13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 2,653 holding rows worth $126,754,899,000.
- Accession
- 0000861177-18-000006
- Filer
- CIK 861177
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 12,663 entries on the cover page, a total value of $126,754,899,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $126,754,899,213 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPRINCIPAL GLOBAL INVESTORS LLC d/b/a MACRO CURRENCY GROUP 028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,339 | $46,249 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,527 | $45,208 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,070 | $45,133 | dollars, detected | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 283 | $44,140 | dollars, detected | |
| ISHARES TR | 464287101 | S&P 100 ETF | 379 | $43,960 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 291 | $41,622 | dollars, detected | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,622 | $41,475 | dollars, detected | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,300 | $40,439 | dollars, detected | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 703 | $39,966 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 226 | $39,290 | dollars, detected | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 14,366 | $38,357 | dollars, detected | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 622 | $37,892 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 762 | $36,325 | dollars, detected | |
| ISHARES TR | 46432F834 | COM | 554 | $34,924 | dollars, detected | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 433 | $34,800 | dollars, detected | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193 | $34,630 | dollars, detected | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 13,399 | $34,033 | dollars, detected | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 851 | $34,031 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 218 | $33,681 | dollars, detected | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 808 | $33,508 | dollars, detected | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,583 | $33,062 | dollars, detected | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 270 | $31,898 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 375 | $31,376 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,828 | $30,948 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 570 | $30,119 | dollars, detected | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 285 | $28,540 | dollars, detected | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 292 | $28,047 | dollars, detected | |
| INTERPARFUMS INC COM | 458334109 | Stock | 586 | $27,630 | dollars, detected | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 727 | $26,615 | dollars, detected | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 466 | $26,459 | dollars, detected | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 733 | $26,278 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 205 | $25,787 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 392 | $25,688 | dollars, detected | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 166 | $25,039 | dollars, detected | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 366 | $23,622 | dollars, detected | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $23,562 | dollars, detected | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 730 | $23,389 | dollars, detected | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 541 | $23,263 | dollars, detected | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 860 | $22,773 | dollars, detected | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 132 | $22,400 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 315 | $20,535 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 255 | $20,382 | dollars, detected | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 140 | $20,304 | dollars, detected | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 280 | $19,250 | dollars, detected | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 200 | $19,216 | dollars, detected | |
| MGC | 921910873 | COM | 210 | $19,024 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 110 | $18,987 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 454 | $17,738 | dollars, detected | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 201 | $17,314 | dollars, detected | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 92 | $17,182 | dollars, detected | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 400 | $16,728 | dollars, detected | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 427 | $16,371 | dollars, detected | |
| ORBOTECH LTD | M75253100 | ORD | 261 | $16,229 | dollars, detected | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 464 | $16,226 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 342 | $16,156 | dollars, detected | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 88 | $16,044 | dollars, detected | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 398 | $15,701 | dollars, detected | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 532 | $15,609 | dollars, detected | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $15,111 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,107 | $14,491 | dollars, detected | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,891 | $14,334 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 1,125 | $14,321 | dollars, detected | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 185 | $13,958 | dollars, detected | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 324 | $13,495 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 421 | $13,451 | dollars, detected | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 376 | $12,604 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 299 | $12,579 | dollars, detected | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 466 | $12,312 | dollars, detected | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 93 | $12,054 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 261 | $11,941 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 200 | $11,670 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 220 | $11,425 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 275 | $11,360 | dollars, detected | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 795 | $10,367 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 212 | $10,248 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $10,167 | dollars, detected | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 89 | $9,609 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 204 | $9,439 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 288 | $9,063 | dollars, detected | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 404 | $8,860 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 231 | $8,850 | dollars, detected | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 505 | $8,545 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 353 | $8,380 | dollars, detected | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 305 | $8,156 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 251 | $8,019 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 89 | $7,808 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 310 | $7,589 | dollars, detected | |
| GLOBANT S A | L44385109 | COM | 143 | $7,370 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 250 | $7,178 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 270 | $7,079 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 87 | $6,921 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 165 | $6,871 | dollars, detected | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 132 | $6,842 | dollars, detected | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106 | $6,737 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 174 | $5,919 | dollars, detected | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 180 | $5,803 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 317 | $5,589 | dollars, detected | |
| BJS RESTAURANTS INC | 09180C106 | COM | 124 | $5,568 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,486 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 289 | $5,370 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 103 | $5,308 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 70 | $5,183 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 105 | $5,161 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 114 | $5,065 | dollars, detected | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 421 | $4,947 | dollars, detected | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 152 | $4,835 | dollars, detected | |
| HEALTHSTREAM INC | 42222N103 | COM | 193 | $4,792 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 653 | $4,741 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,201 | $4,468 | dollars, detected | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 648 | $4,387 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 39 | $4,304 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 33 | $4,271 | dollars, detected | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $4,267 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 153 | $4,256 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 230 | $3,928 | dollars, detected | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 177 | $3,752 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30 | $3,380 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 26 | $3,133 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 64 | $3,098 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100 | $2,929 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215 | $2,793 | dollars, detected | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30 | $2,743 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 50 | $2,728 | dollars, detected | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 82 | $2,709 | dollars, detected | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 43 | $2,426 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,259 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 600 | $2,247 | dollars, detected | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 56 | $2,225 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 336 | $2,201 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $2,199 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 355 | $1,945 | dollars, detected | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 128 | $1,857 | dollars, detected | |
| LAKELAND FINL CORP | 511656100 | COM | 40 | $1,849 | dollars, detected | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 79 | $1,777 | dollars, detected | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $1,762 | dollars, detected | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 33 | $1,641 | dollars, detected | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 64 | $1,575 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,564 | dollars, detected | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30 | $1,562 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 92 | $1,545 | dollars, detected | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 22 | $1,441 | dollars, detected | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2 | $1,263 | dollars, detected | |
| NUTRI SYS INC NEW | 67069D108 | COM | 39 | $1,051 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $1,021 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $962 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $910 | dollars, detected | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 62 | $877 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $830 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 77 | $700 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20 | $696 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 46 | $459 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2 | $23 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-18-000006 | this filing | 2018-05-14 | acceptance time not in the bulk data set |