13F-HR filed by UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 2,572 holding rows worth $117,998,016,000.
- Accession
- 0000861177-18-000001
- Filer
- CIK 861177
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 12,285 entries on the cover page, a total value of $117,998,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,998,016,772 with VALUE read as dollars, detected, 13F file number 028-02682. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerANALYTIC INVESTORS, LCC 028-04895
- reports for this filerAQR CAPITAL MANAGEMENT, LLC 028-10120
- reports for this filerAVIVA INVESTORS AMERICAS LLC 028-06609
- reports for this filerBLACKROCK FINANCIAL MANAGEMENT 028-04295
- reports for this filerBOSTON PARTNERS LLC 028-12484
- reports for this filerBROOKFIELD INVESTMENT MANAGEMENT INC. 028-13826
- reports for this filerFIRST QUADRANT LP 028-05582
- reports for this filerHUBER CAPITAL MANAGEMENT, LLC 028-14114
- reports for this filerJACKSON SQUARE PARTNERS LLC 028-16230
- reports for this filerJ.P. MORGAN INVESTMENT MANAGEMENT, INC. 028-11937
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC 028-05792
- reports for this filerLMCG INVESTMENTS, LLC 028-13608
- reports for this filerLOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. 028-10229
- reports for this filerMANULIFE ASSET MANAGEMENT (US) LLC 028-03673
- reports for this filerMAR VISTA INVESTMENT PARTNERS, LLC 028-13243
- reports for this filerMONDRIAN INVESTMENT PARTNERS LIMITED 028-11450
- reports for this filerNEUBERGER BERMAN FIXED INCOME LLC 028-17085
- reports for this filerNOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC. 028-13982
- reports for this filerPCJ INVESTMENT COUNSEL LTD 028-12690
- reports for this filerPACIFIC INVESTMENT MANAGEMENT COMPANY LLC 028-80427
- reports for this filerPRINCIPAL GLOBAL INVESTORS LLC d/b/a MACRO CURRENCY GROUP 028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT, LLC 028-03791
- reports for this filerRIVERBRIDGE PARTNERS, LLC 028-05655
- reports for this filerRIVER ROAD ASSET MANAGEMENT, LLC 028-11487
- reports for this filerROBERT W. BAIRD & CO. INCORPORATED (CHAUTAUQUA CAPITAL MANAGEMENT, LLC) 028-15238
- reports for this filerSAPIENCE INVESTMENTS LLC 028-02682
- reports for this filerSIRIOS CAPITAL MANAGEMENT L.P. 028-05369
- reports for this filerSTANDISH MELLON ASSET MANAGEMENT COMPANY, LLC 028-04303
- reports for this filerSTANDARD LIFE INVESTMENTS (CORPORATE FUNDS) LIMITED 028-06065
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT, L.P. 028-05015
- reports for this filerTIMPANI CAPITAL MANAGEMENT LLC 028-14622
- reports for this filerWILLIAM BLAIR & COMPANY L.L.C. 028-17022
- reports for this filerKETTLE HILL CAPITAL MANAGEMENT, LLC 028-17689
- included managerUBS GROUP AG 028-16612
- included managerUBS ASSET MANAGEMENT TRUST COMPANY 028-03900
- included managerUBS AG/UBS ASSET MANAGEMENT 028-10396
- included managerUBS ASSET MANAGEMENT (UK) LTD 028-05673
- included managerUBS ASSET MANAGEMENT LIFE LTD 028-05961
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 204 | $9,972 | dollars, detected | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 212 | $9,529 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 353 | $9,467 | dollars, detected | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 560 | $9,218 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 429 | $9,181 | dollars, detected | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 152 | $8,939 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 83 | $8,677 | dollars, detected | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,629 | $8,569 | dollars, detected | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 251 | $8,308 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 310 | $8,218 | dollars, detected | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 416 | $7,896 | dollars, detected | |
| WPP PLC NEW ADR | 92937A102 | ADR | 87 | $7,879 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 98 | $7,771 | dollars, detected | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 165 | $7,394 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 44 | $7,045 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 102 | $6,966 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 250 | $6,893 | dollars, detected | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 71 | $6,798 | dollars, detected | |
| FARMER BROS CO | 307675108 | COM | 203 | $6,526 | dollars, detected | |
| CRH PLC ADS | 12626K203 | ADR | 174 | $6,280 | dollars, detected | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 105 | $6,234 | dollars, detected | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 180 | $6,093 | dollars, detected | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 53 | $5,843 | dollars, detected | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 100 | $5,578 | dollars, detected | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 83 | $5,354 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 114 | $5,243 | dollars, detected | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 335 | $5,172 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 130 | $4,914 | dollars, detected | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 152 | $4,911 | dollars, detected | |
| ALTABA INC | 021346101 | COM | 70 | $4,890 | dollars, detected | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 115 | $4,635 | dollars, detected | |
| BJS RESTAURANTS INC | 09180C106 | COM | 124 | $4,514 | dollars, detected | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,201 | $4,504 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 33 | $4,382 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 135 | $4,307 | dollars, detected | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 653 | $4,231 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 230 | $4,002 | dollars, detected | |
| INNERWORKINGS INC | 45773Y105 | COM | 347 | $3,480 | dollars, detected | |
| ARTIVION INC | 228903100 | COM | 179 | $3,428 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 100 | $3,272 | dollars, detected | |
| THOMSON REUTERS CORP | 884903105 | COM | 75 | $3,269 | dollars, detected | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 34 | $3,099 | dollars, detected | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 36 | $3,055 | dollars, detected | |
| Enzo Biochem Inc | 294100102 | Common Stock | 355 | $2,893 | dollars, detected | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30 | $2,817 | dollars, detected | |
| VERITIV CORP | 923454102 | COM | 95 | $2,746 | dollars, detected | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34 | $2,367 | dollars, detected | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 52 | $2,331 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 336 | $2,197 | dollars, detected | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 600 | $2,127 | dollars, detected | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 215 | $2,113 | dollars, detected | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 58 | $1,943 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 36 | $1,905 | dollars, detected | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $1,800 | dollars, detected | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 33 | $1,779 | dollars, detected | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 132 | $1,704 | dollars, detected | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 79 | $1,627 | dollars, detected | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 41 | $1,435 | dollars, detected | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 30 | $1,418 | dollars, detected | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2 | $1,261 | dollars, detected | |
| SPS COMM INC COM | 78463M107 | Stock | 22 | $1,069 | dollars, detected | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 35 | $1,048 | dollars, detected | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 41 | $1,025 | dollars, detected | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19 | $1,012 | dollars, detected | |
| CORVEL CORP COM | 221006109 | Stock | 18 | $952 | dollars, detected | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 62 | $945 | dollars, detected | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19 | $940 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11 | $891 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 50 | $626 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 20 | $558 | dollars, detected | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7 | $446 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34 | $229 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000861177-18-000001 | this filing | 2018-02-09 | acceptance time not in the bulk data set |