | 317485100 | COM | 15 | $674 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 45 | $670 | dollars, detected | |
| LSB INDS INC | 502160104 | COM | 119 | $631 | dollars, detected | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9 | $427 | dollars, detected | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8 | $417 | dollars, detected | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 45 | $388 | dollars, detected | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10 | $325 | dollars, detected | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 94 | $265 | dollars, detected | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1 | $88 | dollars, detected | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3 | $66 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4 | $30 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-18-000008 | this filing | 2018-08-14 | acceptance time not in the bulk data set |